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Cftc
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Funderblu Launches Comprehensive Evaluation Suite Featuring
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Funderblu Launches Comprehensive Evaluation Suite Featuring
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CFTC
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Executive Moves
Former CFTC Commissioner Bart Chilton Joins NexChange as Advisor
2016-06-02T16:08:34.000+02:00
NexChange has bolstered its senior advisory team by adding Bart Chilton.
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Exchanges
CFTC Grants Full Registration to GAIN's GTX, FlexTrade and TeraExchange
2016-05-27T09:38:01.000+02:00
TeraExchange LLC, GTX SEF LLC, and FTSEF LLC are now fully registered SEFs.
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Regulation
US District Court Levies $6m in Fines, Restitutions Against David Bryant
2016-05-25T22:55:10.000+02:00
David Bryant was ordered to pay up to $6m for fraudulently soliciting money from his own family, friends, and investors.
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Regulation
Citi Draws $250m Fine for Charges Surrounding USD ISDAFIX
2016-05-25T16:07:10.000+02:00
The fines at Citi keep coming, this time a $250 million penalty for manipulating the USD ISDAFIX.
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Regulation
CFTC Fines Citi, Affiliates for $175m for Yen LIBOR Manipulation
2016-05-25T15:22:26.000+02:00
Citi and several Japanese affiliates were on the hook for $175M after their role in LIBOR manipulation and wrongdoing.
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Regulation
The Board of the NFA Approves $91m Budget for Fiscal 2017
2016-05-24T19:00:15.000+02:00
The board of directors of the National Futures Association has outlined a 10% increase, primarily due to rising staff .
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Regulation
CFTC Fines Chicago FCM $150K over Several Historical Reporting Violations
2016-05-10T11:36:12.000+02:00
Cunningham Commodities LLC and one of the company’s controllers were fined.
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Brokers
Breaking: US Retail Forex Funds Grow in February Amid One Off Adjustment
2016-05-09T14:48:55.000+02:00
FXCM increased its leadership at the top in terms of market share with GAIN Capital, OANDA and Interactive Brokers declining
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Exchanges
SGX Introduces MSCI China Index Contracts To Meet Investor Demand
2016-05-03T14:29:56.000+02:00
SGX has added MSCI China Free Index to its offerings making it more representative of the breadth of equity markets in China.
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Brokers
CFTC Warns of 23 New Binary Options and FX Firms Soliciting in the US
2016-04-18T22:31:58.000+02:00
CFTC updates Registration Deficient (RED) list six months after launching.
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Regulation
CFTC Fines Brian Hinman $140k over Fraudulent Mass Email Solicitation
2016-04-12T22:02:53.000+02:00
Emails were linked to the CFTC related action against Revelation Forex Fund.
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Brokers
Nadex Sees Q1 Regulated Binary Options Grow Year-over-Year
2016-04-12T20:11:15.000+02:00
North American Derivatives Exchange (Nadex) sees binary options volumes grow.
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Exchanges
CFTC Orders Spoofing Futures Traders To Pay $2.69 Million
2016-04-06T09:15:33.000+02:00
Heet Khara and Nasim Salim penalised for spoofing in the gold and silver futures markets.
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Brokers
CFTC February Data Shows Mixed Results in Retail Forex Obligations
2016-04-04T20:03:01.000+02:00
The six remaining forex dealer members report varying changes from January.
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Regulation
CFTC Announces Largest Whistleblower Award to Date: $10M
2016-04-04T18:35:45.000+02:00
A whistleblower award just hit a record sum under the CFTC's program.
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News
CFTC Commissioner: Blockchain Could've Prevented Run on Lehman Brothers
2016-03-30T11:44:40.000+02:00
The commissioner calls on regulators in the US and around to the world to let blockchain and smart contracts develop freely.
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Regulation
CFTC Charges Virginia Man in $1.2m Commodity Pool Scheme
2016-03-25T20:34:51.000+02:00
CFTC charges Cayman Islands-based entity and its principal Tracy Lee Thomas.
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Regulation
U.S. Forex and Commodities Trader Faces Over $4.7m Penalty for Fraud
2016-03-22T23:11:08.000+02:00
Stroud Capital Management, TS Capital Partners, and TS Capital Management defrauded at least 17 investors.
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Regulation
Credit Suisse Settles CFTC Charges for Wheat Futures Violations
2016-03-22T22:48:55.000+02:00
Credit Suisse to pay penalties totaling $665,000 related to trading on CBOT.
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Exchanges
Nasdaq Adds Straits Financial as FCM for Energy Contracts
2016-03-21T16:12:13.000+02:00
Straits Financial becomes an approved FCM for NASDAQ's US-based DCM market.
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Regulation
US and EU Push For Common Approach with latest CFTC Framework
2016-03-16T18:33:52.000+02:00
CFTC relief to dually registered CCPs and DCOs in the EU by recognizing their related EMIR compliance as meeting CFTC rules.
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Regulation
US Regulators Charge Two Israeli Binary Options Brokers with Fraud
2016-03-15T22:16:59.000+02:00
Vault Options, Ltd. and Global Trader 365 have been identified as illegally soliciting U.S. clients.
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Regulation
Breaking: IBFX Failed to Meet Capital Requirements Post SNB Crisis
2016-03-14T22:59:46.000+02:00
IBFX will pay $1 million to settle with the US Commodity Futures Trading Commission due to minimum capital requirements violations.
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Brokers
US Forex Dealers See Continued Decline, Opening Up Fresh Lows
2016-03-10T00:51:24.000+02:00
CFTC's US FX dealers' client obligations data marked a fresh all-time low, led by Interactive Brokers, shedding -15% MoM.
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Regulation
SEC Impersonators Sift For Fees in Banc De Binary Settlement
2016-03-09T21:21:04.000+02:00
The SEC has issued an alert after entities impersonating the regulator requested that clients to pay a fee for settlements.
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Next
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