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Democratizing Investing: A Revolution in the Making?
Education Center
Blockchain to the Rescue: A New Era of Microfinance
Education Center
The Interoperability Challenge of DeFi: Cross-Chain Solutions
Education Center
Global Banking Crisis, Inflation, and Interest Rates: What
Thought Leadership
Democratizing Investing: A Revolution in the Making?
Education Center
Blockchain to the Rescue: A New Era of Microfinance
Education Center
The Interoperability Challenge of DeFi: Cross-Chain Solutions
Education Center
Global Banking Crisis, Inflation, and Interest Rates: What
Thought Leadership
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FinTech
2 GlobeNewswire Employees Are Suspected of Insider Trading by the OSC
Two Canadian programmers that worked for Intrado Corporation are the prime suspects.
250 instances were found by the Ontario Securities Commission.
Wednesday, 13/04/2022 | 09:38 GMT
by
Matti Williamson
Regulation
Bloomberg Platforms Settle with OSC for $3M over Registration Lapses
In addition to paying a fine of $2.5 million, Bloomberg units disgorged $663,000 in fees earned from Ontario-based investors.
Friday, 18/12/2020 | 21:52 GMT
by
Aziz Abdel-Qader
Regulation
Canada’s OSC Flags Forex Broker Axe Invest
Australian regulator ASIC has also warned against the entity.
Monday, 21/10/2019 | 19:57 GMT
by
Celeste Skinner
Regulation
Ontario Securities Commission Pays $5.6m to 3 Whistleblowers
This is the first time the Canadian regulator has paid whistleblowers for their help
Wednesday, 27/02/2019 | 17:24 GMT
by
David Kimberley
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Education Center
OSC Launches Cryptocurrency Education Initiative
The Canadian regulator has written a guide to cryptocurrency and created a fake ICO website.
Friday, 02/11/2018 | 11:26 GMT
by
David Kimberley
Regulation
Canada’s OSC Alerts Public of Unlicensed FX Firm HQBroker
This is not the first time that HQBroker has been red-flagged for soliciting traders without regulatory permissions.
Friday, 13/07/2018 | 18:15 GMT
by
Aziz Abdel-Qader
Executive Moves
Canada’s OSC Appoints New Three Commissioners
OSC seeks to protect investors while promoting fair and efficient capital markets throughout the province.
Friday, 26/01/2018 | 20:18 GMT
by
Aziz Abdel-Qader
Regulation
Canadian Binary Options Scams Utilize Kevin O’Leary Imagery to Dupe Investors
Binary options scammers are using the image of Canadian businessman Kevin O’Leary to legitimize their products.
Monday, 30/01/2017 | 18:39 GMT
by
Jeff Patterson
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Regulation
Ontario Securities Commission Warns Against Admiral Global
OSC has updated its blacklist of companies that are illegally conducting financial services targeting provincial residents.
Tuesday, 17/01/2017 | 17:03 GMT
by
Aziz Abdel-Qader
Regulation
Canada's OSC Charges Vernon Smith with Multiple Securities Act Breaches
The Canadian watchdog has flagged another local resident for violating the law.
Thursday, 12/01/2017 | 09:16 GMT
by
Finance Magnates Staff
Regulation
Canadian Regulator OSC Warns Against Zurich Prime
The mandate of the OSC is to provide protection to investors from unfair and fraudulent practices in Ontario.
Friday, 25/11/2016 | 18:11 GMT
by
Aziz Abdel-Qader
News
ASIC and OSC Sign Agreement to Support Innovative Fintech Companies
The Canadian and Australian financial watchdogs have joined forces to encourage fintech firms realise their potential.
Wednesday, 02/11/2016 | 10:09 GMT
by
Finance Magnates Staff
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News
OSC Launches Canada’s First Regulatory Sandbox for Fintech
The program has a dedicated website and already accepting now requests from eligible fintech businesses.
Monday, 24/10/2016 | 16:13 GMT
by
Aziz Abdel-Qader
Brokers
Canada’s OSC Warns against Two Unregistered Brokers
The brokers offer trading on a wide range of financial instruments including FX, options, CFD and precious metals.
Friday, 07/10/2016 | 21:23 GMT
by
Aziz Abdel-Qader
Regulation
Forex Broker AlfaTrade Exposed Again, This Time by Canada's OSC
This is the second warning from Canada’s regulators about the firm’s unlicensed activities.
Friday, 07/10/2016 | 06:57 GMT
by
Finance Magnates Staff
Executive Moves
Canada’s OSC Taps Jeff Kehoe as Enforcement Director
The mandate of the OSC is to provide protection to investors from unfair and fraudulent practices in Ontario.
Tuesday, 04/10/2016 | 18:20 GMT
by
Aziz Abdel-Qader
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Brokers
Canadian Regulator OSC Warns Against MaxOptions
The binary options broker was also exposed by the Australian watchdog ASIC last month.
Wednesday, 27/07/2016 | 19:54 GMT
by
Aziz Abdel-Qader
Regulation
Canada’s OSC Charges Michelle Dunk for Fraudulent Trading Activities
Ontario resident Michelle Dunk has been charged for a series of violations of the law and is scheduled to appear in court.
Friday, 01/07/2016 | 12:16 GMT
by
Finance Magnates Staff
Executive Moves
Trading Places: New Faces at Top Lenders
Executive moves of the week.
Sunday, 19/06/2016 | 07:16 GMT
by
Jeff Patterson
Executive Moves
OSC Launches New Whistleblower Program Headed by Kelly Gorman
The OSC will be launching the country's first whistleblower-dedicated office, led by veteran Kelly Gorman.
Thursday, 16/06/2016 | 14:20 GMT
by
Jeff Patterson
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Regulation
Canadian OSC Adds CherryTrade To Its Warning List
Another binary options broker is blacklisted by Ontario Securities Commission.
Thursday, 24/03/2016 | 09:07 GMT
by
Finance Magnates Staff
Regulation
Bloombex Options Exposed by Canadian OSC
Ontario Securities Commission adds another binary options broker to its warning list.
Tuesday, 08/03/2016 | 16:54 GMT
by
Victor Golovtchenko
Regulation
Ontario Securities Commission Issues Warning Against Costa Rican Chikara FX
Canadian investors have been advised by regional financial watchdog, Ontario Securities Commission, to refrain from dealings with the international managed and non-discretionary forex accounts provider Chikara FX.
Thursday, 12/02/2015 | 21:54 GMT
by
Adil Siddiqui
Regulation
OSC Changes Course, Proposes Fee Structure Reversal for Dealers & Fund Managers
The Ontario Securities Commission (OSC) has proposed a series of changes that if passed, will overtly change fee structures based on current market conditions in Canada for dealers and fund managers.
Friday, 19/09/2014 | 08:23 GMT
by
Jeff Patterson
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Trending
FCA Clamps Down, Monex’s Toshihiko Katsuya Talks Japanese Volumes
The FCA and other regulators had an eventful week as numerous clones and unregistered forex entities permeated the market.
Friday, 25/07/2014 | 00:05 GMT
by
Jeff Patterson
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