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Blogs
Australia: December 4 Reporting Deadline Looming - Are You Ready?
Some Australian issuers of OTC derivatives will need to report for the first time their reportable transactions and reportable positions.
Wednesday, 25/11/2015 | 10:24 GMT
by
Sophie Gerber
News
Bitcoin Group IPO Delayed Again After ASIC Request for Mining Expert
The IPO for Bitcoin Group, previously celebrated as the first in the crypto industry, has been delayed by another month.
Sunday, 22/11/2015 | 11:36 GMT
by
Leon Pick
Regulation
Australian Watchdog Fines XForex for Misleading Advertising
The payment of the infringement notices penalties is not an admission of a contravention of the ASIC Act consumer protection provisions.
Tuesday, 03/11/2015 | 06:46 GMT
by
Avi Mizrahi
News
Bitcoin Group Extends IPO Period, Debut on ASX Delayed Until Dec 11
Bitcoin Group, whose shares are slated to debut on the Australian Securities Exchange, has pushed back their listing date to December 11.
Friday, 30/10/2015 | 19:50 GMT
by
Leon Pick
Blogs
ASIC to Sharpen Teeth with Further Regulatory Powers
The recommendations will be applied after 2016, and include one that will affect the margin FX and OTC derivative industry quite substantially.
Thursday, 29/10/2015 | 09:44 GMT
by
Alicia Pevely
Regulation
HFT in Australia Jumps by 130%, Not a Risk Determines Watchdog
The Australian Securities and Investments Commission published the results of its high-frequency trading and dark liquidity study.
Monday, 26/10/2015 | 08:53 GMT
by
Avi Mizrahi
News
Bitcoin Group Issues Corrective Statements on Financials, PM Investment
Bitcoin Group, an Australia-based Bitcoin company slated for IPO next month, has issued a number of corrective statements to investors.
Wednesday, 21/10/2015 | 17:25 GMT
by
Leon Pick
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Regulation
Australian Watchdog Revokes NZGFT License for Deceptive Claims
Its Chinese website promoted "Guaranteed Capital with Bonus Scheme" plan and that "Expert Advisors masters can get $1 million US dollar".
Thursday, 15/10/2015 | 13:27 GMT
by
Avi Mizrahi
Blogs
Trade Reporting – What Do Our Reported Trades Say About Our Brokerage?
Sophie Gerber further clarifies what the new ASIC data reporting requirements will and will not reveal about your firm and your clients.
Wednesday, 14/10/2015 | 06:08 GMT
by
Sophie Gerber
Blogs
Australia - Deadline for Phase 3B OTC Derivatives Issuers Moved to 4 December 2015
ASIC moved the trade reporting obligations by 2 months. Read the latest on this matter and prepare yourself for the new deadline.
Thursday, 08/10/2015 | 16:25 GMT
by
Sophie Gerber
Regulation
ASIC Abruptly Extends Reporting Deadline for Brokers
The regulator has postponed derivatives transactions reporting until December due to the unpreparedness of some firms
Thursday, 08/10/2015 | 07:26 GMT
by
Victor Golovtchenko
Blogs
Australia – October 12 Reporting Deadline Looming - Are You Ready?
What information or data needs to be reported for the ASICs October 12th deadline? Read what reporting requirements are expected.
Wednesday, 07/10/2015 | 11:20 GMT
by
Sophie Gerber
Blogs
Australia – October 12 Reporting Deadline Looming-The Safe Harbour Benefits of Delegated Reporting
With the October 12 deadline approaching, you can learn about the reporting requirements and what delegated reporting really is.
Thursday, 24/09/2015 | 09:23 GMT
by
Sophie Gerber
Regulation
ASIC Exposes Clone Websites of Regulated Entity ABS Group
Two websites targeting Chinese clients have been identified by the Australian regulator to have misused the information of a regulated firm
Wednesday, 23/09/2015 | 08:57 GMT
by
Victor Golovtchenko
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Blogs
ASIC Enacts Final Regulations on Single-Sided Reporting for OTC Derivatives
Patricia Tsang and Sophie Gerber outline Australian regulations which afford single-sided reporting relief in certain situations.
Friday, 18/09/2015 | 05:55 GMT
by
Sophie Gerber
Blogs
Australia – October 12 reporting deadline looming - What are the penalties for not reporting?
Who needs to report under intermediary authorisation or authorised representative arrangements in relation to OTC derivatives?
Thursday, 10/09/2015 | 09:19 GMT
by
Sophie Gerber
News
Bitcoin Group First Crypto Company to IPO, Shares Debut on ASX on Nov 11
Bitcoin Group, an Australian startup engaged in the mining of bitcoins, is slated to IPO on the ASX on November 11.
Tuesday, 08/09/2015 | 08:29 GMT
by
Leon Pick
Blogs
To Whom Should Australian OTC Derivative Issuers Report?
With the October 12 reporting deadline looming, Patricia Tsang and Sophie Gerber help issuers get a handle on reporting requirements.
Friday, 04/09/2015 | 14:20 GMT
by
Sophie Gerber
Regulation
XM and FIBO Agree to Suspend Services in Australia
The Australian watchdog has requested that brokers stop onboarding clients from the country until their local licensed subsidiary is ready.
Thursday, 27/08/2015 | 06:15 GMT
by
Avi Mizrahi
Analysis
Australia - Will Single-Sided Reporting Relief Help OTC Derivative Issuers?
It is indicated that the relief will commence in October 2015, prior to the 12 October deadline.
Sunday, 23/08/2015 | 12:22 GMT
by
Sophie Gerber
Regulation
Australian Watchdog Suspends Licence of a Bought out Broker
The move calls into question the advantage of taking over an Australian licensed firm to access the market, a common practice in the industry.
Tuesday, 11/08/2015 | 07:14 GMT
by
Avi Mizrahi
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Brokers
AETOS Capital Exposes Chinese Affiliate's Blackmail Attempt
The plan was to put pressure on the local government and police by contacting the media after hanging protest banners in ten cities.
Monday, 27/07/2015 | 12:04 GMT
by
Avi Mizrahi
Brokers
Blackmailing Affiliate Stages Protest Against AETOS Capital Group
The protesters accused the Australian regulated firm of stealing their money and operating against local regulations.
Friday, 24/07/2015 | 12:46 GMT
by
Avi Mizrahi
Regulation
Australian Watchdog Bans Ex-Director of Bankrupt Broker GTL Tradeup
ASIC says Andrew Jeffers made false or misleading statements regarding benefits from clients' losses and taking the other side of the trade.
Friday, 24/07/2015 | 05:57 GMT
by
Avi Mizrahi
News
ASIC Halts IPO of Bitcoin Group for Undisclosed Reasons
The Australian Securities and Investments Commission (ASIC) has issued an interim stop order on the planned IPO of Bitcoin Group.
Thursday, 23/07/2015 | 09:04 GMT
by
Leon Pick
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