NFA hits FXDD with an administrative complaint over AML policies

by Michael Greenberg
NFA hits FXDD with an administrative complaint over AML policies

NFA hits FXDD with another complaint though administrative in nature. Previously FXDD was charged for applying asymmetric slippage however current complaint deals with internal policies and focuses on FXDD's AML policy: the NFA charges FXDD for failure to notice what it deems as suspicious activity in several customers' accounts, the full Complaint is found below:

[scribd id=110938120 key=key-969dwsw3rihk2airfyc mode=scroll]

NFA hits FXDD with another complaint though administrative in nature. Previously FXDD was charged for applying asymmetric slippage however current complaint deals with internal policies and focuses on FXDD's AML policy: the NFA charges FXDD for failure to notice what it deems as suspicious activity in several customers' accounts, the full Complaint is found below:

[scribd id=110938120 key=key-969dwsw3rihk2airfyc mode=scroll]

About the Author: Michael Greenberg
Michael Greenberg
  • 1439 Articles
  • 56 Followers
About the Author: Michael Greenberg
  • 1439 Articles
  • 56 Followers

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