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Institutional FX

Morgan Stanley Pays €101M Fine in the Netherlands While Facing FINRA Probe in the US

  • The firm settles Dutch tax fine; old corporate filings over 12 years ago triggered investigation.
  • Last year, the company was fined $1.6M by FINRA for municipal securities delays and supervisory lapses.
Thursday, 27/11/2025 | 17:20 GMT by Tareq Sikder
CryptoCurrency

Morgan Stanley Chooses Zerohash for E*Trade Retail Crypto Trading Launch

  • The banking giant becomes the latest Wall Street firm to embrace digital assets for retail clients.
  • The partnership will initially support BTC, ETH and SOL trading starting in the first half of 2026.
Wednesday, 24/09/2025 | 06:04 GMT by Damian Chmiel
CryptoCurrency

Morgan Stanley to Add Crypto Trading on E*Trade as Fed Eases Restrictions

  • The bank may partner with crypto firms to develop infrastructure, with a possible launch next year.
  • Charles Schwab and SoFi are also exploring or expanding crypto trading options.
Thursday, 01/05/2025 | 12:42 GMT by Tareq Sikder
Retail FX

Morgan Stanley Targets Active Traders with New E*Trade Platform

  • The platform, “Power E*Trade Pro”, is now in pilot phase and will launch in June.
  • It will offer 120 tools and include a dedicated desktop client.
Tuesday, 22/04/2025 | 06:49 GMT by Arnab Shome
Regulation

Morgan Stanley Hit With $15 Million SEC Fine Over Client Fund Theft

  • According to the regulator, the firm's weak policies enabled hundreds of illegal transactions between 2015–2022.
  • “Compliance policy failures let financial advisors make hundreds of unauthorized transfers,” said SEC's Wadhwa.
Tuesday, 10/12/2024 | 08:10 GMT by Damian Chmiel
Retail FX

MUFG Units Hit with Regulatory Action over Client Data Breaches in Japan

  • Japan's FSA penalizes MUFG units for unauthorized sharing of client data.
  • The regulator orders business improvements and mandates the submission of detailed plans by July 24, 2024.
Monday, 24/06/2024 | 07:46 GMT by Damian Chmiel
Executive Moves

Morgan Stanley Exec Jumps Ship to Join Liquidnet's Futures Division

  • Liquidnet hires market veteran Alex Grinfeld to co-head its growing futures business in the Americas.
  • Before joining the company, Grinfeld worked for Morgan Stanley and Goldman Sachs.
Monday, 08/04/2024 | 09:16 GMT by Damian Chmiel
Institutional FX

FINRA Levies $1.6 Million in Fine on Morgan Stanley for Supervisory Failures

  • The firm previously sanctioned by FINRA for similar supervisory lapsed in 2015.
  • The MSRB has been allocated $1.2 million of the $1.6 million fine.
Thursday, 15/02/2024 | 17:59 GMT by Tareq Sikder
Trending

Morgan Stanley Nears $500 million Deal to End Trading Probe

  • According to a source, Morgan Stanley is near to closing the deal.
  • The probe studied practices around block trades.
  • Leadership transitions as regulatory storm engulfs the finance giant.
Friday, 12/01/2024 | 08:49 GMT by Louis Parks
Institutional FX

Neil Phillips FX Case Puts Morgan Stanley in the Limelight

  • The Co-Founder of Glen Point Capital faces trial for allegedly defrauding Morgan Stanley in FX trades.
  • The case highlights the bank as the purported victim, raising questions about its conduct in the FX market.
Monday, 16/10/2023 | 13:21 GMT by Damian Chmiel
Institutional FX

Top Chinese Bankers among Morgan Stanley's 3,000 Job Cuts

  • Morgan Stanley continues its job-cutting spree, with a particular focus on China.
  • The lender plans to trim employment by 3,000 positions by the end of the financial quarter.
Monday, 29/05/2023 | 13:27 GMT by Damian Chmiel
FinTech

