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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
AIMS Enters Official Partnership with Italian Lamborghini Brand
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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AIMS Enters Official Partnership with Italian Lamborghini Brand
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News
SEC Chair Blasts ICOs, Warns Some Tokens Resemble Securities
2017-11-09T22:45:04.000+02:00
ICOs which provide investors with a stake in a given company may be subject to Uncle Sam’s far-reaching arm.
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Germany's BaFin Takes Aim at ICOs, Warns Public Against Investment Risks
2017-11-09T16:13:46.000+02:00
German authorities have taken steps to inform the public about ICOs and the risks tied to them.
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Execution
NEX Regulatory Reporting Embarks on Bid to Become an SFTR Trade Repository
2017-11-09T13:57:58.000+02:00
The broader initiative will look to bridge multiple elements of NEX's services suite, connecting BrokerTec and ENSO.
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Blogs
Two Months Until MiFID II Goes Live: What Should you be Doing?
2017-11-08T10:59:02.000+02:00
With the deadline fast approaching for MiFID II, firms would be well served to take a few crucial steps.
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Thought Leaders
Why Content Marketing is Instrumental for ICOs
2017-11-01T12:54:57.000+02:00
What is an ICO and why is content marketing for ICOs important?
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Brokers
London Summit to See Over 2,000 Attendees!
2017-11-01T10:48:52.000+02:00
1,600 have already registered to Europe's largest trading event.
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Regulation
BestX Adds Regulatory Reporting Module for FX to its Platform
2017-10-27T19:10:38.000+02:00
The provider of one of the most advanced analytics solutions for best execution is upgrading its product.
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Blogs
Top of Book a Top Concern for Compliance Officers at Australian FX Brokers
2017-10-25T11:58:45.000+02:00
ASIC-regulated brokers should evaluate their procedures to ensure that they are compliant with Australian laws.
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Regulation
FCA Complaints about FX, CFDs and Spreadbetting are 0.1% of Total
2017-10-23T21:00:17.000+02:00
This is the first time that the FCA has published such data relating to the online retail trading industry.
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Regulation
FCA Issues £34.5m Fine Against Merrill Lynch International
2017-10-23T16:24:31.000+02:00
The fine represents a hardened stance by the FCA and its first enforcement action against a firm for an EMIR lapse.
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News
FCA Issues Sandbox Report Outlining Firms' Progress
2017-10-20T13:19:20.000+02:00
The report outlines the progress of fifty participating firms in its latest cohort analysis.
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Regulation
Ex-HSBC Trader Mark Johnson Awaits Final Verdict After Closing Arguments
2017-10-19T15:39:36.000+02:00
Johnson faces jail time if convicted, setting a historic precedent for market abuse
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Regulation
Firms Continuing to Tap Duco for MiFID II Reconciliation Ahead of January
2017-10-19T10:08:36.000+02:00
Three new firms have launched a partnership to utilize Duco Cube for their MiFID II reporting obligations.
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Regulation
FIX Trading Community Addresses MiFID II Obligations with New Release
2017-10-18T11:20:58.000+02:00
The new document outlines obligations for Best Execution Reporting under MiFID II, namely RTS 27 and 28.
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Brokers
What People Say About #LondonSummit17
2017-10-17T12:53:28.000+02:00
It's free, it's engaging, and will boost your brand awareness. So why not?
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Regulation
FCA Issues Warning Against Clone Firm RTC Finance
2017-10-17T11:03:48.000+02:00
RTC Finance is operating as a clone of EEA-registered Spot Capital Markets, drawing the latest FCA warning.
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FinTech
What Can RegTech Do For You?
2017-10-16T11:31:59.000+02:00
It is almost impossible to keep up with the surge of regulation without utilizing new technology.
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Regulation
NZ's FMA Issues Warning Against the Financial Service Provider Commission
2017-10-13T09:13:59.000+02:00
The FMA has uncovered a clone group posing as its own Financial Service Providers Register.
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Regulation
Embattled ex-HSBC Johnson Pushes Back on Allegations, ‘Fair all around’
2017-10-12T12:19:39.000+02:00
Johnson continues to affirm his innocence surrounding the Cairn Energy deal despite mounting evidence against him.
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Regulation
Arab Global Commodities DMCC Settles Spoofing Charges with CFTC
2017-10-11T09:03:37.000+02:00
AGC reached a $300k settlement with the CFTC after one of its traders engaged in copper spoofing in 2016.
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Executive Moves
ActivTrades Secures Patrick Storey as Non-Executive Director
2017-10-10T12:10:52.000+02:00
Mr. Storey will advise ActivTrades after three decades at Grant Thornton.
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Brokers
London Summit Hits 1,000 Attendees as Reduced Prices Expire Soon
2017-10-10T10:23:59.000+02:00
With attendance already up 60% since last year, don't miss out on the last week of reduced prices.
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Prime Brokerage
Deutsche Bank's CEO Cryan on the Hot Seat as Investor Patience Wanes
2017-10-10T08:38:32.000+02:00
Key investors have opened the door to a potential replacement as early as May 2018.
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Execution
ASIC, RBA Endorse New ASX BBSW Trade Reporting Guidelines
2017-10-10T08:05:42.000+02:00
The BBSW methodology will now be utilizing a larger sample size of market transactions.
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Regulation
ESMA Stressing LEIs Under MiFID II, Urging Groups to Obtain Compliance
2017-10-09T11:12:54.000+02:00
LEIs are central to matching and aggregating market data obligations under MiFID II.
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