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Democratizing Investing: A Revolution in the Making?
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The Institutionalization of Bitcoin: Effects on Price and
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Open Banking and Digital Identity: Implications and Opportunities
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FunderPro Sponsors Ferrari F1 Protégé & Youngest British Formula
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Institutional FX
Deutsche Bank's 'Project Teal' Probe on FX Mis-Selling to End after 3 Years
ECB and BaFin are "not satisfied" with Deutsche Banks' internal probe.
The investigation may lead to another round of financial penalties.
Monday, 20/02/2023 | 12:47 GMT
by
Damian Chmiel
Regulation
Hong Kong’s SFC Signs MoU with ICAC to Fight Financial Crime
The MoU aims to strengthen collaboration between the two entities in order to combat illegal activity.
Monday, 19/08/2019 | 11:22 GMT
by
Celeste Skinner
Regulation
MAS to Focus on Helping Brokers Detect Customer Market Abuse
The regulator plans to do this by helping firms strengthen their internal controls.
Wednesday, 20/03/2019 | 07:23 GMT
by
Celeste Skinner
Regulation
Former Barclays FX Trader Acquitted of Market Manipulation
A US judge determined that the options markets aren’t government by clearly defined rules of trust.
Tuesday, 05/03/2019 | 08:05 GMT
by
Celeste Skinner
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Regulation
SFC Issues Further Notices to Brokers for Client Misconduct
The three brokers have been issued the restriction notices as some of their clients are suspected of market misconduct.
Friday, 15/02/2019 | 09:52 GMT
by
Celeste Skinner
Brokers
SFC Issues Restriction Notices to Brokers for Client Misconduct
Clients from three brokers are suspected by the SFC of market misconduct.
Friday, 04/01/2019 | 10:13 GMT
by
Celeste Skinner
Regulation
FCA Fines Former Deutsche Bank Trader £180,000, Issues Indefinite Ban
Former interest rate derivatives trader at Deutsche, Guillaume Adolph, has been fined £180,000 and banned by the FCA.
Monday, 05/03/2018 | 14:13 GMT
by
Finance Magnates Staff
Regulation
Report on Global Regulation Shows Sanctions on the Rise in 2017
US regulatory bodies remain the lead enforcers of sanctions pertaining to market conduct violations.
Friday, 12/01/2018 | 13:53 GMT
by
Finance Magnates Staff
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Regulation
ANZ Reaches $50m Settlement with ASIC Following Breach in Trading Conduct
A small group of ANZ traders engaged in misconduct on the BBSW market between 2010-12.
Friday, 10/11/2017 | 09:05 GMT
by
Jeff Patterson
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