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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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UF AWARDS GLOBAL 2026: Meet the Winners
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Regulation
FCA Loses Identity Case Against London Whale Assistant, UK Tribunal Rules
2016-07-13T18:22:07.000+02:00
A London Tribunal has cited improper disclosure of Julien Grout.
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Regulation
SWIFT Calls in Reinforcements to Help Police Cyber Security
2016-07-11T15:56:43.000+02:00
SWIFT has leaned on cyber-security specialists BAE Systems and Fox-IT and created a new security team.
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Regulation
Another Israeli Broker Throws in the Towel, General Trade is Out
2016-07-10T11:51:15.000+02:00
Only nine firms now remain in the application process for an Israeli trading license.
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Executive Moves
BNY Mellon Secures Robert Allan as its Head of EMEA Compliance Surveillance
2016-07-07T19:11:05.000+02:00
Mr. Allan joins BNY Mellon after nearly 18 years at CIBC World Markets.
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Regulation
Four Barclays’ Traders Given Steep Jail Sentences for LIBOR Abuse
2016-07-07T17:46:27.000+02:00
Jay Merchant, Peter Johnson, Jonathan Mathew, and Alex Pabon are heading directly to prison after a UK judge's ruling.
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Regulation
Analysis: Latest CySEC Circulars Likely Result from ESMA Pressure
2016-07-07T13:38:25.000+02:00
CySEC has been gradually toughening its stance on a number of counts in recent months under pressure from European peers
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Execution
Abide Financial, Corvil Team Up to Launch Transaction Reporting Solution
2016-07-07T11:01:38.000+02:00
The new partnership is aimed at delivering end-to-end transaction reporting and reconciliation solutions.
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News
North Carolina Adopts Business-Friendly Regulation on Blockchain
2016-07-07T11:00:01.000+02:00
The North Carolina approach to cryptocurrencies starkly contrasts with New York’s licensing regime.
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Regulation
Canada's BCSC Finds B.C. Resident Committed Fraud on Investor
2016-07-07T10:40:36.000+02:00
Larry Keith Davis has been found by the BCSC to have engaged in frauduent investment activities.
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Regulation
Financial Commission Certifies Technology of Forex Development Corporation
2016-07-06T17:00:46.000+02:00
Technology startup FDC had its technology certified by Financial Commission.
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Exchanges
Paris Attackers Used Prepaid Bank Cards, so EU Cracks Down on Bitcoin
2016-07-06T10:29:21.000+02:00
Regulators wish to further curtail anonymity on European cryptocurrency exchanges.
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Regulation
CNMV Warns the Public Against IT-Group Sucursal en España
2016-07-04T11:27:59.000+02:00
Spain's CNMV adds another unregistered broker to its warning list, the third in a week.
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Analysis
Michael Greenberg’s Special Analysis of Brexit Prospects
2016-06-30T13:56:56.000+02:00
The UK leaving the EU will have a deeper impact on the FX industry than the SNB crisis had.
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Retail FX
Israeli Regulators Feel Brexit Justified Paranoia
2016-06-29T17:04:33.000+02:00
"This is the money time - in the next few weeks we will see if the Israeli trading industry survives."
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Execution
Corvil Unveils App Agent, Pushing Greater Transparency Measures
2016-06-28T16:02:40.000+02:00
The solution is important for users as it also extends Corvil’s analytics capabilities, ushering in greater transparency.
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Regulation
CySEC Warns Brokers About Providing Investment Advice, High-Pressure Sales
2016-06-28T15:02:10.000+02:00
High-pressure sales tactics are to be phased out and client support staff must use real names.
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Exchanges
Is the Futures Market Ready for Self-Regulation?
2016-06-28T13:55:38.000+02:00
With market abuse wider than ever before, can exchanges and entities be trusted to police themselves?
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Regulation
Canada’s BCSC Agrees Settlement of $125,000 with Asia Finance
2016-06-28T10:31:46.000+02:00
Asia Finance was found to have promoted its services to respective clients without being authorised to do so.
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Payments
SWIFT Christens New Round of Funding for Security Measures
2016-06-27T17:00:57.000+02:00
SWIFT remains committed to combating cyber breaches following the endorsement of a new program.
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Regulation
CNMV Warns the Public on SFKK Trading Solutions and TDB Options
2016-06-27T12:26:46.000+02:00
Two more entities have been flagged by the Spanish regulator following unlicenced trading activities.
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Regulation
FCA Issues Statement Detailing Impact of Brexit on Financial Regulation
2016-06-24T11:04:07.000+02:00
The financial watchdog has issued a statement outlining its reaction to the Brexit Leave vote.
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Regulation
Alpari and Gerchik & Co Acquire Belorussian Forex Licenses
2016-06-23T21:33:53.000+02:00
Currently six companies possess the regulatory permissions necessary to operate in the country.
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Regulation
SEC Stops Scheme Defrauding Athletes Dead in its Tracks
2016-06-22T09:16:56.000+02:00
The SEC has charged an investment adviser with secretly siphoning millions of dollars from accounts he managed for athletes.
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Regulation
China Probes Guotai Junan Securities for Statutory Failures
2016-06-17T11:29:57.000+02:00
Two brokers including are being investigated for alleged failures to fulfill their statutory duties.
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Regulation
SEC Charges Hedge Fund Managers in $32m Insider Trading Scheme
2016-06-15T18:48:20.000+02:00
Sanjay Valvani reaped unlawful profits by insider trading on tips he received from a former government official.
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Next
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