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Regulation
oneZero Teams Up With CME Group to Offer Australian Trade Reporting Service
2016-01-04T23:29:19.000+02:00
The move is important as it extends ASIC regulatory approval to both retail and prime brokers.
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News
Bitcoin Group IPO Delayed Once Again, Brings in Professor for Mining Expertise
2015-12-28T15:56:30.000+02:00
Bitcoin Group, which is aiming to become the first crypto company to IPO, has again delayed its scheduled listing date on ASX.
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Regulation
Watchdog Warns About a Chinese Clone of an Australian Broker
2015-12-22T08:51:06.000+02:00
Following the warning, the clone website now appears to be down or at least inaccessible outside of China.
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Regulation
IronFX AU Ordered to Change Disclosure by Australian Watchdog
2015-12-17T10:02:03.000+02:00
ASIC wants clients to know the credit risk posed to them by IronFX Australia hedging all transactions with its Cyprus parent only.
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Regulation
ASIC Fines Australian Investment Exchange, Etrade, for Regulatory Infringements
2015-12-09T10:59:47.000+02:00
Etrade and AUSIEX caused market disturbance for two companies’ stocks because of order mispricing
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Brokers
Exclusive: Go Markets Group UK Owner Named by SEC amid IPO Attempt
2015-12-08T12:30:17.000+02:00
Stephen B. Wheatley, who was allegedly involved in a pump and dump scheme in the US, appeared in Go Markets Group's presentation to investors. The proposal to list on the NSX "may be abandoned", but the group "does not expect the brand to be affected".
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Blogs
Catch 22 - How ASIC's Product Intervention Power Can Stifle Innovation
2015-12-02T16:33:56.000+02:00
This is yet another example of the Australian government’s crackdown on the FX industry as a whole.
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Blogs
The Australian Government's Response to the Failed Playtech-Plus500 Deal
2015-11-30T17:54:21.000+02:00
An expansion of the ASIC’s power has the ability to affect the margin FX and OTC derivative industry in Australia quite substantially.
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Blogs
Australia: December 4 Reporting Deadline Looming - Are You Ready?
2015-11-25T12:24:17.000+02:00
Some Australian issuers of OTC derivatives will need to report for the first time their reportable transactions and reportable positions.
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News
Bitcoin Group IPO Delayed Again After ASIC Request for Mining Expert
2015-11-22T13:36:52.000+02:00
The IPO for Bitcoin Group, previously celebrated as the first in the crypto industry, has been delayed by another month.
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Regulation
Australian Watchdog Fines XForex for Misleading Advertising
2015-11-03T08:46:00.000+02:00
The payment of the infringement notices penalties is not an admission of a contravention of the ASIC Act consumer protection provisions.
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News
Bitcoin Group Extends IPO Period, Debut on ASX Delayed Until Dec 11
2015-10-30T21:50:42.000+02:00
Bitcoin Group, whose shares are slated to debut on the Australian Securities Exchange, has pushed back their listing date to December 11.
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Blogs
ASIC to Sharpen Teeth with Further Regulatory Powers
2015-10-29T11:44:39.000+02:00
The recommendations will be applied after 2016, and include one that will affect the margin FX and OTC derivative industry quite substantially.
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Regulation
HFT in Australia Jumps by 130%, Not a Risk Determines Watchdog
2015-10-26T10:53:40.000+02:00
The Australian Securities and Investments Commission published the results of its high-frequency trading and dark liquidity study.
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Bitcoin Group Issues Corrective Statements on Financials, PM Investment
2015-10-21T19:25:46.000+02:00
Bitcoin Group, an Australia-based Bitcoin company slated for IPO next month, has issued a number of corrective statements to investors.
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Regulation
Australian Watchdog Revokes NZGFT License for Deceptive Claims
2015-10-15T15:27:22.000+02:00
Its Chinese website promoted "Guaranteed Capital with Bonus Scheme" plan and that "Expert Advisors masters can get $1 million US dollar".
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Blogs
Trade Reporting – What Do Our Reported Trades Say About Our Brokerage?
2015-10-14T08:08:13.000+02:00
Sophie Gerber further clarifies what the new ASIC data reporting requirements will and will not reveal about your firm and your clients.
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Blogs
Australia - Deadline for Phase 3B OTC Derivatives Issuers Moved to 4 December 2015
2015-10-08T18:25:25.000+02:00
ASIC moved the trade reporting obligations by 2 months. Read the latest on this matter and prepare yourself for the new deadline.
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Regulation
ASIC Abruptly Extends Reporting Deadline for Brokers
2015-10-08T09:26:46.000+02:00
The regulator has postponed derivatives transactions reporting until December due to the unpreparedness of some firms
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Blogs
Australia – October 12 Reporting Deadline Looming - Are You Ready?
2015-10-07T13:20:57.000+02:00
What information or data needs to be reported for the ASICs October 12th deadline? Read what reporting requirements are expected.
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Blogs
Australia – October 12 Reporting Deadline Looming-The Safe Harbour Benefits of Delegated Reporting
2015-09-24T11:23:29.000+02:00
With the October 12 deadline approaching, you can learn about the reporting requirements and what delegated reporting really is.
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Regulation
ASIC Exposes Clone Websites of Regulated Entity ABS Group
2015-09-23T10:57:44.000+02:00
Two websites targeting Chinese clients have been identified by the Australian regulator to have misused the information of a regulated firm
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Blogs
ASIC Enacts Final Regulations on Single-Sided Reporting for OTC Derivatives
2015-09-18T07:55:14.000+02:00
Patricia Tsang and Sophie Gerber outline Australian regulations which afford single-sided reporting relief in certain situations.
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Blogs
Australia – October 12 reporting deadline looming - What are the penalties for not reporting?
2015-09-10T11:19:38.000+02:00
Who needs to report under intermediary authorisation or authorised representative arrangements in relation to OTC derivatives?
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News
Bitcoin Group First Crypto Company to IPO, Shares Debut on ASX on Nov 11
2015-09-08T10:29:14.000+02:00
Bitcoin Group, an Australian startup engaged in the mining of bitcoins, is slated to IPO on the ASX on November 11.
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