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Retail FX
Charles Schwab Faces SEC Probe for Robo Advisory Reporting
2021-07-02T14:09:52.000+02:00
The broker is expecting an impact of the investigation on its Q2 financials.
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Brokers
Robinhood IPO Plan Delays as SEC Reviewing Its Crypto Business
2021-06-25T08:41:59.000+02:00
The IPO could be pushed till next fall.
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Institutional FX
Former Deutsche Bank Trader Gets a Year in Prison for Fraud
2021-06-22T09:22:33.000+02:00
James Vorley, along with other traders, had manipulated the prices in the commodities market.
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Arnab Shome
Brokers
Global Kapital Enters the US Acquiring a FINRA-Licensed Broker-Dealer
2021-06-16T09:31:31.000+02:00
The broker group can now serve United States-based traders as well.
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News
Adyen Obtains Regulatory Approval to Open US Banking Branch
2021-06-14T08:28:49.000+02:00
The company will open its first branch in the country in San Francisco, California.
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Institutional FX
SEC Chief Wants Fair-Play Rules for US Brokers and Exchanges
2021-06-10T08:36:15.000+02:00
He is mostly concerned about the conflict of interest with the rise of the payment-for-order-flow model.
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Institutional FX
Tullett Prebon Charged with Multiple US Compliance Lapses
2021-06-07T08:39:22.000+02:00
The decision by the local self-regulator is still pending on the violations.
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News
"Time Is of the Essence" for Crypto Regulation: United States OCC Head
2021-05-31T10:41:48.000+02:00
If crypto becomes "too big," Michael Hsu says that it will be much "harder" to establish regulations.
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News
US SEC Charges BitConnect Promoters with Federal Securities Violations
2021-05-29T02:11:58.000+02:00
The SEC complaint seeks injunctive relief, disgorgement plus interest and civil penalties from the alleged US-based promoters.
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Regulation
US SEC Opens the Doors to Work with the Congress for a Crypto Regulation
2021-05-27T22:40:33.000+02:00
Gensler called to gather more information on how to regulate DeFi and crypto lending platforms.
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Institutional FX
HSBC Exits US Retail Banking Business
2021-05-27T08:28:28.000+02:00
The move will ensure the bank's profitability from its businesses.
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Arnab Shome
Binary Options
US Court Fines and Bars Three Binary Options Operators
2021-05-26T09:35:00.000+02:00
The binary options defrauded thousands of investors both in the US and abroad.
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News
Digital Dollar Project to Kick Start 5 US CBDC Pilots
2021-05-03T17:09:46.000+02:00
The pilots will be launched over the next 12 months.
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Brokers
Juno Markets Expands Offering with Addition of 10 US Share CFDs
2021-04-30T12:29:39.000+02:00
The broker first launched share CFDs services last October.
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Institutional FX
SEC Distributes $50 Million to 2 Tipsters
2021-04-15T17:13:06.000+02:00
It is the second-highest award handed out by the agency for insider information.
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Retail FX
SEC Drags Broker-Dealer SureTrader to Court for US Operations
2021-03-23T09:30:55.000+02:00
The company was illegally operating in the country without registering itself with concerned regulators.
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News
IRS Launches Dedicated Program to Identify Crypto Tax Evaders
2021-03-08T13:51:01.000+02:00
The program was launched as a joint effort between IRS’ civil and criminal units.
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IRS Clarifies Cryptocurrency Investment Reporting Requirements
2021-03-03T09:07:23.000+02:00
Crypto purchases made with fiat do not need to be declared in Form 1040.
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News
Largest Bitcoin Mine Operator Seeking $500 Million US IPO
2021-02-23T17:07:33.000+02:00
The company’s share prices tripled in the last year on the German OTC exchange.
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News
New York Attorney General Settles with Bitfinex, Tether for $18.5M
2021-02-23T16:25:29.000+02:00
Tether has to submit the composition of its reserves for the next two years.
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News
US Charges 3 North Koreans for $1.3 Billion Crypto Theft Scheme
2021-02-18T10:56:20.000+02:00
The programmers have ties with North Korea’s notorious intelligence agency.
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Crypto Firm Metal Pay Applies for a US Federal Banking Charter
2021-02-05T12:29:34.000+02:00
The company is approaching to gain a full banking license.
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Man Who Laundered $13 Million in Bitcoin Pleads Guilty
2021-02-01T15:00:02.000+02:00
He is now looking at a maximum prison sentence of 25 years.
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Bitcoin Miner Bit Digital Faces Class-Action Lawsuit for Alleged Fraud
2021-01-22T14:08:01.000+02:00
The company shares dived 45 percent from the peak achieved earlier this month.
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News
Biden Enters the White House: What Does This Mean for Crypto in the US?
2021-01-20T13:34:51.000+02:00
President-Elect Joseph R. Biden has plans to enact a number of policy changes on day one of his tenure.
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