sfc
Tim Lui Tim-leung to Replace Carlson Tong as SFC Chairman
- Lui will serve a three-year term from October 20, 2018.
Friday, 07/09/2018 | 12:16 GMT by
Celeste Skinner
SFC Updates its OTC Derivatives Regulation
- Legal entity identifiers will not become mandatory but their use will expand
Wednesday, 27/06/2018 | 15:39 GMT by
David Kimberley
SFC Issues $1M Fine to CN Capital Over Regulatory Breaches
- Senior officers at company breached core principle of giving clients priority and avoiding conflicts of interest
Tuesday, 24/04/2018 | 21:32 GMT by
Bogdan Kagan
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