Art Certosimo Has Been Onboarded by Broadridge as LTX Chairman Certosimo will build the buy-side and sell-side firms to improve liquidity and efficiency in the corporate bond market.
Bitcoin Is a Warning to Government Money Printers, Morgan Stanley Exec Says The Bank’s Head of emerging markets and Chief Global Strategist said that bitcoin has the potential to replace Dollar.
ProEquities Has Appointed Kim Davis as VP of Business Development Kim Davis brings substantial experience to ProEquities in attracting and developing talented professionals.
Morgan Stanley Closes $13 Billion E*TRADE Acquisition Deal E*Trade CEO will continue running the brokerage as a Morgan Stanley employee.
Morgan Stanley Fined $5 Million for Swap Data Reporting Failures Given the extent of the failures, the CFTC requested the appointment of an outside consultant to ensure compliance.
Morgan Stanley Accepts $175,000 Fine from FINRA to Settle Charges FINRA has accused the bank of failing to supervise one of its registered representatives.
E-Trade Shareholders Vote 99% to Approve Merger with Morgan Stanley E-Trade anticipates that the merger will be completed during the fourth quarter of 2020.
Central Bank of Russia Cancels Banking License of Morgan Stanley The cancellation is part of Morgan Stanley’s efforts to scale down its business in Russia.
Former Head of QSI Jian Chen Moves from Morgan Stanley to FairXchange He also served as a quantative strategist, FX technology-based trading, at RBS earlier in his career
Morgan Stanley On Track to Complete E*Trade Acquisition in Q4 Morgan Stanley agreed to purchase E*Trade in a deal worth around $13 billion earlier this year.
FINRA Fines Morgan Stanley $300,000 for Reporting Failures The regulator said the bank failed to timely report a number of fixed income transactions.
Morgan Stanley to Acquire E*Trade in $13 Billion Deal The acquisition marks further consolidation in the brokerage industry.
Bakkt Volumes Soar, Scope Markets Enters Kenya: Editor’s Pick Stay up to date with the most interesting news in the FX and crypto space.
Morgan Stanley Places Four Traders on Leave in Wake of FX Probe Motivated to conceal the estimated trading losses from Morgan Stanley, the scope of the probe includes FX options.
Eurex Clearing Clears First Cross-Currency Swap Transactions J.P. Morgan and Morgan Stanley were the first OTC forex clearing participants for the CCP.
Morgan Stanley Ordered to Pay Ex-Banker $1.6m Bernard Mourad made the investment bank $50 million in fees over the course of four months
Morgan Stanley, JP Morgan Shift Media Teams as Brexit Looms The two investment banks are making changes to their media teams as a no-deal Brexit approaches
Credit Suisse Recruits Morgan Stanley Equities Exec Matteo Mazzeto Mazzeto is expected to be joining Credit Suisse this week.
FINRA Fines Morgan Stanley $5.5 Million for AML Violations The bank did not comply with the AML-rules for over 5 years and ignored warnings by its own system.
Morgan Stanley to Shutter Russian FX and Equities Trading Desks US sanctions are the likely reason behind the American firm's decision.