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Breaking: Australian Parliament Passes Product Intervention Law

  • The ASIC is getting the same powers ESMA has in Europe but it might take two years before it can use them
Friday, 05/04/2019 | 08:52 GMT by Victor Golovtchenko
Products

GO Markets Launches ASX CFDs, Plans to Add US Equities in Q2

  • The Australian broker is tapping into growing demand for equities amongst retail traders
Thursday, 28/03/2019 | 09:10 GMT by David Kimberley
Brokers

The Land Down Under? Australian FX Volumes Are Skyrocketing

  • While the slump of European brokers continues, Australian companies are booming
Thursday, 21/03/2019 | 12:32 GMT by Victor Golovtchenko
Regulation

ASIC Seeks Interim Injunctions Against Forex Capital Trading

  • At present, the company’s sole director is prohibited from leaving Australia until the 25th of March.
Thursday, 21/03/2019 | 07:21 GMT by Celeste Skinner
Brokers

Exclusive: ASIC Issues First Retail Broker License in Two Years

  • The Australian regulator has been mute for a while when it comes to new retail brokers
Monday, 18/03/2019 | 13:09 GMT by Victor Golovtchenko
Analysis

Will ASIC Follow ESMA and Implement Leverage Restrictions?

  • With tightening regulations in Europe and Asia, Australia is being considered as a safe haven - but will it last?
Monday, 18/03/2019 | 10:33 GMT by Celeste Skinner
Regulation

ASIC AFS Licence Applicants Have 44% Success Rate, Report Shows

  • Between July 2017 until June 2018, the success rate for applications of AFS licenses was 44 per cent.
Thursday, 28/02/2019 | 10:32 GMT by Celeste Skinner
Regulation

ASIC Bans Another Director at Jade Capital Matthew McCrow

  • McCrow was banned because he was involved in the company’s breach of financial services law.
Monday, 25/02/2019 | 07:56 GMT by Celeste Skinner
Regulation

Australia Passes Bill to Enhance Whistleblower Protection

  • ASIC will oversee the implementation of the reforms in July.
Thursday, 21/02/2019 | 08:05 GMT by Celeste Skinner
Regulation

ASIC Ends Monitoring of HSBC for Retail Structured Products

  • The regulator has ceased the bank's enforceable undertaking related to retail structured products.
Wednesday, 20/02/2019 | 06:58 GMT by Celeste Skinner
Regulation

Former Aussie FX Trader at Deutsche Bank Sentenced to Prison

  • Andrew Donaldson fraudulently filed with Deutsche that he made profits of more than AU$31 million.
Tuesday, 12/02/2019 | 07:19 GMT by Celeste Skinner
Regulation

ASIC Lays Out Brexit Plan Ahead of Upcoming Deadline

  • ASIC is working closely with the FCA and BoE to set up new relationships between Australia and the UK.
Friday, 08/02/2019 | 07:53 GMT by Celeste Skinner
Regulation

The Seemingly Never-Ending Warning List of ASIC Grows Again

  • The regulator has warned against KontoFX (NTMT Transformatic Markets OU) and Fortune Way Limited (FXFWay UK Limited).
Tuesday, 05/02/2019 | 08:18 GMT by Celeste Skinner
Brokers

ASIC Suspends AFS License of Halifax

  • Halifax has been in administration since November, 2018.
Monday, 14/01/2019 | 07:12 GMT by Celeste Skinner
Regulation

Don’t Deal with Estonian Broker 4XFX, ASIC Warns

  • 4XFX is unlicensed in Australia to provide financial services and it could be involved in a scam.
Thursday, 10/01/2019 | 07:56 GMT by Celeste Skinner
Regulation

ASIC Warns Against Scammers Impersonating the Regulator

  • Scammers from Luxembourg Offshore Banking are falsely claiming that funds are being processed or withheld by ASIC.
Monday, 17/12/2018 | 08:06 GMT by Celeste Skinner
News

Zcoin Moves Against ASIC Monopoly With Merkle Tree Proof

  • The new mining algorithm is said to negate the monetary advantage of using a specialised machine.
Thursday, 06/12/2018 | 13:29 GMT by Simon Golstein
Regulation

ESMA Blues, ASIC Boom and Brexit No Big Deal: This Year in Regulations

  • From PSP problems in China to leverage caps in Europe, it's been a challenging year for brokers across the globe.
Thursday, 06/12/2018 | 09:30 GMT by David Kimberley
Brokers

ASIC Warns Against Axe Invest

  • The regulator says the company has been offering its services to Australians without the requisite licensing.
Monday, 03/12/2018 | 11:23 GMT by David Kimberley
Regulation

ASIC Announces Major Changes to Reporting Requirements

  • Full-year and half-year reports at December 31, 2018, must comply with these new accounting standards.
Monday, 03/12/2018 | 08:13 GMT by Celeste Skinner
Regulation

ASIC Cancels AFS Licence of OTC Derivative Issuer Berndale

  • ASIC has also banned Stavro D’Amore, a former director of the firm, from providing financial services for six years.
Friday, 30/11/2018 | 06:59 GMT by Celeste Skinner
Regulation

New Zealand’s FMA Flags FX Trading Provider Brighter Trade

  • The regulator believes Brighter Trade could be a scam following a warning from ASIC.
Wednesday, 28/11/2018 | 07:57 GMT by Celeste Skinner
Analysis

Lightning Network Gets Popular, ASIC Gets Tough: Best of the Week

  • Catch up on last week's top stories.
Sunday, 25/11/2018 | 15:49 GMT by Simon Golstein
Brokers

Exclusive: Halifax Investment Services Has Gone Bust

  • The Sydney-based company shares its owner with two other finance firms.
Sunday, 25/11/2018 | 14:35 GMT by Finance Magnates Staff
Brokers

Exclusive: ASIC Broker License Prices Hit Whopping $4 Million

  • Regulatory arbitrage comes at a hefty cost as ASIC still trailing on leverage restrictions.
Wednesday, 21/11/2018 | 17:16 GMT by Victor Golovtchenko
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