regulation
ESMA Report Clarifies MiFID II/MiFIR Technical Standards
- With the consultation process complete, the final report provides updates on the draft regulatory and implementing technical standards.
Tuesday, 30/06/2015 | 15:25 GMT by
Andy Traveller
ESMA Short Selling Ban to Take Effect Midnight CET
- As the threat of a Grexit becomes more real, the European financial watchdog has agreed to a short selling ban, proposed by the Greek HCMC.
Monday, 29/06/2015 | 22:08 GMT by
Andy Traveller
Millennium Capital Exchange CEO Charged with Running Ponzi Scheme
- Both US and UK regulators have vowed to hold individuals accountable for financial crime.
Monday, 29/06/2015 | 21:47 GMT by
Andy Traveller
Deutsche Bank Goes Live With KYC Service
- The bank’s Global Transaction Banking division now utilizes SWIFT's KYC Registry as part of its due diligence procedures.
Monday, 29/06/2015 | 18:55 GMT by
Andy Traveller
Exclusive: Simon Appleton on Big Fines, New Rules and Being Prepared
- A discussion about the importance of confidence in the market for the sake of all involved.
Friday, 19/06/2015 | 20:03 GMT by
Andy Traveller
Increased Momentum Towards Regulatory Harmonisation
- In response to new derivatives reporting rules, several actions seek to improve data quality and standardisation across jurisdictions.
Thursday, 18/06/2015 | 18:51 GMT by
Andy Traveller
Two More Firms Added to Japanese Regulator’s Blacklist
- Japan’s Financial Services Agency today added another two firms to its growing ‘blacklist’ continuing its quest to protect local investors
Friday, 12/06/2015 | 15:07 GMT by
Andy Traveller
Weekly Recap: Bitcoin Regulation Achieves Milestone
- Last week was a busy one for the regulation of digital currency.
Sunday, 07/06/2015 | 17:23 GMT by
Leon Pick
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