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Regulation
ASIC Releases Half Yearly Regulatory Enforcement Outcomes For January To June 2013
2013-07-24T09:20:04.000+02:00
Australia's financial markets regulator ASIC has demonstrated recently that it is strengthening its regulatory scope, and has today released full details of enforcements which have taken place between January and June this year.
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Brokers
DMM FX Australia – More Information on Their Upcoming Launch
2013-07-23T14:51:19.000+02:00
Last week we wrote that Japanese DMM Securities, the world’s second largest retail broker by volume, was on its way to launching an Australian subsidiary, DMM FX. Today we have more details about the upcoming launch.
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Brokers
Breaking: Japanese Expansion Continues, DMM Securities Launching Australian Division DMM FX
2013-07-18T21:38:18.000+02:00
MM Securities, the world’s second largest retail broker by volume has secured an ASIC license and will soon be launching DMMFX.COM.AU. DMM FX will feature FX and CFDs as well as binary options trading within its brand.
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Brokers
Invast Securities Launches Australian Licensed Brokerage
2013-07-17T09:03:53.000+02:00
Japanese Invast Securities is today announcing the launch of its Australian, ASIC licensed brokerage. As reported by Forex Magnates in February, Invast had secured an ASIC license earlier in the year.
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Regulation
You’re Nicked Mate! Australian Regulator Shuts Down Apex Derivatives And Liquidates Its Assets
2013-07-09T09:21:43.000+02:00
Sydney-based OTC derivatives and FX firm Apex Derivatives has today been wound up by Australian regulator ASIC for falsely purporting to be ASIC regulated, and for continuing business whilst insolvent.
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Executive Moves
Krys Kling Joins DirectFX.com As Global Head of Operations
2013-06-23T10:16:21.000+02:00
Australian broker and ASIC licensed, DirectFX, has announced the hiring of Krys Kling as its new Global Head of Operations. The hiring is part of DirectFX’s aim of “to broaden their exposure to the global forex market”.
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Analysis
Australian Regulator Goes Light on Dark Pools - Recognizes HFT and Dark Liquidity as Part of Financial Landscape
2013-06-18T12:24:06.000+02:00
ASIC joins the international debate on high-frequency trading, today releasing a refined set of rules for HFT and dark pool liquidity. The regulator has refrained from imposing restrictions such as resting times.
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Regulation
ASIC Puts An End to the Aussie Rob Lifestyle. Murray Priestley Receives Three Year Ban
2013-06-10T10:02:22.000+02:00
Australian regulator ASIC has banned former CEO of Lifestyle Group from providing any form of financial services for three years after misleading statements relating to the functionality of forex software were made.
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Regulation
ASIC Clamping Down on Unregulated Firms – Fraudulent Currency Trading Scheme Uncovered
2013-04-29T08:40:52.000+02:00
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Regulation
Big Brother is Watching You - Surveillance of City Index Australia By ASIC Results in Enforceable Undertaking
2013-04-11T12:29:15.000+02:00
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Executive Moves
INVAST Securities Australia Appoints Brendan Gunn CEO & Andrew Taylor COO
2013-04-05T09:18:30.000+02:00
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Brokers
AxiTrader Posts Record Volumes for March 2013 of $82 Billion
2013-04-04T09:12:52.000+02:00
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Regulation
Enforceable Undertaking Accepted By ASIC Following Investigation of Halifax Securities Risk Management Procedure
2013-04-04T08:50:40.000+02:00
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Regulation
ASIC Finalizes Framework for Trading of Commonwealth Government Securities on the ASX
2013-03-27T15:32:08.000+02:00
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Technology
In House Development Rules at MahiFX - New Proprietary Desktop Application Launched
2013-03-20T16:15:03.000+02:00
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Brokers
Invast Securities Posts Quarterly and FY Results, Launching Australian Subsidiary
2013-02-04T13:30:51.000+02:00
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Brokers
ThinkForex Operating Under ASIC Regulations, Relocates Global Headquarters to Australia
2013-01-27T16:27:20.000+02:00
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Regulation
ASIC Selects Delta Stream From First Derivatives For New Market Surveillance Solution
2012-12-13T15:09:36.000+02:00
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Brokers
Add a Zer0 Please! ASIC Wants More Net Capital
2012-10-29T04:21:00.000+02:00
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Brokers
Client Money Rules, does anyone follow them? ASIC
2012-06-15T12:16:36.000+02:00
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Brokers
Admiral Markets launches CFD trading platform
2012-04-23T10:27:15.000+02:00
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Brokers
MahiFX goes live, offers attractive proprietary platform
2012-03-05T14:07:35.000+02:00
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Brokers
Go Markets acquired by AIP Global Holdings
2012-02-09T16:02:11.000+02:00
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Brokers
Saxo Bank launches in Australia
2012-01-30T12:51:07.000+02:00
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Brokers
Admiral Markets launches ASIC licensed office in Australia
2012-01-25T12:45:34.000+02:00
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