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LEI

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Regulation

ESMA Warns Grace Period for Firms to Meet LEI Obligations Will End in July

  • ESMA has concluded it’s not necessary to extend the period due to a significant increase in LEI coverage.
by Celeste Skinner
Regulation

Firms Given 6-Month Transition Period to Shore up LEI Obligations

  • The move was largely expected with many investment firms unable to meet their obligations ahead of January 3.
by Jeff Patterson
Blogs

Two Months Until MiFID II Goes Live: What Should you be Doing?

  • With the deadline fast approaching for MiFID II, firms would be well served to take a few crucial steps.
by Sophie Gerber
Regulation

ESMA Stressing LEIs Under MiFID II, Urging Groups to Obtain Compliance

  • LEIs are central to matching and aggregating market data obligations under MiFID II.
by Jeff Patterson
Regulation

CFTC Grants One-Year Extension to DTCC-SWIFT LEI Order

  • The extension is important as it facilitates more time for the global LEI system to become fully operational.
by Jeff Patterson
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