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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Finalto Renews Sponsorship with Singapore Crick et Club Rugby
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Finalto Renews Sponsorship with Singapore Crick et Club Rugby
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Regulation
FCA Warns Against Clone of Blackrock Asset Management UK Ltd
2017-06-20T18:23:55.000+02:00
The British financial watchdog has alerted local traders of the alleged copycat firm.
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Regulation
Barclays' Former Leadership Facing Charges of Fraud Over 2008 Qatari Deal
2017-06-20T13:21:41.000+02:00
A joint SFO-FCA effort has alleged conspiracy and fraud charges against four former Barclays executives.
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Regulation
Trump Eyes Dodd-Frank Repeal, Nominates Jim Clinger as Chair of FDIC
2017-06-19T10:39:37.000+02:00
President Trump has nominated Jim Clinger as Chairman of the FDIC, taking aim at Dodd-Frank.
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Regulation
Binary Options Operator Leadtrade Renounces CIF License
2017-06-19T10:01:29.000+02:00
Leadtrade has voluntarily rescinded its CySEC authorization.
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Regulation
Barclays CEO Staley Faces DoJ Examination Following Hires from JPMorgan
2017-06-16T12:47:48.000+02:00
The US Department of Justice is examining whether Barclays engaged in a 'no-poach' agreement with JPMorgan.
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Regulation
Trax Launches Accord with Bats Europe, Enabling MiFID II Equities Reporting
2017-06-16T08:36:00.000+02:00
Trax and Bats Europe have developed a unified connection for equities trade reporting in compliance with MiFID II.
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Regulation
ASIC Names Campbell Investments Limited Possible Scam
2017-06-14T13:31:58.000+02:00
The Australian regulator has issued a warning against this firm’s illegal operation.
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Execution
FX Connect, Currenex Platforms Garner FCA Approval to Operate as MTFs
2017-06-14T11:18:13.000+02:00
FX Connect and Currenex will operate as MTFs within the jurisdiction of MiFID II.
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Regulation
ResearchPool Rolls Out MiFID-Dedicated Research Tool, TRUE
2017-06-13T18:26:21.000+02:00
TRUE will help firms better manage and control their research spending and usage of investment strategies.
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Regulation
SFC Bans Former HSBC Trader Li Bo For Eight Months
2017-06-13T13:16:11.000+02:00
An SFC investigation found that Li breached its Code of Conduct, failing to properly disclose trading transactions.
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Regulation
SFC Clamps Down on IDS Forex HK Limited, Halting All Operations
2017-06-12T16:04:36.000+02:00
The regulator has taken action after an investigation uncovered evidence of illegal fund-raising in South Korea.
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Prime Brokerage
US Treasury Officials Considering Banking Regulations Revamp
2017-06-12T11:13:47.000+02:00
The Wall Street Journal reports that Donald Trump’s administration is preparing for action on banking regulation.
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Blogs
Revisiting France's FX, Binary Options Regulations, Will Others Follow?
2017-06-12T10:29:31.000+02:00
Should other countries force brokers to implement guaranteed stop loss and negative balance protection requirements?
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Regulation
FMA Alerts Traders about International Financial Trade's Illegal Operation
2017-06-08T13:04:29.000+02:00
The Austrian regulator has issued a warning against the brokerage for working without a license.
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Brokers
Breaking: Apple Bans Binary Options Apps from App Store
2017-06-08T12:25:07.000+02:00
Apple has updated its developer guidelines to explicitly add a binary options exception to the App Store.
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Crowd Funding
ESMA Shows Support for Fintech, Lays Down the Law for Future Framework
2017-06-08T09:05:03.000+02:00
The European Securities and Markets Authority responded with regulatory guidelines to the fintech consultation paper.
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Regulation
Belgium’s FSMA Warns Against Six New Boiler Room Scams
2017-06-07T15:45:09.000+02:00
Six new boiler room scams have been added to the FSMA's warning list of unauthorized service providers.
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Regulation
Singapore Offers New Legal Framework for Robo-Advisory
2017-06-07T10:31:05.000+02:00
The MAS has released new potential guidelines for digital advice services.
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Data
Duco’s Revenues Trend Higher on Core Product Segments, Regulatory Changes
2017-06-06T20:10:27.000+02:00
Duco Cube helped fuel the group's business in 2016, with shifting regulations and an emphasis on SaaS driving revenues.
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Regulation
Austria’s FMA Stepping Up Defense Against FX, CFD Scams
2017-06-06T17:00:45.000+02:00
Improved warnings systems and education against scams has helped the public become more aware.
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Regulation
ASIC Issues Warning Against Estonian MT4 Brokerage Trade12
2017-06-06T09:56:34.000+02:00
The Australian financial watchdog has alerted local traders of Trade12, after it offered financial services unauthorized.
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Regulation
CNMV Issues Warnings against Two Unauthorized Brokerages
2017-06-05T14:58:39.000+02:00
The Spanish financial watchdog has released statements alerting traders of Wing Pegasus S.L. and D. Ricardo Cáscales Monge.
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Regulation
ASIC Bans Responsible Executive at State One Stockbroking Limited
2017-06-05T11:31:08.000+02:00
The Australian financial watchdog has decided to bar Mr. Nofal after he did not follow regulatory rules with clients.
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Regulation
BCSC Warns against Three Brokerages for Illegal Activity
2017-06-04T14:37:03.000+02:00
The Canadian financial watchdog has added three more online trading companies to its blacklist.
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Regulation
Ex-Deutsche Bank Trader Pleads Guilty to Metals Spoofing, Wire Fraud
2017-06-02T19:22:25.000+02:00
Liew has plead guilty to US authorities, though his testimony cites collaboration with other Deutsche Bank traders.
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Next
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