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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
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AIMS Enters Official Partnership with Italian Lamborghini Brand
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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regulation
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Prime Brokerage
Credit Suisse Deploys Robots to Answer Compliance Questions
2017-05-02T21:20:11.000+02:00
Swiss banking giant Credit Suisse is using a brand new approach to tackle regulatory burdens
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Prime Brokerage
Morgan Stanley Cutting ETF, Stock Commission Costs Ahead of US Regulations
2017-05-02T10:56:29.000+02:00
Morgan Stanley is joining its peers in the wealth management industry in slashing commissions.
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Bloggers
How Secure is Your Data?
2017-05-01T15:27:34.000+02:00
Data security is a paramount concern at brokerages as cyber threats have grown in complexity.
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Brokers
Rakuten Securities Garners Capital Markets License in Malaysia
2017-05-01T09:40:24.000+02:00
Rakuten Securities was granted regulatory approval to provide financial services in Malaysia.
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Jeff Patterson
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Regulation
FCA Exposes Unregulated Brokerage StrattonFX with Fake Address
2017-04-29T00:06:50.000+02:00
The firm is using a fake address in the UK while mimicking the name of an FCA regulated company.
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Brokers
Japanese Regulator Warns Against Unregulated Forex Heart & Two Binary Brokers
2017-04-28T12:00:43.000+02:00
The firms on Kanto’s list may have regulation in other jurisdictions, but this is not sufficient to operate in Japan.
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Aziz Abdel-Qader
Execution
ULLINK Introduces MiFID II Focused Solution, UL PUBLISHER
2017-04-25T12:55:13.000+02:00
UL PUBLISHER will look to help enable market participants to report transaction data under MiFID II.
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Jeff Patterson
Executive Moves
FCA’s Regulatory Decisions Committee Adds Two Senior Members
2017-04-25T11:39:21.000+02:00
Karen Johnston and Nick Lord have been added to the FCA's Regulatory Decisions Committee.
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Blogs
Timestamping Opportunities from the MiFID II - Part III
2017-04-24T16:18:49.000+02:00
Timestamping can provide financial services firms a huge opportunity for optimization and efficiency.
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Jock Percey
Execution
AxiomSL Inks Deal with Trafigura, Deploying Trade Reporting Solutions Suite
2017-04-24T13:13:26.000+02:00
The integration of AxiomSL's trade reporting suite comes during a dramatic shift in the regulatory playing field
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Jeff Patterson
Regulation
Itiviti Rolls Out New MiFID II Certification Solution
2017-04-24T10:52:53.000+02:00
The solution will help support onboarding and re-certification efforts for FIX protocol order flows.
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Jeff Patterson
Thought Leaders
Programmatic in Forex: Bring More Core Customers
2017-04-20T12:25:57.000+02:00
Retail brokers struggle to target segmented audiences with lookalike tools. This is where you should be looking.
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Anna Becker
ADVERTISEMENT
Regulation
Bats Europe and Bloomberg Team Up to Facilitate MiFID II Initiative
2017-04-20T11:57:38.000+02:00
Ahead of MiFID II, Bloomberg and Bats Europe are teaming up to help clients meet reporting obligations.
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Blogs
The Advantages of Timestamping Beyond MiFID II Compliance – Part II
2017-04-17T11:06:39.000+02:00
MiFID II mandates new levels of detail coupled with micro and millisecond accuracy.
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Jock Percey
Brokers
Exclusive: XTB’s CEO Omar Arnaout Goes in Depth to Explain XTB’s Plans
2017-04-13T12:44:53.000+02:00
Omar Arnaout elaborates on the challenges of operating in Turkey, industry consolidation and regulatory challenges
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Damian Chmiel
Regulation
CySEC Reiterates French Legislation to CIFs, Prohibiting CFDs, Binary Options
2017-04-12T18:02:54.000+02:00
CySEC is issuing a reminder to CIFs of the existing legislation by France's AMF.
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Execution
ONEaccess Teams Up with ITG to Offer Joint MiFID II Solution
2017-04-12T14:51:44.000+02:00
The new solution will help streamline MiFID II obligations and unbundling requirements.
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Regulation
Where Brokers Can Offer CFDs Around the World – Regulations Breakdown
2017-04-12T14:20:32.000+02:00
In some countries where retail margin FX trading is allowed, CFDs are specifically banned.
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Avi Mizrahi
Regulation
CySEC Urges Regulated Companies to Address MiFID II and MiFIR
2017-04-12T08:01:15.000+02:00
CySEC outlines that the provisions of the new regulatory framework will be incorporated into national law by July.
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Victor Golovtchenko
News
Russia's Opposition to Bitcoin Softening as Government Floats Acceptance
2017-04-11T15:06:15.000+02:00
Russia is contemplating a shift in its stance towards digital currencies, possibly legitimizing bitcoin
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Blogs
Ticking Clocks: The Advantages of Timestamping Beyond MiFID II Compliance
2017-04-11T11:52:19.000+02:00
Firms would be wise to consider the additional benefits that time stamping can provide.
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Jock Percey
Regulation
Russian Promsvyazbank Acquires Forex Broker License
2017-04-07T14:28:07.000+02:00
The company becomes the third commercial bank to acquire a retail forex broker license in Russia
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Executive Moves
SGX Launches RegCo Unit, Appointing Tan Cheng Han as its Chairman
2017-04-06T12:39:15.000+02:00
SGX has unveiled its new independent regulatory subsidiary RegCo, which is targeting a Q3 2017 launch date.
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Brokers
CommexFX’s CIF License Withdrawn Following String of Suspensions, Fines
2017-04-06T11:23:21.000+02:00
Following a lengthy suspension, CySEC has rescinded the CIF license of CommexFX.
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Executive Moves
SIX Board of Directors Makes Two Senior Appointments
2017-04-05T17:46:50.000+02:00
Sabir Sheikh and Jared Bibler have been selected to new roles on the SIX board of directors.
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Next
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