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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Fintrix reports rise in introducing broker partnerships;
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Fintrix reports rise in introducing broker partnerships;
Thought Leadership
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regulation
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Regulation
IIFM Introduces Sharia-Compliant Forex Forward Standards
2016-06-06T13:11:03.000+02:00
The new standards are designed to improve on hedging practices in the sector as well as providing better tools to manage risk.
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Regulation
ASIC Charges Two Traders for Insider Trading
2016-06-06T08:58:46.000+02:00
In separate cases, two Australian traders have been found guilty of insider trading conspiracies.
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Analysis
Regulation Pushed Half Out, Will Any FX Brokers Remain in Israel?
2016-06-05T12:08:35.000+02:00
Players in the industry talk about the effects of the regulatory process in Israel.
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Regulation
SEC Charges Trader For Defrauding Investors and Hiding $16 Million Losses
2016-06-03T10:00:23.000+02:00
The SEC is seeking a permanent injunction and the return of alleged ill-gotten gains for Park’s fraudulent trading activities.
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Exchanges
FINRA Slaps $900K Fine on E*Trade for Execution Failings
2016-06-02T18:01:27.000+02:00
FINRA ruled that E*Trade’s customer orders to exchanges and market centers were not executed in a proper fashion.
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Jeff Patterson
Regulation
SWIFT Rolls Out New Customer Security Program Following Recent Breach
2016-05-31T20:43:37.000+02:00
SWIFT has issued a five-point plan to fortify security measures across its network.
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Payments
PayPal Suspends Activities in Turkey Following Regulatory Impasse
2016-05-31T16:25:09.000+02:00
PayPal is suspending all its activities in the country on June 6 following a new rule from Turkish regulators.
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Regulation
Canadian Regulator BCSC Issues Warning About Ava Trade
2016-05-31T12:51:23.000+02:00
Ava Trade is the latest broker to be flagged by the BCSC for advertising its trading platform within its jurisdiction.
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News
Flat6Labs Synergy with UAE Regulator to Support Fintech in Abu Dhabi
2016-05-31T10:16:14.000+02:00
Abu Dhabi Global Market regulator FSRA inks MoU with Flat6Labs for fintech.
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Regulation
Spain’s CNMV Warns The Public Against Unregulated Firm Trading Forex
2016-05-30T21:11:04.000+02:00
CNMV has issued a warning against Trading Forex, adding it to the list of entities forbidden to solicit their services.
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Executive Moves
France’s AMF Appoints Franck Guiader to Head New Fintech Regulatory Division
2016-05-30T20:09:51.000+02:00
AMF's Fintech, Innovation and Competitiveness (FIC) division opens June 1st.
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Steven Hatzakis
Regulation
iFOREX Gives Up on Israeli Licensing Process, Leaves the Market
2016-05-30T16:28:11.000+02:00
Clients of iFOREX in Israel are requested to close all positions by Monday, June 6th.
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Regulation
SFC Fines Hong-Kong Based Guotai Junan Securities $1.3 million
2016-05-30T13:45:57.000+02:00
Hong Kong’s SFC imposes fine for failure to comply with its regulatory requirements regarding client identity.
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Regulation
Japan’s Kanto Bureau Warns Against HighTrade FX
2016-05-30T09:46:12.000+02:00
Kanto Bureau has issued a warning to the public that HighTrade FX is not authorised to solicit Japanese investors.
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Institutional FX
Ebullio Saga Continues As Investor Enforces Judgement
2016-05-29T09:31:35.000+02:00
Enforcement action comes amid greater scrutiny of commodities hedge fund Ebullio’s assets
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Payments
SWIFT Investigation Expands to 12 Banks After Attempted $1b Heist
2016-05-27T16:31:16.000+02:00
The investigation has expanded to 12 banks as independent firms have established a link to previous hackings.
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Jeff Patterson
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Brokers
UBFS Invest Suspended by CySEC After Capitalization Threatened
2016-05-27T15:37:11.000+02:00
UBFS Invest, powered by Moneychoice Brokers, was temporarily suspended after its capital requirements fell below proper levels.
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Regulation
The Clearing House and Isda Issue White Paper, Clarifying CCP Resolution
2016-05-25T17:26:50.000+02:00
A recent paper has outlined a number of systematic risks shouldered by CCPs ahead of needed regulatory clarity.
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Regulation
FCA Warns Public that TRD Brokers is not Authorised
2016-05-25T14:24:53.000+02:00
The latest warning is for a UK entity targeting clients with unauthorised forex services.
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Regulation
Bats Launches New Portal Tracking MiFID II Progress, Company Agenda
2016-05-20T12:16:50.000+02:00
Bats has launched a newer portal ahead of the MiFID II passage, helping inform users and the market of its plans.
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Regulation
BCSC Adds Ivory Option and Trades Capital to its Warning List
2016-05-20T09:22:03.000+02:00
Two further binary options brokers are flagged by BCSC for promoting their trading platforms to Canadian traders.
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Payments
Card Payment Fees to Become More Transparent for Merchants
2016-05-19T13:51:34.000+02:00
The draft guidance will clarify what is included in merchant service charges.
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Regulation
FINRA Levies $17 Million Fine on Raymond James for AML Compliance Failures
2016-05-18T17:55:17.000+02:00
The fine was imposed as a result of systematic failures in the firms' anti-money laundering procedures.
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Regulation
Russian Regulator More Transparent Than European Ones, Or Is It?
2016-05-18T14:23:26.000+02:00
The Bank of Russia not only announces which companies are receiving a license, but also those that are denied one
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Regulation
SEC Calls For Reporting Of Treasury Cash Market Transactions
2016-05-17T21:29:48.000+02:00
The request is aimed at safeguarding the deepest and most liquid securities market in the world.
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