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Regulation

ASIC Bans Binary Options for Australian Retail Clients

  • The Australian regulator mentioned that the ban will take effect from 3 May 2021.
Thursday, 01/04/2021 | 07:11 GMT by Bilal Jafar
Regulation

ASIC’s Restrictions on Retail CFDs Trading Come into Effect

  • Violators might get up to 5 years of prison time or up to AUD 55 million fine.
Monday, 29/03/2021 | 05:55 GMT by Arnab Shome
Regulation

ASIC Bans Forex CT Director Shlomo Yoshai for 10 Years

  • Four other former employees are banned for their involvement in misconduct and client deception.
Wednesday, 17/03/2021 | 07:16 GMT by Arnab Shome
Brokers

ASIC Outlines Additional License Conditions for AxiCorp

  • The Australian authority has imposed new conditions on AxiCorp to ensure adequate compliance arrangements.
Friday, 12/03/2021 | 06:35 GMT by Bilal Jafar
Brokers

AxiCorp Settles Australian Financial Services License Issue with ASIC

  • The company mentioned that ASIC has withdrawn the proposed suspension of Axi’s Australian Financial Services Licence.
Monday, 01/03/2021 | 08:35 GMT by Bilal Jafar
Brokers

BRI Ferrier Denies Role in Shutting USG Global’s Bank Accounts

  • The liquidator earlier said the broker’s shareholders are causing trouble with its investigation.
Thursday, 11/02/2021 | 12:07 GMT by Arnab Shome
Retail FX

ASIC Confirms Cyber Attack on Its Server

  • The details of the attack are not public yet.
Monday, 25/01/2021 | 10:30 GMT by Arnab Shome
Regulation

Aussie Brokers Welcome ASIC Restrictions Despite Expected Volume Dip

  • The new leverage levels will become effective on March 29, 2021.
Tuesday, 19/01/2021 | 13:21 GMT by Arnab Shome
Regulation

ASIC Acknowledges PI Insurance Difficulties

  • Though getting PI insurance is difficult, companies need to pay close attention to other insurance requirements.
Monday, 21/12/2020 | 22:00 GMT by Ben Glover
Brokers

ASIC Sues USGFX, Two Representatives for Doing FX Business in China

  • Aussie brokers were put on notice by the Australian regulator that it reviews any breaches of overseas laws.
Thursday, 10/12/2020 | 23:32 GMT by Aziz Abdel-Qader
Payments

Exclusive: iSignthis CEO Finds ‘Factual Issues’ in ASIC's Lawsuit

  • The regulator is blaming the company for misleading investors and not disclosing the end of its Visa relationship.
Monday, 07/12/2020 | 08:36 GMT by Arnab Shome
Regulation

ASIC Cancels AFS License of Jels Financial Group, Selectinvest

  • Both the companies failed to submit audited financial reports for several years.
Friday, 27/11/2020 | 08:10 GMT by Arnab Shome
News

ASIC Indicts Aussie BitConnect Promoter John Bigatton

  • The Australian court will hear the case on February 2, 2021.
Tuesday, 17/11/2020 | 09:56 GMT by Arnab Shome
Regulation

ASIC Issued 394 AFS Licenses in 2019-20

  • The regulator has become strict with its licensing requirements and is asking applicants about how to deal with the pandemic.
Wednesday, 11/11/2020 | 08:39 GMT by Arnab Shome
FinTech

MAP FinTech Integrates DTCC’s GTR for ASIC Reporting

  • The regtech company is extensively enhancing its industry presence.
Tuesday, 03/11/2020 | 12:59 GMT by Arnab Shome
News

Busted: ASIC Freezes Websites & Bank Accounts of 2 'Ponzi Schemes'

  • Matthew Alan Beresford has been arrested and charged in connection with the alleged schemes.
Monday, 26/10/2020 | 11:42 GMT by Rachel McIntosh
Regulation

Plus500, IG and CMC Markets Reveal Their Take on New ASIC Rules

  • They all said well prepared and expect the review to have limited financial implications for their business.
Friday, 23/10/2020 | 18:14 GMT by Aziz Abdel-Qader
Thought Leaders

ACY Securities Supports ASIC’s Product Intervention Order

  • "Measures introduced to improve customer outcomes will also benefit the CFD industry in supporting brokers."
Friday, 23/10/2020 | 10:53 GMT by Finance Magnates Staff
Regulation

ASIC Officially Adopts Curbs on Selling CFDs to Retail Investors

  • Regulated firms are forced to limit the leverage they offer to a maximum of 30:1, down to as little as 2:1 on cryptocurrencies.
Thursday, 22/10/2020 | 22:15 GMT by Aziz Abdel-Qader
Institutional FX

ANZ Faces $7.14 Million Fine over Unlawful Charges to Customers

  • The bank already paid redemption charges to some of its affected customers.
Friday, 02/10/2020 | 07:04 GMT by Arnab Shome
Regulation

ASIC Bans Former BGC Securities Broker from Providing Financial Services

  • Former broker David Moore has been banned from providing financial services for 10 years.
Wednesday, 30/09/2020 | 07:11 GMT by Celeste Skinner
Regulation

ASIC Extends COVID-19 Relief for Capital Raisings & Financial Advice

  • ASIC will continue to monitor the appropriateness of the temporary relief measures.
Wednesday, 23/09/2020 | 05:16 GMT by Celeste Skinner
Brokers

ASIC Cancels AFS Licence of USGFX after Entering Liquidation

  • ASIC cancelled the FX broker’s licence on the 14th of September 2020.
Friday, 18/09/2020 | 05:52 GMT by Celeste Skinner
Regulation

ASIC Places Seven Year Ban on BitConnect Frontman John Bigatton

  • Bigatton has been banned from providing financial services for seven years.
Thursday, 03/09/2020 | 03:38 GMT by Celeste Skinner
Regulation

ASIC Lays Out Strategic Focus for 2020-24 in Corporate Plan

  • Unsurprisingly, the regulator will focus on the long-term impacts of the coronavirus pandemic.
Monday, 31/08/2020 | 07:10 GMT by Celeste Skinner
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