Morgan Stanley Fines Employees Up to $1M for Messaging Breaches

  • The banker agreed to pay $125M to SEC five months ago to resolve a similar case.
  • 16 Wall Street firms agreed to pay a combined $1.1 billion in 2022 to settle with the SEC.
Thursday, 26/01/2023 | 15:48 GMT by Solomon Oladipupo
Institutional FX

Morgan Stanley to Offer the Option to Trade Listed FX through Eurex

  • The investment bank seeks to expand its footprint in the forex landscape.
  • Eurex recorded its highest daily FX trading volume in June 2022.
Friday, 22/07/2022 | 19:43 GMT by Felipe Erazo
Institutional FX

MSIM and iCapital Expand Partnership to Facilitate Wealth Managers

  • The expanded partnership will provide access to private markets funds.
  • Morgan Stanley is an investor and partner of iCapital.
Tuesday, 19/07/2022 | 06:32 GMT by Bilal Jafar
Institutional FX

Morgan Stanley Investment Management Reduces FX Options Book

  • BNP Paribas took a major hit in the recent market contraction.
  • In the first quarter of 2022, Morgan Stanley reported a dip in its revenues.
Monday, 27/06/2022 | 11:59 GMT by Bilal Jafar
Executive Moves

BTIG Has Onboarded Steve Marchini as MD of Electronic Trading Division

  • Marchini brings 35 years of institutional trading experience to the role.
  • He will focus on BTIG proprietary trading technology.
Monday, 21/03/2022 | 14:10 GMT by Tom Hazan
Op-ed
Op-ed
Retail FX
Op-ed
Op-ed

Oil Hits 7-Year High. Should We Brace for a Steep Decline?

  • Oil serves as an investment vehicle and an input cost for almost every commercial good.
  • How concerned should investors be about market exuberance and a potential correction ahead?
Wednesday, 09/03/2022 | 08:15 GMT by Andrew Lane
Institutional FX

US Regulators Probe into Morgan Stanley and Goldman Sachs Block Trades

  • Regulators have been investigating unusual activities in block trades for almost 3 years.
  • The SEC issued subpoenas to Goldman Sachs, Morgan Stanley and hedge funds.
Tuesday, 15/02/2022 | 10:24 GMT by Matti Williamson
Executive Moves

LiquidityBook Selects James Baxter to Head of Global Buy-Side Sales

  • Baxter will take on the challenge of generating sales within the firm’s buy-side vertical.
  • He will be instrumental in assisting the firm to successfully steer its growth strategy.
Thursday, 20/01/2022 | 10:24 GMT by Tom Hazan
FinTech

Morgan Stanley Plans to Boost Stakes in China Ventures to 94%

  • Morgan Stanley to buy more stakes in its Chinese securities joint ventures.
  • The bank wants to increase its income.
Wednesday, 29/12/2021 | 14:55 GMT by Nicholas Otieno
Executive Moves

Morgan Stanley Banker Motaz Alangari to Join Banque Saudi Fransi

  • Both parties have not addressed the executive move publicly as of press time.
Thursday, 14/10/2021 | 18:03 GMT by Felipe Erazo
Executive Moves

Morgan Stanley Appoints E*Trade Executives for Roles on Its Wealth Division

  • The moves happen in the context of making a unified leadership team in the wealth division.
Wednesday, 09/06/2021 | 21:58 GMT by Felipe Erazo
Executive Moves

Morgan Stanley's Head of Prime Brokerage Quits Citing Health Issues

  • Penny Novick and Kim Shaw were appointed as the new Global Co-Heads of Morgan Stanley's prime brokerage.
Tuesday, 25/05/2021 | 22:13 GMT by Felipe Erazo
Executive Moves

BTON Financial Has Named Ray Tierney as Its New Non-Executive Director

  • Tierney will play a fundamental role in directing the company and expanding BTON Financial’s U.S. footprint.
Monday, 22/03/2021 | 13:01 GMT by Tom Hazan
News

Morgan Stanley Reportedly in Talks for Bithumb Acquisition

  • The acquisition deal could be sealed for up to $441 million.
Friday, 19/03/2021 | 08:36 GMT by Arnab Shome
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