FM Home
> Fca
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
The quiet power of invisible technology: Why the future of Thought Leadership

fca

Search for a tag
Regulation

FCA Warns of Fraudulent Clone Companies Targeting People in UK

  • UK regulatory body clamps down on fraud, and issues warnings to several firms.
Friday, 22/12/2017 | 14:10 GMT by Finance Magnates Staff
Regulation

FCA Supporting Ongoing Brexit Negotiations - Will Passporting be Retained?

  • Passporting after Brexit and during an implementation period could be maintained.
Wednesday, 20/12/2017 | 21:13 GMT by Jeff Patterson
Brokers

Destek Markets UK Boosts Capital to Further Expand Institutional Unit

  • The company’s former CEO Matthew Wright resigned from the firm on the 15th of December.
Wednesday, 20/12/2017 | 14:18 GMT by Victor Golovtchenko
Regulation

FCA Takes Action Against Illegal FX Investment Operation

  • Cyprus based Noerus Investments Limited deceitful in enticing investors into FX scheme.
Tuesday, 19/12/2017 | 15:30 GMT by Finance Magnates Staff
Regulation

UK FCA Adds Axeworth Securities‏ ‏to Warning List

  • The FCA has always waged war on unregistered firms, and the number of brokers on its blacklist continues to grow.‎
Monday, 18/12/2017 | 16:56 GMT by Aziz Abdel-Qader
Brokers

FCA Warns Against Unauthorized Giant Global and Morgan Consultancy ‎Clone

  • Morgan Stanley clone and unregulated FX broker lead to a new FCA warning.‎
Friday, 15/12/2017 | 15:36 GMT by Aziz Abdel-Qader
News

FCA Decides Not to Enforce Regulation on Bitcoin

  • As the Bitcoin hype gains strong global momentum, regulators continue to convey negative sentiment.
Friday, 15/12/2017 | 12:17 GMT by Finance Magnates Staff
Regulation

Tradeweb Garners OTF Authorisation from FCA Ahead of MiFID II

  • The authorization will give clients greater flexibility in choosing venues and execution methods.
Tuesday, 12/12/2017 | 10:07 GMT by Jeff Patterson
Regulation

Are Regulatory Authorities Ready for MIFID II?

  • More than half of the EU’s member countries are still rushing to finalize a revised version of MiFID II.
Monday, 04/12/2017 | 10:08 GMT by Adinah Brown
Brokers

Binary Broker Metro Options Closed by UK Authorities a Year Too Late 

  • Authorities are on the lookout for the company’s director Miklos Attila, after the initial director quit.
Monday, 27/11/2017 | 13:40 GMT by Victor Golovtchenko
Regulation

FCA Goes After BAML Trader for Baiting Algorithms into Trading

  • The UK regulator has imposed a £60,000 fine on Paul Walter for baiting in algos on the bond market.
Friday, 24/11/2017 | 09:31 GMT by Victor Golovtchenko
Regulation

U.K. Regulator FCA Alerts Investors to FX Clone Broker NBLFX

  • The original company operates under the name Numex Foreign Exchange Corporation (UK) Ltd.
Wednesday, 22/11/2017 | 17:02 GMT by Aziz Abdel-Qader
Executive Moves

Exclusive: FCA Approves Adam Toro as Amana Capital UK's CEO

  • Mr. Toro will be spearheading Amana Capital UK’s rapidly expanding efforts.
Monday, 20/11/2017 | 07:56 GMT by Jeff Patterson
Brokers

IG and Plus500 Share Drop on FCA Crypto Warning Short-lived

  • The real implications of the FCA warning are limited only to certain markets.
Tuesday, 14/11/2017 | 17:11 GMT by Victor Golovtchenko
News

FCA Issues Warning Against the Risks of Cryptocurrency CFD Investment

  • CFDs are high-risk instruments, and the volatile nature of the cryptocurrencies makes them even riskier.
Tuesday, 14/11/2017 | 12:23 GMT by Arnab Shome
Regulation

FCA Takes Charge of Binary Options, Warns Against Crypto CFDs

  • The UK regulator is taking over regulation of binary options after 2,605 victims get scammed for £59.4m since 2012.
Tuesday, 14/11/2017 | 12:22 GMT by Victor Golovtchenko
Brokers

FCA-Regulated Subsidiary of GAIN Capital’s FOREX.com Upgrades Offering

  • The company is increasing the number of assets on offer alongside with trading platform upgrades.
Tuesday, 07/11/2017 | 11:29 GMT by Victor Golovtchenko
Brokers

Australian Brokerage Group Vantage FX Acquires FCA-Regulated Atom8

  • The firm has permission to operate on a matched-principal basis.
Thursday, 26/10/2017 | 09:15 GMT by Victor Golovtchenko
Regulation

FCA Complaints about FX, CFDs and Spreadbetting are 0.1% of Total

  • This is the first time that the FCA has published such data relating to the online retail trading industry.
Monday, 23/10/2017 | 19:00 GMT by Victor Golovtchenko
Regulation

FCA Issues £34.5m Fine Against Merrill Lynch International

  • The fine represents a hardened stance by the FCA and its first enforcement action against a firm for an EMIR lapse.
Monday, 23/10/2017 | 14:24 GMT by Jeff Patterson
News

FCA Issues Sandbox Report Outlining Firms' Progress

  • The report outlines the progress of fifty participating firms in its latest cohort analysis.
Friday, 20/10/2017 | 11:19 GMT by Jeff Patterson
Regulation

City Police, FCA Swoop on 20 Binary Options Firms in London

  • The raids, which took place Tuesday, were the culmination of an unprecedented operation led by City of London Police.
Thursday, 19/10/2017 | 18:41 GMT by Aziz Abdel-Qader
Regulation

FCA Issues Warning Against Clone Firm RTC Finance

  • RTC Finance is operating as a clone of EEA-registered Spot Capital Markets, drawing the latest FCA warning.
Tuesday, 17/10/2017 | 09:03 GMT by Jeff Patterson
Brokers

Following BaFin License, ayondo Plans for an IPO on the Singapore Exchange

  • The company previously intended to get listed via a reverse takeover agreement.
Wednesday, 11/10/2017 | 12:43 GMT by Victor Golovtchenko
Brokers

New GKFX CFO Rod Martenstyn Takes Board Seat as Garipoglu Steps Down

  • Kasim Garipoglou is stepping down from the UK company's board of directors.
Tuesday, 10/10/2017 | 13:19 GMT by Victor Golovtchenko
Next Previous
!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}