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Regulation

FCA: We Want Healthier Culture in Financial Services Industry

  • In a report outlining its plans for the next year, the British regulator also said it wants improved cybersecurity measures
Wednesday, 17/04/2019 | 08:59 GMT by David Kimberley
Brokers

FCA Joins ASIC and Other Regulators in Warning against 4XFX

  • This is not the first time that 4XFX has sparked regulatory concern as it was also blacklisted by other regulators.
Monday, 15/04/2019 | 17:59 GMT by Aziz Abdel-Qader
Regulation

FCA Turns Eye to Research Providers, Flags AD Baxton Brokers

  • The FCA interprets financial promotions as invitations or inducements by firms to customers to engage in investment activity.
Wednesday, 10/04/2019 | 14:32 GMT by Aziz Abdel-Qader
Brokers

ASIC & FCA Sign Co-Operation Agreement for Post-Brexit Time

  • Australian and UK regulators vowe to retain a close relationship after Brexit
Monday, 08/04/2019 | 06:18 GMT by Victor Golovtchenko
Regulation

April Fools: FCA to Lift Leverage Restrictions on CFDs, FX

  • The British regulator plans on taking advantage of Brexit to solidify London's role as a retail trading hub
Monday, 01/04/2019 | 10:27 GMT by David Kimberley
Regulation

ESMA to Renew CFD Product Intervention Measures

  • The renewal will go live in May, meaning the measures will have been in place for a year
Wednesday, 27/03/2019 | 08:52 GMT by David Kimberley
Regulation

FSCS Recovers £300 Million from Financial Services Firms

  • The lifeboat scheme also revealed that it paid out nearly £20 billion to protect victims of the 2008 financial crisis.
Monday, 25/03/2019 | 22:30 GMT by Aziz Abdel-Qader
Regulation

FCA Continues Crackdown on Suspected Scams, Flags Two FX Firms

  • The British regulator has warned against AlgoTradingSoft Broker Limited and Tradepro Capitals Limited.
Friday, 22/03/2019 | 09:59 GMT by Celeste Skinner
Regulation

FCA Flags Amana Financial Services Clone Firm

  • The regulator said the hucksters have been targeting members of the British public
Friday, 22/03/2019 | 09:31 GMT by David Kimberley
Regulation

FCA Blacklists FSM Smart in Latest Flurry Against FX Brokers

  • In addition the FCA, the Canadian provincial regulator MSC has previously warned the public against investing with FSM Smart.
Thursday, 21/03/2019 | 19:33 GMT by Aziz Abdel-Qader
Regulation

FCA Fines UBS AG £27.6m for Transaction Reporting Failures

  • The Swiss firm was able to get a 30 percent reduction on the fine by agreeing to resolve the case with the regulator
Tuesday, 19/03/2019 | 14:50 GMT by David Kimberley
Regulation

Serious Fraud Office to Investigate London Capital & Finance

  • The ISA issuer went into administration this January, having raised around £236 million
Monday, 18/03/2019 | 15:09 GMT by David Kimberley
Regulation

FCA Calls Out Clone Firm of the London Metal Exchange

  • The regulator has flagged the Financial Exchange as a clone firm.
Monday, 18/03/2019 | 09:46 GMT by Celeste Skinner
Regulation

FCA May Impose Exit Fee Ban on Retail Investment Platforms

  • The British regulator said that it wants to make it easier for investors to move funds between platforms
Thursday, 14/03/2019 | 09:46 GMT by David Kimberley
Regulation

FCA Flags Firm Calling Itself "Safe Regulated Investments" as Scam

  • The investment firm claims it can provide a 29 percent PA return on investment
Wednesday, 13/03/2019 | 16:11 GMT by David Kimberley
Trading

FCA Warns of Crypto Brokers as Britons Want to Get Rich Quick

  • Independent research showed that UK consumers purchasing crypto assets are often looking for ways to ‘get rich quick.’
Thursday, 07/03/2019 | 20:35 GMT by Aziz Abdel-Qader
Regulation

FCA Alerts Public of OLZ Wealth Management Clone

  • The clone has no association whatsoever with the asset manager and is thus involved in fraudulent activity.
Friday, 22/02/2019 | 19:34 GMT by Aziz Abdel-Qader
Regulation

Another Clone Surfaces, FCA Flags SpectraFX Investment Team

  • SpectraFX Investment Team is falsely claiming to be associated with FCA-authorised firm Spectra FX Solutions LLP.
Friday, 15/02/2019 | 13:16 GMT by Celeste Skinner
Regulation

FCA Flags ADM Securities Cold Calling Scammer

  • Someone pretending to represent the broker has been cold calling retail investors
Friday, 15/02/2019 | 12:32 GMT by David Kimberley
Regulation

Iranian Currency Exchange Caught Operating in North London

  • The FCA warned investors not to trade with Javan Exchange this Thursday
Thursday, 14/02/2019 | 17:01 GMT by David Kimberley
Regulation

The FCA, RBS and the Curious Case of Ortner Marcus

  • A licensing error appears to have allowed scammers to take advantage of the regulator's website and trick investors
Wednesday, 13/02/2019 | 13:38 GMT by David Kimberley
Regulation

FCA Flags European Capital Markets Clone Firm

  • Scammers have been using the firm's regulatory license number to lend themselves an air of legitimacy
Friday, 08/02/2019 | 16:48 GMT by David Kimberley
Brokers

Exclusive: FIXI PLC Clients Get Withdrawals as FCA Unfreezes Funds

  • A week after the company started contacting its customers they are starting to receive their funds
Friday, 08/02/2019 | 13:06 GMT by Victor Golovtchenko
Regulation

ASIC Lays Out Brexit Plan Ahead of Upcoming Deadline

  • ASIC is working closely with the FCA and BoE to set up new relationships between Australia and the UK.
Friday, 08/02/2019 | 07:53 GMT by Celeste Skinner
Regulation

The Case for a Cryptocurrency CFDs Ban

  • The former Director of Abide Financial and current Head of Compliance at Coinbase UK shares his views on crypto CFDs
Wednesday, 06/02/2019 | 12:37 GMT by Mark Kelly
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