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News

NYDIG-Subsidiary Bottlepay Gets FCA Approval as Crypto Business

  • It is one of the very few companies to gain the FCA nod.
  • It has become the first lightning network startup in the UK.
Tuesday, 11/01/2022 | 11:26 GMT by Arnab Shome
Brokers

FCA Flags IC Markets Clone for Offering Services in UK

  • The regulator flagged several domains, including icmarketspro.com
  • IC Markets itself is a reputed retail broker.
Monday, 10/01/2022 | 13:24 GMT by Arnab Shome
Institutional FX

FCA Seeks £40.8M Fine from Hedge Fund BlueCrest Capital

  • The regulator slapped charges of failure to manage conflict of interest.
  • The hedge fund has now taken the case to the Upper Tribunal.
Wednesday, 22/12/2021 | 12:58 GMT by Arnab Shome
Institutional FX

FCA Fines HSBC £64 Million for AML Lapses

  • The bank’s AML system had serious lapses for eight years.
  • It is not working with FCA to strengthen its AML processes.
Friday, 17/12/2021 | 09:41 GMT by Arnab Shome
Institutional FX

GMO-Z.com Reduces Capital to £1.5M, Seeks FCA License Cancellation

  • The company applied to cancel its FCA license in July.
  • It offers services to institutions and does not fall under the scope of the regulator.
Wednesday, 15/12/2021 | 13:20 GMT by Arnab Shome
Executive Moves

FCA Announces Changes in Its Executive Committee

  • The announcement seeks to accelerate the FCA’s enforcement powers.
Monday, 06/12/2021 | 15:39 GMT by Finance Magnates Staff
News

Binance Plans to Seek FCA Approval in the UK

  • The exchange is hiring former regulatory staff in the country.
Monday, 06/12/2021 | 13:26 GMT by Arnab Shome
Regulation

A Clone Firm Is Impersonating HYCM Broker, UK FCA Warns

  • Recently, the FCA said that another clone firm was impersonating Bank of America and Wells Fargo.
Thursday, 25/11/2021 | 18:16 GMT by Felipe Erazo
Regulation

UK FCA Says ‘Poor Quality’ Paperwork Is Delaying Authorizations

  • The British watchdog said that it was committed to improving its processes generally.
Wednesday, 24/11/2021 | 19:54 GMT by Felipe Erazo
Regulation

UK FCA Warns on Clone Firm Impersonating Bank of America

  • The British watchdog cautioned about impersonators using Wells Fargo's business details in September.
Tuesday, 23/11/2021 | 18:16 GMT by Felipe Erazo
Regulation

UK FCA Recognizes Revised Global FX and Precious Metal Codes

  • The British financial regulator pointed out that last look practices were not consistent with the codes.
Friday, 19/11/2021 | 17:36 GMT by Felipe Erazo
Institutional FX

FCA Confirms Temporary Use of Synthetic LIBOR Rates

  • The synthetic LIBOR will be available for two currencies: pound sterling and yen.
Tuesday, 16/11/2021 | 13:30 GMT by Arnab Shome
Regulation

FCA Warns against FX Globe International for Unlicensed Operation

  • The broker is allegedly operating in the UK with a Vanuatu license.
Monday, 15/11/2021 | 13:14 GMT by Arnab Shome
Regulation

FCA Fines Sunrise Brokers £642K for Financial Crime Control Lapses

  • The broker’s services were exploited by its clients in two incidents.
Friday, 12/11/2021 | 13:01 GMT by Arnab Shome
Regulation

Trade Finance Firms Must Strengthen AML Controls to Meet New FCA Requirements

  • Trade finance organisations should expect greater surveillance and monitoring from the FCA in the coming months
Saturday, 30/10/2021 | 18:29 GMT by Adam McLaughlin
Institutional FX

European Commission Decides on Swiss LIBOR, EONIA Replacement Rates

  • Most of the LIBOR settings will cease by the end of 2021.
Friday, 22/10/2021 | 12:59 GMT by Arnab Shome
Regulation

Brokers Are Encouraging UK Clients to Trade with Foreign Firms: FCA

  • The regulator has already taken action against a few such brokers.
Thursday, 21/10/2021 | 12:34 GMT by Arnab Shome
Regulation

Regulators Take Actions against Credit Suisse on Mozambique Loan Case

  • The UK FCA imposed a $200 millionaire fine as a result of the findings.
Tuesday, 19/10/2021 | 21:51 GMT by Felipe Erazo
Retail FX

FCA Reviewed 514 Financial Promotions in Q3 2021

  • Out of the total, 74 promotions were amended or withdrawn for non-compliance.
Monday, 18/10/2021 | 08:24 GMT by Arnab Shome
Executive Moves

FCA Chair Charles Randell Resigns

  • He joined the regulator in April 2018 with a five-year tenure.
Friday, 15/10/2021 | 12:11 GMT by Arnab Shome
Institutional FX

NatWest Pleads Guilty to FCA’s Money Laundering Charges

  • The regulatory charges did not name any individual.
Thursday, 07/10/2021 | 12:20 GMT by Arnab Shome
News

Crypto Exchange CoinJar Receives FCA Recognition

  • Only around a dozen of the UK crypto companies have gained mandatory regulatory recognition so far.
Wednesday, 29/09/2021 | 12:26 GMT by Arnab Shome
Institutional FX

UK FCA Warns on a Clone Firm Impersonating Wells Fargo

  • The FCA stated that fraudsters are using fake domains to convince people that they are working for Wells Fargo.
Wednesday, 22/09/2021 | 17:30 GMT by Felipe Erazo
Regulation

FCA Outlines Plan to Tackle Investment Scams

  • The authority is planning to reduce the number of consumers who are investing in high-risk financial products.
Wednesday, 15/09/2021 | 11:07 GMT by Bilal Jafar
Retail FX

Former Stockbroker Imprisoned for Money Laundering Charges

  • Richard Faithfull is accused of laundering around GBP 2.5 million as part of an organized crime group.
Thursday, 09/09/2021 | 16:02 GMT by Felipe Erazo
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