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Regulators
Democratizing Investing: A Revolution in the Making?
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Crypto for the Unbanked: Can Digital Currencies Solve Financial
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Wealthtech and the Democratization of Investing
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AIToolGuru.com Simplifies Access to Cutting-Edge AI Tools
Thought Leadership
Democratizing Investing: A Revolution in the Making?
Education Center
Crypto for the Unbanked: Can Digital Currencies Solve Financial
Education Center
Wealthtech and the Democratization of Investing
Education Center
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regulators
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CryptoCurrency
US Regulators Charge FTX’s Senior Executive Nishad Singh with Fraud
Associates Caroline Elison and Gary Wang pleaded guilty in December last year.
Samuel Bankman-Fried pleaded not guilty to eight count charges in early January.
Tuesday, 28/02/2023 | 20:51 GMT
by
Solomon Oladipupo
FinTech
Over 1,000 Institutions Shun Swiss Regulator's License Application
The Swiss regulator received 1,699 FinIA license applications in 2022 and granted 670.
FINMA says unlicensed portfolio managers and trustees may be fined as high as CHF 250K.
Monday, 30/01/2023 | 19:29 GMT
by
Solomon Oladipupo
Retail FX
CySEC Alerts Investors to Additional Unauthorized Websites
The websites have not been registered under Cyprus' markets law.
Last week, CySEC flagged seven unauthorized websites.
Monday, 30/05/2022 | 16:12 GMT
by
Solomon Oladipupo
Retail FX
US SEC Flags 58 Unregistered Firms, 11 Impersonators, 1 Fake Regulator
SEC says inclusion in list does not mean violation of US federal securities laws.
The list is regularly updated by the SEC’s Office of Market Intelligence, Others.
Tuesday, 26/04/2022 | 13:42 GMT
by
Solomon Oladipupo
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Regulation
UK FCA Says ‘Poor Quality’ Paperwork Is Delaying Authorizations
The British watchdog said that it was committed to improving its processes generally.
Wednesday, 24/11/2021 | 19:54 GMT
by
Felipe Erazo
Interviews
"XRP is Not Centralized": Ripple SVP Addresses Crypto Community Criticism
Marcus Treacher addresses concerns of XRP centralization and explains Ripple's growth strategy.
Friday, 27/03/2020 | 09:21 GMT
by
Rachel McIntosh
Regulation
EU Regulators Ban Short-Selling Amid COVID-19 Volatility
The FSMA in Belgium and the FMA of Austria have both implemented emergency measures.
Thursday, 19/03/2020 | 12:41 GMT
by
Celeste Skinner
Regulation
CySEC Impersonators Target Traders
Fraudsters are asking for money so they can 'retrieve' funds lost to forex brokers
Monday, 12/08/2019 | 12:57 GMT
by
David Kimberley
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Brokers
OneTRADEx Enters Into Administration
A statement from the Cayman Islands Monetary Authority suggested the broker was unable to meet financial obligations
Monday, 22/07/2019 | 10:23 GMT
by
David Kimberley
Regulation
FCA Advises Traders to Avoid Forex 'Education' Firm
Bucketlist Traders, which provides courses and trading signals, has apparently been providing services illicitly
Tuesday, 18/06/2019 | 14:29 GMT
by
David Kimberley
Regulation
ASIC: Some Brokers Making "Deceptive" Claims About AFS Licenses
Commissioner Cathie Armour also said Australia is providing brokers with an opportunity for regulatory arbitrage
Tuesday, 04/06/2019 | 08:47 GMT
by
David Kimberley
Regulation
Bank of France has "Great Interest" in Stablecoin Initiatives
Speaking in Paris, Francois Villeroy de Galhau said the coins could be used to trade in tokenized financial markets
Tuesday, 14/05/2019 | 13:39 GMT
by
David Kimberley
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Regulation
SEC Commissioner: Crypto Market Requires More Clarity From Us
Hester Peirce compared the US regulator's approach to Jackson Pollock splashing paint across a canvas
Friday, 10/05/2019 | 09:42 GMT
by
David Kimberley
Regulation
Boston Fed Weighs Up Regulatory Blockchain Nodes
The regulatory authority says that it will have to think outside of the box as more firms begin using the technology
Wednesday, 01/05/2019 | 08:57 GMT
by
David Kimberley
Regulation
CryptoTrader Flagged by Austrian Financial Market Authority
The firm has likely been providing phoney crypto brokerage services
Friday, 01/03/2019 | 16:42 GMT
by
David Kimberley
Regulation
SFC Increases No. of Regulated Corporations by 10 percent in 2018
The Hong Kong regulator also issued fines totalling $290,000
Friday, 22/02/2019 | 11:37 GMT
by
David Kimberley
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News
Israeli, UK Regulators Co-Launch Network to Promote FinTech
The Global Financial Innovation Network will bring together 29 financial bodies from across the world
Thursday, 31/01/2019 | 10:41 GMT
by
David Kimberley
Regulation
Hong Kong SFC Says Yingda Securities Likely Tricking Investors
The firm has been lying about having an SFC license to broker futures contracts
Friday, 25/01/2019 | 12:09 GMT
by
David Kimberley
News
FCA Flags ALPH Capital Cryptocurrency Clone Scam
Scammers have been pretending to represent the Anglo-Italian investment manager
Friday, 18/01/2019 | 13:58 GMT
by
David Kimberley
Brokers
FX-Ignoble: MFSA Slaps FxNobels on to its Warning List
Reports suggest the unregulated broker has been scamming its 'customers'
Thursday, 17/01/2019 | 16:52 GMT
by
David Kimberley
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Regulation
BaFin Document Reveals Retail Traders' Lack of Knowledge
Complaints to the German regulator show that many traders don't understand pricing.
Wednesday, 16/01/2019 | 11:49 GMT
by
David Kimberley
Regulation
BaFin: ICOs "Represent a Special Challenge" for Regulators
In a document discussing 'black markets' the regulator also went after unlicensed CFD and FX brokers.
Tuesday, 18/12/2018 | 15:47 GMT
by
David Kimberley
Regulation
CONSOB Warns Against FX Broker, Bans Sale of Two Cryptocurrencies
One of the crypto companies appears to be selling nonexistent plots of land.
Monday, 17/12/2018 | 12:02 GMT
by
David Kimberley
Regulation
FCA Adds Digital Gold Xchange to Warning List
The cryptocurrency broker has no regulatory license and is almost certainly a scam firm.
Thursday, 06/12/2018 | 15:07 GMT
by
David Kimberley
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Brokers
BaFin Releases Three-Page Guide Against Online Trading Scams
The German regulator said that scammers generally offer CFDs, binary options and cryptocurrencies.
Tuesday, 04/12/2018 | 14:34 GMT
by
David Kimberley
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