SEC Announces Two Whistleblower Awards Worth $4.3 Million The commission has awarded around $719 million to 112 individuals since 2012.
SEC Awards $5M to Another 4 Tipsters, Hands Out $175M in 2020 Fiscal The commission has granted compensation to a total of 102 whistleblowers yet.
SEC Grants 100th Whistleblower Award, Tipster Receives $1.8 Million The company outsider reported significant information about ongoing securities law violations.
US Regulator SEC Awards Whistleblower $10 Million The information from the tipster resulted in a successful enforcement action for the SEC.
US Regulator CFTC Grants $9 Million Award to Whistleblower This is one of the five largest awards granted as part of the CFTC’s Whistleblower Program.
HSBC Whistleblower Falciani to Launch Anti-Fraud Cryptocurrency If the project is approved by Spanish regulators, 5 million Tabu tokens will be put up for sale
FCA to Overhaul Treatment of Whistleblowers Since the banking crisis, the number of whistleblower reports jumped from less than 150 in 2014 to 1,360.
SEC Announces $4 Million Bounty to Foreign Whistleblower SEC enforcement actions from tip-offs have resulted in nearly $1.7 billion in fines since the program’s inception in 2011.
US CFTC Charges Twelve FX and Binary Firms with Variety of Infractions The Commodity Futures Trading Commission handed out fines totalling more than $1.2 million.
Former Currency Trader Wins Whistle-Blower Case Against RBC John Banerjee was sacked by the Canadian bank for complaining about compliance procedures
CFTC Hands Out a Record $30 Million Award to Alleged JPMorgan Tipster Few details are available regarding the nature of the underlying facts or enforcement action
Upbit Awards 1 Million Won to Six Reporters of Fraud The South Korean cryptocurrency exchange believes in industry self-policing.
SEC Awards $2.2m to Whistleblower Despite Reporting Tip to Other Agency The role of whistleblowers has been instrumental to several investigations
Two Tipsters Reap $16 Million Bounty from SEC Whistleblower Program The SEC did not disclose the individual’s identity or that of the involved organization.
SEC’s Whistleblower Office Announces One More Award, Hands Out $1M to Tipster This brings the whistleblower program’s total endowment to approximately $162 million awarded to 47 whistleblowers.
Two Whistleblowers Earn Record $61m from JPMorgan Tip JPMorgan's failure to properly disclose investment commissions has resulted in a $307m fine to the SEC and CFTC.
Barclays’ CEO Faces Probe, Pay Cut After Whistleblower Allegations Jes Staley is facing a probe from US and UK regulators over his alleged unmasking of a whistleblower.
SEC Charges BlackRock For Removing Whistleblower Incentives BlackRock coerced departing employees into signing separation agreements waiving their ability to obtain whistleblower awards.
BaFin Puts Out Fresh Call to Whistleblowers in Pursuit of Disclosures Individuals are being urged to come forth and provide disclosures to BaFin in a bid to help aid in ...
SEC’s Whistleblower Program Pays Out Second Weekly Reward The SEC has had a busy week with several whistleblowers playing key roles in investigations, resulting in payouts.