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Asic
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
B2Broker Opens a Third Office in Dubai, Improving Presence in
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
B2Broker Opens a Third Office in Dubai, Improving Presence in
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Asic
Search for a tag
Brokers
Exclusive: ASIC Issues First Retail Broker License in Two Years
The Australian regulator has been mute for a while when it comes to new retail brokers
Monday, 18/03/2019 | 13:09 GMT
by
Victor Golovtchenko
Analysis
Will ASIC Follow ESMA and Implement Leverage Restrictions?
With tightening regulations in Europe and Asia, Australia is being considered as a safe haven - but will it last?
Monday, 18/03/2019 | 10:33 GMT
by
Celeste Skinner
Regulation
ASIC AFS Licence Applicants Have 44% Success Rate, Report Shows
Between July 2017 until June 2018, the success rate for applications of AFS licenses was 44 per cent.
Thursday, 28/02/2019 | 10:32 GMT
by
Celeste Skinner
Regulation
ASIC Bans Another Director at Jade Capital Matthew McCrow
McCrow was banned because he was involved in the company’s breach of financial services law.
Monday, 25/02/2019 | 07:56 GMT
by
Celeste Skinner
Regulation
Australia Passes Bill to Enhance Whistleblower Protection
ASIC will oversee the implementation of the reforms in July.
Thursday, 21/02/2019 | 08:05 GMT
by
Celeste Skinner
Regulation
ASIC Ends Monitoring of HSBC for Retail Structured Products
The regulator has ceased the bank's enforceable undertaking related to retail structured products.
Wednesday, 20/02/2019 | 06:58 GMT
by
Celeste Skinner
Regulation
Former Aussie FX Trader at Deutsche Bank Sentenced to Prison
Andrew Donaldson fraudulently filed with Deutsche that he made profits of more than AU$31 million.
Tuesday, 12/02/2019 | 07:19 GMT
by
Celeste Skinner
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Regulation
ASIC Lays Out Brexit Plan Ahead of Upcoming Deadline
ASIC is working closely with the FCA and BoE to set up new relationships between Australia and the UK.
Friday, 08/02/2019 | 07:53 GMT
by
Celeste Skinner
Regulation
The Seemingly Never-Ending Warning List of ASIC Grows Again
The regulator has warned against KontoFX (NTMT Transformatic Markets OU) and Fortune Way Limited (FXFWay UK Limited).
Tuesday, 05/02/2019 | 08:18 GMT
by
Celeste Skinner
Brokers
ASIC Suspends AFS License of Halifax
Halifax has been in administration since November, 2018.
Monday, 14/01/2019 | 07:12 GMT
by
Celeste Skinner
Regulation
Don’t Deal with Estonian Broker 4XFX, ASIC Warns
4XFX is unlicensed in Australia to provide financial services and it could be involved in a scam.
Thursday, 10/01/2019 | 07:56 GMT
by
Celeste Skinner
Regulation
ASIC Warns Against Scammers Impersonating the Regulator
Scammers from Luxembourg Offshore Banking are falsely claiming that funds are being processed or withheld by ASIC.
Monday, 17/12/2018 | 08:06 GMT
by
Celeste Skinner
News
Zcoin Moves Against ASIC Monopoly With Merkle Tree Proof
The new mining algorithm is said to negate the monetary advantage of using a specialised machine.
Thursday, 06/12/2018 | 13:29 GMT
by
Simon Golstein
Regulation
ESMA Blues, ASIC Boom and Brexit No Big Deal: This Year in Regulations
From PSP problems in China to leverage caps in Europe, it's been a challenging year for brokers across the globe.
Thursday, 06/12/2018 | 09:30 GMT
by
David Kimberley
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Brokers
ASIC Warns Against Axe Invest
The regulator says the company has been offering its services to Australians without the requisite licensing.
Monday, 03/12/2018 | 11:23 GMT
by
David Kimberley
Regulation
ASIC Announces Major Changes to Reporting Requirements
Full-year and half-year reports at December 31, 2018, must comply with these new accounting standards.
Monday, 03/12/2018 | 08:13 GMT
by
Celeste Skinner
Regulation
ASIC Cancels AFS Licence of OTC Derivative Issuer Berndale
ASIC has also banned Stavro D’Amore, a former director of the firm, from providing financial services for six years.
Friday, 30/11/2018 | 06:59 GMT
by
Celeste Skinner
Regulation
New Zealand’s FMA Flags FX Trading Provider Brighter Trade
The regulator believes Brighter Trade could be a scam following a warning from ASIC.
Wednesday, 28/11/2018 | 07:57 GMT
by
Celeste Skinner
Analysis
Lightning Network Gets Popular, ASIC Gets Tough: Best of the Week
Catch up on last week's top stories.
Sunday, 25/11/2018 | 15:49 GMT
by
Simon Golstein
Brokers
Exclusive: Halifax Investment Services Has Gone Bust
The Sydney-based company shares its owner with two other finance firms.
Sunday, 25/11/2018 | 14:35 GMT
by
Finance Magnates Staff
Brokers
Exclusive: ASIC Broker License Prices Hit Whopping $4 Million
Regulatory arbitrage comes at a hefty cost as ASIC still trailing on leverage restrictions.
Wednesday, 21/11/2018 | 17:16 GMT
by
Victor Golovtchenko
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Regulation
State One Stockbroking fined $500,000 for Compliance Failures
The firm was ordered to pay penalties totalling $350,000 for not complying with ASIC’s Market Integrity Rules.
Wednesday, 21/11/2018 | 09:00 GMT
by
Celeste Skinner
Brokers
How Not to Do Business in Australia: The Story of AGM Markets
AGM Markets got its license revoked and most recently the company’s CEO got a ban from the industry.
Wednesday, 21/11/2018 | 05:51 GMT
by
Victor Golovtchenko
Regulation
UBS Pays $120,000 for "Careless" Conduct on the ASX
Traders at UBS bought around 18 million securities in ways other than by the matching of an order book.
Tuesday, 20/11/2018 | 06:55 GMT
by
Celeste Skinner
Regulation
ASIC Adds 10 Unauthorized Financial Firms to its Blacklist
The firms range from FX, CFD, and cryptocurrency brokers, to investment firms.
Monday, 19/11/2018 | 15:09 GMT
by
Celeste Skinner
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