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Regulators
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
SFC Signs Memorandum of Understanding with German Regulator
The deal will see the two regulators sharing an increasing amount of information
Friday, 01/06/2018 | 13:03 GMT
by
David Kimberley
Regulation
SFC Fines Investment Manager HK$5 Million Over Risk Assessment Failures
The Hong Kong regulator says Noah Holdings failed to adequately assign risk appetite to investors
Tuesday, 29/05/2018 | 09:53 GMT
by
David Kimberley
Brokers
Exclusive: Hardline Regulatory Stance in China Pushes Some Brokers to Relocate
Three brokerage houses were recentl raided by police and staff were arrested.
Thursday, 08/03/2018 | 10:17 GMT
by
Victor Golovtchenko
Regulation
Exclusive: MiFID II Off to a Messy Start, Multiple Regulators Unprepared
Despite being delayed for a year, the regulatory framework is still catching major institutions unprepared.
Thursday, 11/01/2018 | 15:22 GMT
by
Victor Golovtchenko
Regulation
Are European Regulators Ready for MiFID II Tomorrow? Sites Crash
As an early indicator of the increase of load handling, two important MiFID II sites have crashed today.
Tuesday, 02/01/2018 | 18:01 GMT
by
Guest Contributors Fintech
Brokers
OANDA Launches Expanded Education Portal
The new education portal of OANDA elaborates on the basics, tools and strategies and capital management.
Monday, 27/11/2017 | 10:51 GMT
by
Victor Golovtchenko
Executive Moves
Financial Commission Adds Valery Dolgov to Dispute Resolution Committee
Dolgov’s hands-on experience and knowledge is also backed by academic studies.
Friday, 29/09/2017 | 21:32 GMT
by
Aziz Abdel-Qader
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Executive Moves
Encik Danial Mah Appointed New Director-General of Labuan FSA
Encik Danial Mah has over 20 years of experience in finance.
Tuesday, 26/09/2017 | 10:01 GMT
by
Colin Firth
News
Malaysian Regulator Outlines ICO Risks to Investors
Malaysian regulator takes steps to inform public about ICOs given the potential for abuse and fraud.
Thursday, 07/09/2017 | 12:32 GMT
by
Jeff Patterson
Exchanges
Deutsche Börse, LSE Merger on Track Despite Few Concessions Offered
The merger is entering its final phase despite little room for compromise from all parties.
Wednesday, 08/02/2017 | 10:22 GMT
by
Jeff Patterson
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