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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Asic
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Regulation
Australian Regulator to Focus on Proactive Checks of Retail FX Brokers
ASIC secured a total of of $149 million in compensation and remediation for investors and consumers.
Wednesday, 30/03/2016 | 13:10 GMT
by
Victor Golovtchenko
Regulation
Australia: Former Stockbroker Facing Up To 12 Years In Jail
Australian stockbroker charged for using over $1.5m of client funds for his own use.
Thursday, 24/03/2016 | 09:42 GMT
by
Finance Magnates Staff
Bloggers
ASIC Jumps Into Action with Fintech Regulation
Is the Australian Government kicking the problem down the road?
Wednesday, 23/03/2016 | 13:13 GMT
by
Sophie Gerber
News
FCA, ASIC Ink FinTech Deal, Easing Barriers to Entry For Startups
The FCA and ASIC have signed a new agreement in both UK and Australia.
Wednesday, 23/03/2016 | 10:38 GMT
by
Jeff Patterson
Bloggers
Peer-to-Peer Lending: ASIC Provides Some Clarity on Regulation
Entities providing marketplace lending should use the information sheet to help them understand current regulatory requirements.
Tuesday, 22/03/2016 | 11:40 GMT
by
Sarah Murray
Regulation
ASIC Drafts Robo-Advisory Guidelines
New ASIC regulatory guide and draft proposals on robo-advisor guidelines.
Monday, 21/03/2016 | 07:49 GMT
by
Steven Hatzakis
Regulation
ASX CEO Elmer Funke Kupper Resigns Amid Investigation
Amid investigations related to prior role with Tabcorp, ASX CEO resigns.
Monday, 21/03/2016 | 07:42 GMT
by
Steven Hatzakis
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Regulation
ASIC Initiates Proceedings Against Whitebox for Spike in ASX Index
This follows the spike in securities prices on ASX in October 2012.
Friday, 18/03/2016 | 15:49 GMT
by
Finance Magnates Staff
Brokers
Playtech Changes Subsidiary Operating Chinese Markets.com
The ASIC regulated subsidiary of Markets.com STA Global Investments takes over Chinese clients.
Wednesday, 16/03/2016 | 15:37 GMT
by
Victor Golovtchenko
Regulation
ANZ to Pay $4.5 Million in Compensation After Compliance Review
The Australian watchdog announces that ANZ Group has agreed to an independent review of its OnePath subsidiaries’ compliance.
Tuesday, 15/03/2016 | 10:05 GMT
by
Damian Chmiel
News
Australian Bitcoin Group Cancels IPO, Returns $5.9m
Bitcoin Group believes that it cannot satisfy new ASIC and ASX requests so close to the scheduled block halving in July 2016.
Wednesday, 09/03/2016 | 09:37 GMT
by
Avi Mizrahi
Regulation
Australian Watchdog Confirms Voluntary Suspension of FXTG's Licence
As first reported by Finance Magnates, the owner of FXTG requested ASIC to suspend the licence in order to focus on restructuring the brand.
Wednesday, 10/02/2016 | 09:12 GMT
by
Avi Mizrahi
Regulation
ThinkLiquidity Partners With CME to Bolster Transaction Reporting Capabilities
The registration represents a cohesive stroke by ThinkLiquidity to tap into the Australian market, which includes brokers currently licensed under ASIC.
Wednesday, 27/01/2016 | 14:54 GMT
by
Jeff Patterson
Regulation
New Zealand FMA Joins ASIC in Warning against Banc De Binary
Cyprus headquartered Banc de Binary is facing resistance from regulators in Australia and New Zealand.
Wednesday, 20/01/2016 | 07:52 GMT
by
Victor Golovtchenko
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Regulation
oneZero Teams Up With CME Group to Offer Australian Trade Reporting Service
The move is important as it extends ASIC regulatory approval to both retail and prime brokers.
Monday, 04/01/2016 | 21:29 GMT
by
Jeff Patterson
News
Bitcoin Group IPO Delayed Once Again, Brings in Professor for Mining Expertise
Bitcoin Group, which is aiming to become the first crypto company to IPO, has again delayed its scheduled listing date on ASX.
Monday, 28/12/2015 | 13:56 GMT
by
Leon Pick
Regulation
Watchdog Warns About a Chinese Clone of an Australian Broker
Following the warning, the clone website now appears to be down or at least inaccessible outside of China.
Tuesday, 22/12/2015 | 06:51 GMT
by
Avi Mizrahi
Regulation
IronFX AU Ordered to Change Disclosure by Australian Watchdog
ASIC wants clients to know the credit risk posed to them by IronFX Australia hedging all transactions with its Cyprus parent only.
Thursday, 17/12/2015 | 08:02 GMT
by
Avi Mizrahi
Regulation
ASIC Fines Australian Investment Exchange, Etrade, for Regulatory Infringements
Etrade and AUSIEX caused market disturbance for two companies’ stocks because of order mispricing
Wednesday, 09/12/2015 | 08:59 GMT
by
Irina Slav
Brokers
Exclusive: Go Markets Group UK Owner Named by SEC amid IPO Attempt
Stephen B. Wheatley, who was allegedly involved in a pump and dump scheme in the US, appeared in Go Markets Group's presentation to investors. The proposal to list on the NSX "may be abandoned", but the group "does not expect the brand to be affected".
Tuesday, 08/12/2015 | 10:30 GMT
by
Avi Mizrahi
Blogs
Catch 22 - How ASIC's Product Intervention Power Can Stifle Innovation
This is yet another example of the Australian government’s crackdown on the FX industry as a whole.
Wednesday, 02/12/2015 | 14:33 GMT
by
Alicia Pevely
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Blogs
The Australian Government's Response to the Failed Playtech-Plus500 Deal
An expansion of the ASIC’s power has the ability to affect the margin FX and OTC derivative industry in Australia quite substantially.
Monday, 30/11/2015 | 15:54 GMT
by
Alicia Pevely
Blogs
Australia: December 4 Reporting Deadline Looming - Are You Ready?
Some Australian issuers of OTC derivatives will need to report for the first time their reportable transactions and reportable positions.
Wednesday, 25/11/2015 | 10:24 GMT
by
Sophie Gerber
News
Bitcoin Group IPO Delayed Again After ASIC Request for Mining Expert
The IPO for Bitcoin Group, previously celebrated as the first in the crypto industry, has been delayed by another month.
Sunday, 22/11/2015 | 11:36 GMT
by
Leon Pick
Regulation
Australian Watchdog Fines XForex for Misleading Advertising
The payment of the infringement notices penalties is not an admission of a contravention of the ASIC Act consumer protection provisions.
Tuesday, 03/11/2015 | 06:46 GMT
by
Avi Mizrahi
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