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Regulation

Ex-Deutsche Bank Trader Pleads Guilty to Metals Spoofing, Wire Fraud

  • Liew has plead guilty to US authorities, though his testimony cites collaboration with other Deutsche Bank traders.
Friday, 02/06/2017 | 17:22 GMT by Jeff Patterson
Regulation

Offshore MT4 Broker Tallinex Sued by CFTC for Accepting US Clients

  • According to its website, Tallinex operates in the jurisdiction of St Vincent and the Grenadines.
Thursday, 01/06/2017 | 11:30 GMT by Avi Mizrahi
Regulation

CFTC Cracks Down on Precious Metals Racket, Guardian Asset Group

  • Andrew Kurzbard and Guardian Asset Group have both been fined over a million USD in penalties for fraud.
Tuesday, 23/05/2017 | 14:57 GMT by Jeff Patterson
Exchanges

Bitcoin Swap Exchange LedgerX Closes $11.4m Series B Financing Round

  • The new funding will supports LedgerX’s plan to operate a regulated cryptocurrency exchange and clearing house.
Monday, 22/05/2017 | 06:45 GMT by Avi Mizrahi
Brokers

Breaking: Kenneth Grossman Succeeds Drew Niv as CEO of Global Brokerage

  • Expected leadership changes at the company that indirectly owns just over 37 percent of FXCM Group LLC.
Monday, 15/05/2017 | 20:14 GMT by Victor Golovtchenko
Regulation

CFTC Cracks Down on Arizona Racket After $13m Commodities Pool Scheme

  • The regulator halted Williams Advisory Group's commodities pool scheme after it defrauding 40 investors.
Thursday, 04/05/2017 | 06:16 GMT by Jeff Patterson
Regulation

US Regulator CFTC Asks for Public Input on Rule Simplification

  • CFTC's effort is not a regulatory overhaul, but an efficiency and cost reduction effort.
Thursday, 04/05/2017 | 05:09 GMT by Victor Golovtchenko
Regulation

Pennsylvania Resident Charged by CFTC with Defrauding 4 People of $825,000

  • CFTC charges with fraud yet another self-proclaimed commodity futures trading expert
Tuesday, 02/05/2017 | 19:51 GMT by Victor Golovtchenko
Executive Moves

Trading Places: Institutional Space Sees Uptick in Hires

  • Catch up on the latest moves from around the financial services industry last week.
Monday, 17/04/2017 | 08:05 GMT by Jeff Patterson
Brokers

FXCM Group Reports a Rebound in Monthly Trading Volumes

  • March trading volumes of the UK and Australian branches of FXCM post a healthy rebound.
Wednesday, 12/04/2017 | 07:23 GMT by Victor Golovtchenko
Executive Moves

Trading Places: ADS Securities, FXCM Lose FX Veterans

  • Catch up on the latest executive moves from around the industry last week.
Sunday, 02/04/2017 | 07:07 GMT by Jeff Patterson
Regulation

CFTC Fines Binary Options Provider, Vision Financial Partners $6.5M

  • Neil Pecker Vision Financial Partners were slapped with a $6.5m fine and a permanent ban by the CFTC.
Tuesday, 21/03/2017 | 16:12 GMT by Jeff Patterson
Brokers

FXCM Inc to Be Renamed 'Global Brokerage Inc' Following US Upheaval

  • FXCM Inc. is being renamed to Global Brokerage Inc, and also getting a new trading ticker symbol of GLBR.
Tuesday, 21/02/2017 | 13:10 GMT by Jeff Patterson
Blogs

The Most Trusted Jurisdictions For FX Regulation

  • Which jurisdictions are the most trusted in terms of FX regulation?
Friday, 10/02/2017 | 14:56 GMT by Guest Contributors
Regulation

CFTC Charges Texas Resident with Operating Unregistered CPOs

  • The CFTC seeks to impose a $100,000 fine, permanent trading and registration bans and injunction against further violations.
Thursday, 09/02/2017 | 21:24 GMT by Aziz Abdel-Qader
Brokers

GAIN CEO States Increased Regulation a Long-Term Positive for Industry

  • Glenn Stevens predicts further consolidation around a smaller number of larger firms.
Thursday, 09/02/2017 | 14:19 GMT by Jeff Patterson
Executive Moves

FastMatch Board Replaces Drew Niv, William Ahdout with Leucadia Execs

  • FXCM's Drew Niv and William Ahdout have been replaced on FastMatch's board of directors.
Tuesday, 07/02/2017 | 17:50 GMT by Jeff Patterson
Brokers

Breaking: FXCM's Share Prices Shed 50% of Market Value at Open

  • FXCM's share prices are in the red as the company moves to partition its US business.
Tuesday, 07/02/2017 | 14:30 GMT by Jeff Patterson
Brokers

Breaking: CFTC Levies $7m Fine on FXCM, Forced to Quit US Market

  • FXCM is being forced to withdraw from CFTC regulation after its latest settlement, also facing a permanent NFA ban.
Monday, 06/02/2017 | 21:18 GMT by Jeff Patterson
Brokers

Total Retail Forex Deposits in the US Finish 2016 at $525m

  • CFTC FCM data shows that the retail foreign exchange market contracted by 3.5 percent.
Friday, 03/02/2017 | 17:51 GMT by Victor Golovtchenko
Regulation

RBS Fined $85 Million by CFTC for Manipulation of ISDAfix

  • Amongst themselves, RBS traders joked about their attempts to manipulate the USD ISDAFIX.
Friday, 03/02/2017 | 17:48 GMT by Aziz Abdel-Qader
Regulation

CFTC Fines Commodity Trader $3 Million for Operating Illegal Metals Scheme

  • The order requires Joseph and his firm Oakmont to pay a $2,205,987 fine and disgorge $735,329 in ill-gotten gains.
Wednesday, 01/02/2017 | 21:54 GMT by Aziz Abdel-Qader
Regulation

CFTC Orders E*TRADE Securities, Clearing to Pay $280K for Supervisory Failures

  • CFTC has levied a joint civil monetary penalty against E*TRADE's subsidiaries.
Thursday, 26/01/2017 | 18:12 GMT by Jeff Patterson
Executive Moves

Trading Places: January Sees Continued Flurry of Hires

  • Key retail and institutional venues have undergone a plethora of moves already in the New Year.
Sunday, 22/01/2017 | 08:26 GMT by Jeff Patterson
Executive Moves

CFTC’s Top Cop to Leave as Washington Prepares for Trump's New Era

  • The departures of several Wall Street overseers come as Donald Trump prepares to fill out his incoming administration.
Thursday, 19/01/2017 | 18:30 GMT by Aziz Abdel-Qader
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