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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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Regulation
Credit Suisse Settles With SEC, NY Attorney Over Misrouting Trading Orders
2018-09-28T23:31:38.000+02:00
The US regulators’ charges against Credit Suisse revolved around “deficient disclosures” by the bank’s order routers.
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SEC Charges Foreign Crypto Company '1pool Ltd.' with Violating Securities Laws
2018-09-28T08:54:49.000+02:00
The charge is the latest in a series of law enforcement efforts against crypto companies by the SEC.
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US Judge Rules: Cryptocurrency is a Commodity for Purposes of CFTC Case
2018-09-27T09:59:01.000+02:00
Judge decides that Bitcoin is traded via exchanges, and there are futures contracts linked to it, so it is a commodity.
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How the SEC’s Crackdown on ICOs is Shaping Regulations in the US
2018-09-26T14:50:29.000+02:00
The SEC has increased pressure on crypto companies all around the industry. Will we see clear regulations soon?
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News
Tens of Cryptocurrency Representatives Beg Congress for Regulation
2018-09-26T12:17:01.000+02:00
More than 50 people spoke at a Congressional hearing hosted by representative Warren Davidson.
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Regulation
Société Générale’s US Brokerage Arm Pays $800,000 to Settle ADRs Abuse Case
2018-09-25T20:11:21.000+02:00
The agency accuses SG Americas Securities of failure to supervise its securities lending desks.
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Regulation
SEC Announces $4 Million Bounty to Foreign Whistleblower
2018-09-24T23:14:18.000+02:00
SEC enforcement actions from tip-offs have resulted in nearly $1.7 billion in fines since the program’s inception in 2011.
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Again?! SEC Postpones Decision on CBOE Application to list Bitcoin ETF
2018-09-21T07:36:08.000+02:00
The SEC keeps delaying decisions on Bitcoin ETF applications--could this be a sign of hope, or doom?
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News
Morgan Stanley Has Bitcoin Swaps Ready, Waiting For 'Institutional Demand'
2018-09-13T17:04:55.000+02:00
The investment bank's new financial derivative would be based on Bitcoin futures, which are also financial derivatives.
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New Cryptocurrency Investment Fund for Very Wealthy Excludes XRP
2018-08-29T10:51:35.000+02:00
Morgan Creek and Bitwise feel that XRP is a legal liability.
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Analysis
SEC Undecided on Bitcoin ETFs, Binary Options Still Banned: Best of the Week
2018-08-26T12:51:00.000+02:00
Catch up on last week's top stories.
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Rejected! SEC Says No to Bitcoin Futures ETF
2018-08-23T10:09:41.000+02:00
SEC says that NYSE Arca failed to make adequate arrangements to protect against market manipulation.
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Analysis
76% of EU Traders Lose, Deutsche Profits from Turkish Crash - Best of the Week
2018-08-19T13:16:53.000+02:00
Catch up on last week's top stories.
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Firm Behind First Blockchain ETFs Launches $100 Million Crypto Hedge Fund
2018-08-19T11:18:30.000+02:00
Reality Shares of California has attracted around $100 million worth of new business since launching its exchange-traded funds.
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Regulation
Citigroup Hit with SEC Fines over Fraud, Internal Control
2018-08-17T19:46:05.000+02:00
Citigroup, the third-largest US bank by assets, was sued in two separate cases over multiple violations.
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ICOs
SEC Halts Tomahawkcoins ICO on Fraud Allegations
2018-08-14T20:29:22.000+02:00
The ICO operators consented to a cease and desist order and agreed to pay a $30,000 fine.
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News
SEC Warns Against Retirement Funds Investing in Cryptocurrency
2018-08-14T15:45:16.000+02:00
In other news, the Japanese financial watchdog is unhappy with the results of its inspections of cryptocurrency exchanges.
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US Financial Crime Regulator Now Receives 1,500 SAR Reports per Month
2018-08-12T12:35:55.000+02:00
FinCEN relies on reports of suspicious activity to investigate wrongdoing, so the more the better.
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Green Light: High Times Magazine Becomes First IPO to Accept Cryptocurrency
2018-08-06T14:07:33.000+02:00
Cannabis news outlet High Times is selling its shares on Nasdaq.
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Regulation
Time to Worry? SEC Latest Probe Targets Cryptocurrency Brokerage Firms
2018-08-02T20:13:15.000+02:00
SEC's requests seek information about the structure for sales, clearing agreements, details on personnel and advisors involved
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News
Identity Crisis: Long Blockchain Re-Brands Again, Receives Subpoena
2018-08-02T12:39:58.000+02:00
The US SEC has sent a subpoena to Stran Loyalty Group, née Long Blockchain, née Long Island Iced Tea.
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Coinbase Hires Finance Veteran Jeff Horowitz as Compliance Officer
2018-07-31T16:18:20.000+02:00
Horowitz has 30 years of experience in the field, and will be Coinbase's first CCO.
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Regulation
SEC Fines Mizuho Securities $1.25 Million For Data Security Failures
2018-07-23T22:48:03.000+02:00
The company failed to test its authorization practices, or monitor employees’ access to customer information.
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Regulation
Deutsche Bank Agrees to Pay $75 Million to Settle Despository Receipt Case
2018-07-20T22:03:03.000+02:00
The ADRs were issued without backing by actual shares, leaving them ripe for potential market abuse.
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News
Senate Cryptocurrency Hearing: Speakers Urge Pragmatic Regulation
2018-07-19T15:43:26.000+02:00
Daniel Gorfine of the CFTC warned against being hasty in defining tokens.
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