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Regulation

ASIC Places 6yr Ban on Former CEO of Spectrum Wealth Advisers

  • The regulator has banned Mark Schroeder from providing financial services for six years.
Tuesday, 11/02/2020 | 08:22 GMT by Celeste Skinner
Regulation

Pepperstone CEO: ASIC’s Powers Will Stifle Innovation in Australia

  • Tamas Szabo spoke in front of a government Committee, outlining his concerns on the regulations.
Tuesday, 11/02/2020 | 07:17 GMT by Celeste Skinner
Regulation

Federal Court Rules in ASIC’s Favour Against One Tech Media Ltd

  • The regulator accused One Tech Media Ltd of providing binary options trading without authorization.
Friday, 07/02/2020 | 08:59 GMT by Celeste Skinner
Brokers

AxiCorp Appeals ASIC’s Suspension of its AFS License

  • The Administrative Appeals Tribunal has granted a stay of the suspension, pending final review.
Monday, 03/02/2020 | 08:34 GMT by Celeste Skinner
Regulation

Are ASIC’s Product Intervention Measures in Australia’s Best Interest?

  • The CEO of Pepperstone has questioned whether ASIC is using its powers appropriately.
Thursday, 23/01/2020 | 11:07 GMT by Celeste Skinner
Brokers

ASIC Extends Halifax AFS License Suspension to January 2021

  • The suspension was previously meant to expire on January 10, 2020.
Tuesday, 07/01/2020 | 08:33 GMT by Celeste Skinner
Analysis

2019: A Year of Migration for Brokers and Traders - Where did They Go?

  • With tightening regulation, traders and brokers moved across the globe, here’s where they went.
Monday, 30/12/2019 | 11:53 GMT by Celeste Skinner
News

Canaan to Introduce 5nm ASIC Miners in Q1 2020

  • With the new chip, the miners will be 7 to 15 percent more efficient than the predecessors.
Thursday, 26/12/2019 | 12:50 GMT by Arnab Shome
Brokers

ASIC Reveals Restraint Orders Against USGFX, the Broker Responds

  • The ASIC’s orders against USGFX’s representatives aren’t restraining them from doing their business.
Monday, 23/12/2019 | 08:44 GMT by Aziz Abdel-Qader
Regulation

ASIC Cancels AFS Licence of KP International Group Australia

  • The trading technology provider initially had its license suspended until September 2020.
Thursday, 19/12/2019 | 07:33 GMT by Celeste Skinner
Regulation

ASIC Implements New Regulations for Wholesale Clients

  • The regulator has excluded the ‘price and value test’ for issuers of CFDs.
Wednesday, 18/12/2019 | 06:05 GMT by Celeste Skinner
Regulation

AFS Licence Applications with ASIC Fall in 2018-2019 Period

  • Is Australia becoming a less attractive destination for financial firms?
Monday, 16/12/2019 | 08:25 GMT by Celeste Skinner
Regulation

ASIC Flags Three Unregulated FX Firms Including Fibonetix

  • Fibonetix has previously been blacklisted by another financial regulator.
Friday, 06/12/2019 | 06:43 GMT by Celeste Skinner
Brokers

KVB Kunlun Completes Offloading of Chinese Clients

  • Around 95 per cent of clients of the Group have been identified as actual or potential PRC domestic clients.
Tuesday, 26/11/2019 | 12:18 GMT by Celeste Skinner
Thought Leaders

ACY Securities Invited to Australia-China Free Trade Agreement Anniversary

  • The organisation that put the event together bestowed special recognition on ACY Securities.
Monday, 18/11/2019 | 13:16 GMT by Sponsored
Analysis

Bitmain Files US IPO, Exness to Focus on B2B: Editor’s Pick

  • Keep up to date with the most interesting stories in the FX and crypto space.
Sunday, 03/11/2019 | 12:17 GMT by Celeste Skinner
Payments

25.9% of iSignthis Revenue Came From OT Capital & TraderQ

  • The payments company has been under investigation regarding its revenue sources.
Tuesday, 29/10/2019 | 11:05 GMT by Celeste Skinner
Regulation

ASIC Pursued Justification for CFD Product Intervention

  • The regulator sought justification for the measures, but the results were not “statistically significant.”
Tuesday, 29/10/2019 | 09:38 GMT by Celeste Skinner
Regulation

Canada’s OSC Flags Forex Broker Axe Invest

  • Australian regulator ASIC has also warned against the entity.
Monday, 21/10/2019 | 19:57 GMT by Celeste Skinner
Regulation

ASIC Reports "High Incidence" of CFD Broker Misconduct

  • The Aussie regulator made the comments in its recently published annual report
Thursday, 17/10/2019 | 11:10 GMT by David Kimberley
Brokers

Australian Federal Court Sides with ASIC Against Broker Gallop

  • The proposed civil penalty against former director Ming-Chien Wang will be the highest in an ASIC proceeding.
Thursday, 19/09/2019 | 09:34 GMT by Celeste Skinner
Regulation

ASIC Suspends AFS License of Financial Options Pty Ltd

  • The license has been suspended until the 26th of February 2020.
Tuesday, 10/09/2019 | 07:07 GMT by Celeste Skinner
Brokers

Three Former ASIC Regulated FX Firms Owe AFCA $837,800

  • AGM Markets, Direct FX Trading and Berndale Capital Securities have been called out by the authority.
Monday, 02/09/2019 | 07:52 GMT by Celeste Skinner
Regulation

AFCA Welcomes ASIC Product Intervention Powers

  • The dispute resolution agency says the powers will lead to better protection for consumers
Tuesday, 27/08/2019 | 08:43 GMT by David Kimberley
Regulation

Australia AFCA to Reveal Firms Involved in Investment Disputes

  • Industry associations were concerned that firms or brokers with larger market share could be unfairly disadvantaged.
Monday, 26/08/2019 | 08:27 GMT by Aziz Abdel-Qader
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