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Reporting
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Bybit Private Wealth Management Beat November Downtrend with Top
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Bybit Private Wealth Management Beat November Downtrend with Top
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Trending
Amazon to Axe Up to 30,000 Corporate Jobs Ahead of Results?
2025-10-28T10:08:21.867+02:00
The online giant reportedly starts laying off as many as 30,000 corporate employees today.
The company's Q3 2025 earnings drop after the market close on October 30.
Cost cutting meets earnings scrutiny, do job-cuts signal discipline or desperation?
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Louis Parks
FinTech
UK Fintech Hiring to Rise 32% on Compliance And Cyber Demands Despite Market Chaos
2025-05-27T13:07:33.781+02:00
Risk management and cybersecurity roles drive recruitment boom as regulatory pressure mounts.
Despite challenging economic conditions and reduced venture capital funding, the sector is making strategic investments.
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Damian Chmiel
Institutional FX
Broadridge Strengthens Ties with Baader Bank through Regulatory Reporting Deal
2024-03-21T10:04:42.884+02:00
Baader Bank selects fintech's platform for regulatory trade and transaction reporting.
The partnership focuses on multiple jurisdictions and asset classes.
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Damian Chmiel
Retail FX
Intricacies of Regulatory Reporting: "AI Helps, but Brings Its Own Set of Challenges"
2024-02-20T15:40:00.000+02:00
Finance Magnates talked to several regtech experts to know the nuances of regulatory reporting.
"Each regulator is putting their own spin on things... for no discernibly necessary reason," Quinn Perrott said.
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Arnab Shome
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Institutional FX
US Data Analytics Firm BXS Launches New Trade Surveillance Platform
2022-07-11T16:45:51.642+02:00
The platform helps to streamline alerts, investigations and case management.
FINRA fined E*TRADE $350k in January for surveillance failures.
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Solomon Oladipupo
Regulation
The Brokers’ Journey to New Reporting Post Market Participants’ Departures
2020-06-28T11:38:31.000+02:00
For brokers, the next four months may be paved with obstacles while trying to find a new reporting home
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Ronen Kertis
Regulation
ASIC Extends Reporting Deadline for Unlisted Entities
2020-04-09T09:29:59.000+02:00
The deadline has been extended for balance dates from 31 December 2019 to 31 March 2020.
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Celeste Skinner
Regulation
FCA Relaxes Financial Reporting Deadline for Listed Companies
2020-03-26T13:17:53.000+02:00
Companies now have 6 months to publish audited annual reports from the end of the financial year.
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ADVERTISEMENT
Thought Leaders
Can ODPs Bring Transparency to South Africa’s FX & Derivatives Industry?
2020-03-26T10:00:58.000+02:00
The new regulations concerning ODPs are meant to ensure proper conduct by ODPs & protect investors
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Regulation
Luxembourg’s CSSF Relaxes Reporting Obligations Amid COVID-19
2020-03-24T09:49:32.000+02:00
The CSSF won’t apply a strict enforcement policy for delays in reporting, as long as they are justified.
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Celeste Skinner
Regulation
ESMA Lowers Reporting Threshold for Net Short Positions
2020-03-16T15:52:17.000+02:00
The regulator has implemented the measures as a precautionary action regarding coronavirus.
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Celeste Skinner
Regulation
ASIC Reminds Retail OTC Firms of Reporting Obligations Amid COVID-19
2020-03-13T08:44:48.000+02:00
Firms need to notify ASIC if they have any material adverse changes to their financial position.
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Regulation
TRAction Launches Best Execution Monitor for Buy-Side Firms
2020-03-04T15:27:40.000+02:00
The solution aims to help investment managers meet their MiFID II reporting obligations.
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Celeste Skinner
Regulation
Who Needs to Meet European Trade Publication Requirements?
2020-02-06T07:51:48.000+02:00
There's a lot of confusion between trade and transaction reporting - what's the difference?
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Celeste Skinner
Regulation
CFTC Slaps Six Institutions with Fines for Reporting Failures
2019-10-02T08:17:56.000+02:00
Altogether, the fines equal more than $6 million.
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Celeste Skinner
Regulation
FCA Signals More Vigilance Over Transaction Reporting
2019-05-20T17:17:43.000+02:00
The UK regulator shared key data during a conference dedicated to transaction reporting in London
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Victor Golovtchenko
ADVERTISEMENT
Technology
Catena Technologies to Deploy SFTR Reporting Platform to REGIS-TR
2019-04-30T16:03:24.000+02:00
The early testing has been completed as the companies are preparing to launch the new offering
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Victor Golovtchenko
Execution
Cappitech Launches RTS 28 Market Intelligence Execution Tool
2019-04-15T10:04:17.000+02:00
The solution allows firms to monitor their execution quality and identify weaknesses.
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Celeste Skinner
Execution
Catena Expands TRACE Reporting Solution to NA and Europe
2019-01-10T08:59:20.000+02:00
Catena has integrated its solution with CME Group’s trade repositories in North America and Europe.
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Celeste Skinner
Regulation
ASIC Announces Major Changes to Reporting Requirements
2018-12-03T10:13:31.000+02:00
Full-year and half-year reports at December 31, 2018, must comply with these new accounting standards.
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Technology
Broadridge Announces Broker-Dealer Solution for SEC Rule 30e-3
2018-11-26T16:52:58.000+02:00
The website will launch on January 1, 2019, and will help broker-dealers manage shareholder preferences.
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Regulation
Cappitech and Trax Join Forces to Provide MiFID II Reporting Services
2018-09-20T10:11:18.000+02:00
The two firms have integrated their separate services to provide tailor-made solutions.
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Celeste Skinner
Regulation
Thomson Reuters Launches Reporting Solution for Investment Firms
2018-09-03T18:23:33.000+02:00
RTS 27 Now will help systematic internalisers complete their first regulatory report.
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Technology
Cappitech Expands to Australia with CME Group Partnership
2018-08-16T10:00:42.000+02:00
The regulatory reporting firm has integrated with the CME Group’s trade repository
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Victor Golovtchenko
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Technology
Tools for Brokers Adds New Reporting Features to Its Brokers Bi Solution
2018-08-13T11:05:57.000+02:00
The integrated capital adequacy and end of day reports are available for brokers already using the BBI product now.
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Next
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