Broadridge Financial Solutions (NYSE: BR) has upgraded its OpsGPT platform with new AI agent capabilities focused on fails research, inventory optimization, and email automation to help financial institutions manage risk and improve operational efficiency in post-trade processing.

Broadridge Adds AI Agent Features to OpsGPT for Post-Trade Operations

Broadridge Financial Solutions' OpsGPT, a specialized AI platform unveiled last year and designed to bring generative AI capabilities to operations teams in financial institutions, has been enhanced as firms navigate challenges from shortened settlement cycles and increased capital costs, creating demand for more sophisticated automation tools to streamline post-trade processes.

“We are continuously evolving OpsGPT to optimize how clients can better operate and grow, particularly by unlocking agent capabilities to better manage risk, capital, and operational efficiency in today's rapidly evolving trading environment,” said Quentin Limouzi, Global Head of Post Trade at Broadridge.

The upgraded platform now offers expanded functionality in three areas. The fails research capability diagnoses root causes of settlement failures and provides immediate, actionable insights to reduce resolution times.

The inventory optimization feature enables real-time global inventory management, identifying mismatches and suggesting asset transfers to maximize capital efficiency. Additionally, the email integration automation Automation Automation is defined as the procedure of making an apparatus, a process, or a system to operate by mechanical or electronic devices that replace human labor. Additionally, automation is also sometimes referred to as mechanization or robotization. For example, employees have many costly needs, including government regulations. However, robotic workers don’t need much other than some routine maintenance and the occasional bug fix for an equipment malfunction or software bug. There is no overtime Automation is defined as the procedure of making an apparatus, a process, or a system to operate by mechanical or electronic devices that replace human labor. Additionally, automation is also sometimes referred to as mechanization or robotization. For example, employees have many costly needs, including government regulations. However, robotic workers don’t need much other than some routine maintenance and the occasional bug fix for an equipment malfunction or software bug. There is no overtime Read this Term interprets operational emails, extracts relevant information, and retrieves data from internal systems to accelerate response cycles.

BRx Data

These enhancements leverage AI agents that convert data into actionable insights, improve decision-making processes, and can execute workflows autonomously. The system is built on Broadridge's BRx data ontology, which standardizes information across asset classes and systems globally.

By automating traditionally manual processes, Broadridge claims OpsGPT can help financial institutions accelerate fail resolution, optimize capital deployment, and reduce operational expenses, while strengthening risk management Risk Management One of the most common terms utilized by brokers, risk management refers to the practice of identifying potential risks in advance. Most commonly, this also involves the analysis of risk and the undertaking of precautionary steps to both mitigate and prevent for such risk.Such efforts are essential for brokers and venues in the finance industry, given the potential for fallout in the face of unforeseen events or crises. Given a more tightly regulated environment across nearly every asset class, One of the most common terms utilized by brokers, risk management refers to the practice of identifying potential risks in advance. Most commonly, this also involves the analysis of risk and the undertaking of precautionary steps to both mitigate and prevent for such risk.Such efforts are essential for brokers and venues in the finance industry, given the potential for fallout in the face of unforeseen events or crises. Given a more tightly regulated environment across nearly every asset class, Read this Term through real-time intelligence.

Three months ago, the company appointed Larry Conover as VP, Special Advisor for Proxy & Corporate Actions. He brought almost 3 decades of expertise from Fidelity Investments and BNY Pershing.

Broadridge Financial Solutions processes over 7 billion communications annually and supports daily trading of more than $10 trillion in securities globally. The company employs over 14,000 people across 21 countries.