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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
Sonali Bank UK CEO Fined £76,400 for Money Laundering
2018-12-04T14:25:04.000+02:00
Mohammad Ataur Rahman Prodhan, now the CEO of Rupali Bank, can escape the fine if a tribunal decides in his favour
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Regulation
FCA Warns Against PVP Research & Cryptonix
2018-11-30T14:16:26.000+02:00
The two dodgy companies have been offering services to UK investors without regulatory approval.
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Brokers
FIXI Plc Reports YoY Decline in Profit and Turnover for 2018
2018-11-30T11:24:44.000+02:00
Turnover for FIXI came in at around £1.1 million for the period.
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Regulation
FCA: Brexit Draft Agreement Preferable to No Deal
2018-11-29T15:14:42.000+02:00
The British regulator says Theresa May's plans will mitigate cliff-edge risks
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Brokers
FCA Thematic Review Signals Professional Clients Assessment
2018-11-27T18:12:54.000+02:00
The UK regulator’s request for data could drive a new examination of the industry as authorities gather more information.
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News
FCA Has Investigated 50 Cryptocurrency Firms in 2018 So Far
2018-11-27T15:00:19.000+02:00
The number has more than doubled since earlier this year.
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Brokers
Exclusive: FCA Requests Broker Data to Assess Impact of ESMA Restrictions
2018-11-26T17:20:04.000+02:00
Brokers received a package of 46 questions relating to their business before and after ESMA's new rules.
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Regulation
FCA Warns Against Clone Firm Mayfair Capital Markets
2018-11-22T15:31:30.000+02:00
The fraudsters are trying to appear as if they are Mayfair Capital Markets Ltd, a regulated investment management firm.
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Regulation
FCA: New Settlement Internalization Reporting Obligations
2018-11-22T13:15:56.000+02:00
From July 2019, firms within the United Kingdom will be obliged to report settlement internalisation to the BoE.
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Regulation
FCA Mulls Ban on Sale of Cryptocurrency Derivatives
2018-11-20T13:36:33.000+02:00
Speaking at a conference, Executive Director Christopher Woolard said crypto CFDs pose a threat to retail investors.
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Regulation
FCA Adds Crypto Exchange Pro to Warning List
2018-11-19T14:23:53.000+02:00
The British regulator warns that the company is targeting UK residents without authorization.
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Regulation
FCA Warns Against Scammers Pretending to Represent AllianceBernstein
2018-11-16T17:40:11.000+02:00
Fraudsters have been trying to steal money from members of the public by pretending to represent the asset manager.
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Regulation
FCA Ups Ban Orders in 2018 As Pressure on Senior Staff Grows
2018-11-13T23:13:32.000+02:00
The FCA has spent a total of £320,000 in legal fees pursuing a case to ban a former CEO.
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Brokers
Exclusive: Standard Chartered to Provide FXPB Services to Advanced Markets
2018-11-12T11:43:17.000+02:00
The new FX prime brokerage relationship comes to complement the existing one with UBS
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News
FCA Warns Against AsicTrader Scam
2018-11-09T18:47:11.000+02:00
The company may be operated by the people behind the Cryptobank UK scam.
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Brokers
Breaking: Trade.io Acquires Primus Capital Markets UK
2018-11-08T17:38:02.000+02:00
After successfully raising over $30 million, the team behind trade.io rebrands the FCA brokerage to TIO Markets.
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Regulation
FCA Warns Against National Refund Group
2018-11-06T21:25:14.000+02:00
This type of activity is typical of the fraud mechanism known as a recovery room.
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Regulation
FCA Warns Against Trading With Reg Investment Bank
2018-11-06T14:01:38.000+02:00
The company has been trying to sell products to members of the public without the regulator's approval.
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News
FCA Could Ban Crypto-Derivatives, and the End of BCH? - Best of the Week
2018-11-04T14:23:57.000+02:00
Catch up on last week's top stories.
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Regulation
FCA Blacklists Crypto Clone Firm and Unauthorized FX Broker
2018-11-01T16:05:37.000+02:00
Cryptobourse and Meta Investing have both been identified as potential scams.
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Brokers
Breaking: Capital.com Secures FCA License
2018-10-31T11:54:30.000+02:00
The new license permits the company to act as a principal and offer spread betting to its clients
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Brokers
FCA Latest Flurry Adds FX Merchants to Warning List
2018-10-30T19:02:57.000+02:00
FX Merchants is targeting UK investors with a full range of trading services, including cryptocurrencies.
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Regulation
FCA Eyes Outright Ban on Cryptocurrency CFDs, Report Says
2018-10-30T00:16:47.000+02:00
If confirmed, the action from UK regulators on crypto derivatives could cause further damage to CFDs brokers.
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Brokers
Exclusive: Advanced Markets Launches FCA-Regulated UK Company
2018-10-29T19:42:24.000+02:00
The brokerage has opened a new subsidiary tailored to professional clients
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Regulation
FCA Warns Against CEX Markets
2018-10-29T18:57:46.000+02:00
The firm appears to have been scamming retail investors out of their hard-earned cash
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