RULINGS

Former Barclay’s Trader Wins Long-Shot Unfair Dismissal Case

David Fotheringhame won a rare judgement which will see him return to the bank and earn $192,000 a year.

FCA Outlines Proposed Expenses Levy For Financial Compensation Scheme

Britain's Financial Conduct Authority has today released a consultation paper proposing that the Management Expenses Levy Limit under its ...

SDP FX Platform Development Simplified – Caplin Systems Launches Core FX Motif

London-based institutional FX technology provider Caplin Systems has today announced the release of Core FX Motif, a set of ...

Regulatory Veteran Vincent A. McGonagle Appointed Director of CFTC Division of Market Oversight

Continuing his 16 year career at the US Commodity Futures Trading Commission, it was yesterday announced that Vicent A. ...

Trade Repository Registrations Take A Step Back In Europe As ESMA Delays Final Date

The European Securities and Markets Authority has today announced that it is pushing back the implementation timeline relating to ...

Global FX Volumes Climbing: BIS Releases Data For Exchange Traded Instruments

To further depict 2013's return to form within the global FX market, the BIS has released its quarterly report ...

Don't Mess With The U.S. – America Leads The Way in Strict Sentencing For

As worldwide authorities concentrate on firming up the regulatory structure of FX firms, some regimes are stricter than others. ...

CFTC Goes In Depth on Risk Control Measures For Automated Trading

Financial markets regulators in the United States have published a concept release on risk controls and system safeguards for ...

TriOptima Goes Live With Verification and Reconciliation of OTC Data To DTCC

TriOptima, ICAP's post-trade risk management infrastructure division has today gone live with its data connectivity integration with DTCC's global ...

BIS Announces Final Report By Basel Committee On Non-Centrally Cleared FX

The Bank of International Settlements has today released the final report on margin requirements for non-centrally cleared derivatives which ...

All Together Now…. 11 Regulators Submit OTC Derivatives Cross-Border Report To G20

In the worldwide quest to standardize the means by which OTC derivatives are regulated across all nations, eleven regulatory ...

Monetary Authority Of Singapore Issues Consultation On Basel III Liquidity Risk

The Singaporean regulatory authorities have issued a detailed consultation paper relating to the implementation of the proposed Basel III ...

BIS Report on OTC Derivatives: Just How Much Does Market Reform Cost?

A group of 29 institutions and authorities published a report on the effects of regulatory steps on the centralized ...

CFTC Fines Algorithmic Trader $2.8 Million For Spoofing In The First Market Abuse Case

Today, the US Commodity Futures Trading Commission and Britain's FCA announced that they have brought a milestone case against ...

Open-Source Risk Management Platform Provider OpenGamma Releases Upgrade In Light of Dodd-Frank Regulations

In keeping with the current upgrades of risk management solutions to meet the ever-evolving regulatory structures around the world, ...

The Dodd-Frank Debate – Senior Industry Executives Debate Responsibilities On Trade Reporting During London

Senior FX and technology executives gathered on Thursday to debate the forthcoming challenges associated with introducing compliant trade reporting ...

Israel's FX Industry Leaders Continue To Speak Out On ISA's Regulatory Proposals

Following yesterday's report that Israel's financial markets regulator the ISA is finalizing its new regulatory structure , senior industry ...

Exclusive: Israel's Finance Committee Receives Stringent New Proposals From National Regulator On OTC Markets

In an exclusive report by Forex Magnates, the State of Israel's Knesset Finance Committee has been presented with a ...

Journey into the Unknown – Chinese Regulators Revising Laws to Assist Overseas FX Firms

Chinese foreign exchange regulator SAFE has made steps toward reducing some of the entry barriers for foreign investment, leading ...

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