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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
Australian Watchdog Bans Ex-Director of Bankrupt Broker GTL Tradeup
ASIC says Andrew Jeffers made false or misleading statements regarding benefits from clients' losses and taking the other side of the trade.
Friday, 24/07/2015 | 05:57 GMT
by
Avi Mizrahi
News
ASIC Halts IPO of Bitcoin Group for Undisclosed Reasons
The Australian Securities and Investments Commission (ASIC) has issued an interim stop order on the planned IPO of Bitcoin Group.
Thursday, 23/07/2015 | 09:04 GMT
by
Leon Pick
Regulation
Australian Watchdog Clarifies Actions Against Interactive Brokers
ASIC has requested from Interactive Brokers to cease providing all over-the-counter FX services in Australia.
Friday, 03/07/2015 | 09:48 GMT
by
Avi Mizrahi
Regulation
Australian Watchdog Stops Unlicensed Firm's Cold Calling
The website of the firm in question, FXTS Guru, no longer appears to function and may have been taken offline
Thursday, 18/06/2015 | 11:05 GMT
by
Avi Mizrahi
Regulation
Two Australians Convicted of Insider Trading with CFDs
The maximum penalty for insider trading in Australia is ten years imprisonment, but both these sentences were fully suspended
Friday, 12/06/2015 | 07:18 GMT
by
Avi Mizrahi
Regulation
ASIC Moves Forward With OTC Derivatives Reforms
ASIC took the lead with three proposals in an attempt to help implement mandatory central clearing requirements for OTC derivatives.
Thursday, 28/05/2015 | 11:47 GMT
by
Jeff Patterson
Regulation
FXPRIMUS Complies Fully with All Australian Regulators' Requests
After the detailed statement issued by the regulator on Thursday, the company has issued an official communique to explain its stance
Friday, 22/05/2015 | 16:41 GMT
by
Victor Golovtchenko
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Brokers
Exclusive: FXPrimus Counters IPO "Block" Report, Reveals Firm's Financials
After reports came out that Australian regulators blocked the broker's IPO, an insider explained to Finance Magnates what really happened
Thursday, 14/05/2015 | 15:25 GMT
by
Avi Mizrahi
Brokers
FXPrimus IPO Valuing the Broker at AU$225 Mln Challenged by ASIC Report
Australian newspaper has dispelled the prospects for an IPO by forex broker FXPrimus due to the regulator protecting its authority
Thursday, 14/05/2015 | 11:07 GMT
by
Victor Golovtchenko
Prime Brokerage
ICAP Pinched with $50,000 Fine from ASIC for Compliance Failure
The broker executed trades for clients with the intention to exclude other participants taking orders for electricity futures contracts
Thursday, 14/05/2015 | 06:21 GMT
by
Victor Golovtchenko
Regulation
An in Depth Look at the ASIC Register for Authorized Representatives
All employees and representatives providing financial advice to retail clients have been invited to become members of a new ASIC register
Wednesday, 13/05/2015 | 20:37 GMT
by
Alicia Pevely
Regulation
Australian Watchdog Cancels One Broker’s Licence, Promises More to Come
Rainbow Legend is accused of promoting a $2.5 million compensation scheme for clients that does not exists in Australia.
Tuesday, 12/05/2015 | 07:01 GMT
by
Avi Mizrahi
Prime Brokerage
Australian Regulator Fines FC Stone $130,000 for Risk Management
Violations have been identified by the ASIC Market & Participant Supervision team back in 2012
Tuesday, 28/04/2015 | 07:19 GMT
by
Victor Golovtchenko
Regulation
Advanced Markets Prompted by ASIC to Clarify License Function
The regulator insisted to make clear that it is responsible for the appropriate conduct only for residents of Australia
Friday, 24/04/2015 | 08:56 GMT
by
Victor Golovtchenko
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Regulation
ASIC to Investigate Insider Trading on Forex Market
Just before the unchanged interest rates announcement today, a spike higher in the Aussie prompts insider trading investigation
Tuesday, 07/04/2015 | 04:34 GMT
by
Victor Golovtchenko
Brokers
ASIC Suspends Licence of AGM Markets for Six Months
After AGM Markets stopped operating in May 2014, the Australian regulator took the decision to suspend its license
Thursday, 02/04/2015 | 09:00 GMT
by
Victor Golovtchenko
Regulation
ASIC Issues Public Warning on FX Provider, Grandegoldens Pty Ltd
Friday, 27/03/2015 | 06:40 GMT
by
Jeff Patterson
Regulation
Australian Watchdog Chief Confirms Tightening of FX Regulations
Chairman Medcraft said his jurisdiction is being "picked off" by online forex brokers looking to offer excessive leverage.
Monday, 23/03/2015 | 08:24 GMT
by
Avi Mizrahi
Analysis
Australian Insider Trading Duo Gets Jail Time After Trading Margin FX
Former Australian Bureau of Statistics employee Christopher Hill got 3 years and 3 months while the holder of margin forex trading accounts with Pepperstone and AxiCorp Luca Kamay is sentenced to 7 years and 3 months.
Tuesday, 17/03/2015 | 19:09 GMT
by
Victor Golovtchenko
Regulation
Australian Regulator Cancels License of FX Broker Enfinium Post-Mortem
After an investigation into the broker’s alleged virtual dealer malpractices between 2010 and 2013 yielded no results due to the company not maintaining adequate records of its operations, ASIC cancelled its license.
Monday, 16/02/2015 | 10:21 GMT
by
Victor Golovtchenko
News
Mining Difficulty Back up as Hashrate Returns to All-Time Highs
Wednesday, 31/12/2014 | 18:09 GMT
by
Leon Pick
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Analysis
Interactive Brokers to Refund $1.5 Million in Fees & Commissions in Australia
The Australian customers of the company will be reimbursed with the fees and commissions which they paid to the brokerage for retail margin loans during the period between July 2010 and August 2013.
Tuesday, 16/12/2014 | 14:31 GMT
by
Victor Golovtchenko
Regulation
ASIC Forces Broker to Enhance Supervision in "Forex Crackdown"
The Australian watchdog raised concerns over Calibre’s risk frameworks, advice to clients and supervision of representatives, and the company has changed the way it does business adhering to a stricter procedures.
Monday, 08/12/2014 | 07:19 GMT
by
Avi Mizrahi
Exchanges
ESMA Grants Trade Repository Access to Australian Financial Regulator
The European Securities and Markets Authority signed two Memorandum of Understanding agreements which are enhancing cross-border cooperation with Australian authorities on trade repositories and CCPs.
Friday, 05/12/2014 | 09:30 GMT
by
Victor Golovtchenko
Analysis
Two Aussies Plead Guilty of Insider Trading after Pocketing $180,000
The pair pled guilty after admitting to all of their wrongdoings related to several cases of exceptionally good trading decisions related to takeover bids netted them a hefty sum from CFD and shares transactions.
Friday, 05/12/2014 | 07:33 GMT
by
Victor Golovtchenko
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