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Regulation

Monetary Authority of Singapore Issues Penalties over AML/CFT Breaches

  • The MAS has penalized Standard Chartered Bank and Standard Chartered Trust, $3.95 million and $0.91 million, respectively.
Monday, 19/03/2018 | 10:21 GMT by Finance Magnates Staff
Thought Leaders

Meet the Modular Toolset Simplifying Blockchain Integration for Companies

  • Jelurida’s pioneer project Nxt is specifically designed as a flexible platform to develop innovative applications
Friday, 16/03/2018 | 15:01 GMT by Finance Magnates Staff
News

French Government to Create Flexible, Safe ICO Framework

  • France's government and AMF are working on legislation for the proper and safe issuance of ICOs for blockchain companies.
Friday, 16/03/2018 | 12:36 GMT by Finance Magnates Staff
Brokers

Final Countdown: Asia Trading Summit '18 Kicks off Next Week

  • The two-day summit will feature a packed slate of panel discussions, seminars, and other discussions for all attendees.
Friday, 16/03/2018 | 09:52 GMT by Jeff Patterson
News

Gibraltar Proposes "Authorised Sponsors" for Initial Coin Offerings

  • The GFSC expects a completed draft bill to be ready by October 2018.
Thursday, 15/03/2018 | 12:28 GMT by Simon Golstein
Regulation

Analysis: Compensation Paid by Brokers Grew Tenfold from 2016 - 2017

  • The number of filed complaints also rose dramatically.
Thursday, 15/03/2018 | 10:54 GMT by Sylwester Majewski
Regulation

ASIC Publishes Market Integrity Report for H2 2017

  • The report outlines the steps taken by the Australian regulatory body to ensure a safe and efficient financial environment.
Thursday, 15/03/2018 | 09:53 GMT by Finance Magnates Staff
News

The US Congressional Hearing on ICOs was "Hello and Not Goodbye" to Crypto

  • The US Congress had an important conversation about understanding cryptocurrency, but little was decided.
Thursday, 15/03/2018 | 07:12 GMT by Rachel McIntosh
Thought Leaders

Understanding Marketing in a Post-MiFID II World

  • ESMA has the ability to intervene in pre-execution stages, as well as post-execution, in terms of sales and marketing
Wednesday, 14/03/2018 | 11:03 GMT by Sponsored
Thought Leaders

What’s Q2 Looking Like for Financial Services Marketers?

  • If you want to stand out you really need to take a good look at your marketing strategies.
Wednesday, 14/03/2018 | 09:40 GMT by Charlotte Day
News

Eastern Caribbean Central Bank Joins with Bitt Inc. in Blockchain Initiative

  • A Memorandum of Understanding was signed between the two entities to improve banking security.
Wednesday, 14/03/2018 | 07:45 GMT by Rachel McIntosh
News

Cambodian Government Is Both For and Against Cryptocurrency

  • Cambodian banks are still blocking cryptocurrency transactions 18 days before the central bank's own ICO.
Tuesday, 13/03/2018 | 19:55 GMT by Simon Golstein
Regulation

Delta Capita Establishes Partnership with The Field Effect

  • The collaboration intends to induce strong capabilities for prime brokerage, securities finance and collateral management.
Tuesday, 13/03/2018 | 15:20 GMT by Finance Magnates Staff
News

Israeli Regulator Proposes Sandbox for Approved ICOs

  • Is the ISA warming to the cryptocurrency industry?
Tuesday, 13/03/2018 | 11:00 GMT by Simon Golstein
News

Austria Looks to Gold as Inspiration for Cryptocurrency Regulation

  • Gold is subject to less stringent requirements than other financial products.
Monday, 12/03/2018 | 14:50 GMT by Simon Golstein
Regulation

New Zealand’s FMA Warns Five Businesses Over Lack of AML and CFT Auditing

  • The formal warnings have been issued, to entities that did not comply with demands of the AML/CFT Act.
Monday, 12/03/2018 | 09:36 GMT by Finance Magnates Staff
Regulation

SFC Restricts Interactive Brokers HK on Accounts Linked to Insider Trading

  • The restriction is in response to suspected insider dealing in the shares of Bloomage BioTechnology Corporation.
Friday, 09/03/2018 | 12:04 GMT by Finance Magnates Staff
Regulation

Hong Kong Monetary Authority and Polish KNF Agree to Fintech Collaboration

  • The two regulatory authorities will share research projects and exchange information.
Friday, 09/03/2018 | 10:10 GMT by Finance Magnates Staff
Interviews

CryptoUK Chairman: Our Code of Conduct Was Created to Protect the End User'

  • Iqbal Gandham speaks about the self-regulatory body that's hoping to lead the way for crypto regulation.
Thursday, 08/03/2018 | 06:54 GMT by Rachel McIntosh
News

Analysis: The SEC is Dropping the Hammer on ICOs

  • Myriad subpoenas and new compliance requirements may imply that federal regulation is imminent.
Wednesday, 07/03/2018 | 10:37 GMT by Rachel McIntosh
News

US Federal Judge: Cryptocurrencies are Commodities

  • Judge Jack Weinstein's ruling has cleared the pathway for the CFTC to take action against Coin Drop Markets.
Wednesday, 07/03/2018 | 07:55 GMT by Rachel McIntosh
Brokers

Exclusive: FCA Considering Forcing STP Brokers to Upgrade Their Licenses

  • The UK regulator is preparing steps to ensure brokers are well covered to provide negative balance protection
Tuesday, 06/03/2018 | 15:48 GMT by Victor Golovtchenko
Regulation

ASIC Seeks Public Consultation on Guidance of Dispute Resolution Authority

  • ASIC has issued a draft updated Regulatory Guide 139 to promote a smooth transition to AFCA oversight.
Monday, 05/03/2018 | 07:52 GMT by Finance Magnates Staff
Regulation

Danish FSA Issues Warning Against Two Unauthorized Brokers

  • The companies were providing financial services in Denmark without authorization.
Friday, 02/03/2018 | 14:34 GMT by Finance Magnates Staff
News

BoE’s Carney Sees Crypto Regulation Evolving on Country-by-Country Basis

  • “I would have greater expectation of a series of national steps rather than some big coordinated approach.”
Friday, 02/03/2018 | 12:21 GMT by Jeff Patterson
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