Asic
Merrill Lynch Pays $60,000 Fine for Inappropriate Order Limits in Australia
- MLAF set inappropriate order limits in its upstream and downstream systems, undetected for 6 years.
Tuesday, 12/09/2017 | 06:43 GMT by
Colin Firth
What ASIC Has Done to Protect Investors in H1 2017
- Australian watchdog releases its Market Integrity Report.
Monday, 11/09/2017 | 07:48 GMT by
Colin Firth
Australian Day Trader Pleads Guilty to Charges of Price Manipulation
- Trader pleads guilty to charges of using his direct market access to manipulate prices.
Monday, 28/08/2017 | 10:32 GMT by
Colin Firth
ASIC Continues Strict Watch on Industry by Warning Customers of Email Scams
- ASIC warns customers to be wary of scam emails and gives tips on self-protection.
Monday, 07/08/2017 | 09:25 GMT by
Colin Firth
Vantage FX Becomes Latest Broker to Go Live with MT5
- Vantage FX has strengthened its FX suite with the adoption of MT5.
Tuesday, 01/08/2017 | 06:04 GMT by
Jeff Patterson
Regulators in Australia and Abu Dhabi Sign Agreement in Push Towards Fintech
- They agree to cooperate to better understand their respective regulatory frameworks.
Wednesday, 26/07/2017 | 09:03 GMT by
Colin Firth
ASIC Bans Former Finance Analyst for Misconduct
- ASIC sends out a firm message that misconduct will not be tolerated
Monday, 24/07/2017 | 09:05 GMT by
Colin Firth
ASIC Adds Several More Companies to Warning List
- Companies continue the trend of using binary options to scam people.
Friday, 14/07/2017 | 08:42 GMT by
Colin Firth
Australians Lose $13.3m to Investment Scams in First Half of 2017
- Investors continue to fall victim to scams despite ASIC's best efforts to promote public awareness.
Thursday, 13/07/2017 | 09:32 GMT by
Colin Firth
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