ADVERTISEMENT
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
Market
Market News
Live Market Prices
Economic Calendar
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market
Market News
Live Market Prices
Economic Calendar
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Will 2026 Be The Year Ethereum Outperforms Bitcoin?
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Will 2026 Be The Year Ethereum Outperforms Bitcoin?
Thought Leadership
ADVERTISEMENT
regulation
Search for a tag
Regulation
South African FSB Reinstates ACM Gold's License After Questionable Suspension
2013-10-31T10:55:46.000+02:00
Regulators around the world have made significant changes to their procedures surrounding FX over recent times, however in the case of South Africa's FSB, possible omission of procedures can still occur.
T
h
u
r
s
d
a
y
,
3
1
/
1
0
/
2
0
1
3
|
0
8
:
5
5
G
M
T
by
Andrew Saks McLeod
Regulation
Quebec Financial Regulator Issues Forex Warning
2013-10-30T14:01:30.000+02:00
Quebec’s regulator, Autorité des marchés financiers (AMF), has become the latest financial supervisory group to issue a warning about forex trading following revelations of citizens being the victims of fraud.
W
e
d
n
e
s
d
a
y
,
3
0
/
1
0
/
2
0
1
3
|
1
2
:
0
1
G
M
T
by
Ron Finberg
Payments
Nexusguard enters the PCI Security Standards Council
2013-10-30T02:00:00.000+02:00
W
e
d
n
e
s
d
a
y
,
3
0
/
1
0
/
2
0
1
3
|
0
0
:
0
0
G
M
T
by
FMAdmin Someone
Regulation
Futures Broker Jeffrey Gustaveson To Pay $1.2M Penalty for CPO Fraud Uncovered by CFTC
2013-10-30T00:50:15.000+02:00
Federal Court orders California man permanent ban from CFTC/NFA, and to provide $410K in restitution and $1.2M penalty in connection with fraud, misappropriation and issuing false statements in a $2.5M commodity pool.
T
u
e
s
d
a
y
,
2
9
/
1
0
/
2
0
1
3
|
2
2
:
5
0
G
M
T
by
Steven Hatzakis
ADVERTISEMENT
Regulation
CFTC Issues $400,000 Penalty For FX Fraud and Misappropriation of Funds
2013-10-29T19:53:02.000+02:00
The US Commodity Futures Trading Commission has today announced the citation of three individuals and their associated firms for committing FX fraud and misappropriating customer funds.
T
u
e
s
d
a
y
,
2
9
/
1
0
/
2
0
1
3
|
1
7
:
5
3
G
M
T
by
Andrew Saks McLeod
Brokers
Twin Fines From CFTC and FCA Hit Rabobank, Ordered To Pay $643 Million, CEO to Resign
2013-10-29T15:52:45.000+02:00
Part of an ongoing investigation into LIBOR price manipulations among major global broker’s and banks; the CFTC and FCA have announced the issuing of an Order against Rabobank, requiring them to pay $643 million.
T
u
e
s
d
a
y
,
2
9
/
1
0
/
2
0
1
3
|
1
3
:
5
2
G
M
T
by
Ron Finberg
Brokers
The Financial Commission Announces Its Newest Member: MFX Broker
2013-10-29T14:54:38.000+02:00
MFX Broker Joins the Financial Commission, which operates a dedicated forex Dispute Resolution Committee (DRC) to provide industry professionals with an alternative to legal or regulatory proceedings.
T
u
e
s
d
a
y
,
2
9
/
1
0
/
2
0
1
3
|
1
2
:
5
4
G
M
T
by
FMAdmin Someone
Brokers
FINMA FX Probe Taking a Bite Out of UBS, Shares Down 6%
2013-10-29T14:40:16.000+02:00
Shares of UBS are down 6% today after they announced its third quarter earnings results. Despite profit gains, trader reacted to UBS announcing that investigations by FINMA will effect their upcoming earnings.
T
u
e
s
d
a
y
,
2
9
/
1
0
/
2
0
1
3
|
1
2
:
4
0
G
M
T
by
Ron Finberg
ADVERTISEMENT
Regulation
US Seizes $28 Million From Alleged Silk Road Owner, Whilst Legitimacy Continues With ATM Launch
2013-10-28T12:02:42.000+02:00
The US government has shown clear intention to put an end to all anonymous online marketplaces which use virtual currency to market illicit goods and services. Whilst Ross Ulbricht pays the price, lawful Bitcoiners benefit.
M
o
n
d
a
y
,
2
8
/
1
0
/
2
0
1
3
|
1
0
:
0
2
G
M
T
by
Andrew Saks McLeod
Payments
UK's gaming future looking bleak
2013-10-28T02:00:00.000+02:00
M
o
n
d
a
y
,
2
8
/
1
0
/
2
0
1
3
|
0
0
:
0
0
G
M
T
by
FMAdmin Someone
Brokers
A Russian Forex Industry Roundtable
2013-10-27T10:00:11.000+02:00
Russia's leading FX professionals discuss the country's regulation, technology, autotrading, foreign competitors, opportunities and more, in the Forex Magnates Q3 Quarterly Industry Report (QIR).
S
u
n
d
a
y
,
2
7
/
1
0
/
2
0
1
3
|
0
8
:
0
0
G
M
T
by
Ron Finberg
Regulation
CFTC Enforcements in FY2013 Totaled a Record $1.7Billion in Monetary Sanctions Across 82 Actions
2013-10-25T16:01:12.000+02:00
The regulatory agency responsible for overseeing the U.S. commodities futures markets and that recently received new authority under the Dodd-Frank Act, has reported record totals from its enforcement division.
F
r
i
d
a
y
,
2
5
/
1
0
/
2
0
1
3
|
1
4
:
0
1
G
M
T
by
Steven Hatzakis
ADVERTISEMENT
Regulation
Canadian State Regulator Cautions Investors About YoutradeFX
2013-10-25T09:25:07.000+02:00
Ontario Securities Commission, the financial services regulator for the Ontario has issued a warning against YoutradeFX. The notification comes after the broker solicits Canadian clients without holding the necessary licenses.
F
r
i
d
a
y
,
2
5
/
1
0
/
2
0
1
3
|
0
7
:
2
5
G
M
T
by
Adil Siddiqui
Exchanges
State Street Exchange Joins SwapClear Membership From LCH.Clearnet, Expanding Its DerivOne Offering
2013-10-24T22:26:14.000+02:00
Boston headquartered financial services provider in over 100 markets announces the use of a clearing solution from the largest clearer of interest rate swaps that handles in excess of $1 trillion per day notional.
T
h
u
r
s
d
a
y
,
2
4
/
1
0
/
2
0
1
3
|
2
0
:
2
6
G
M
T
by
Steven Hatzakis
Regulation
LIBOR Case Haunts UBS as SIX Exchange Starts Investigation Against the Swiss Bank
2013-10-24T19:53:44.000+02:00
UBS, one of the world’s largest banking groups is being investigated by Switzerland’s exchange regulator for breaking of rules governing (LIBOR) ad hoc publicity. The LIBOR scandal saw major banks and traders fined and charged for breaches.
T
h
u
r
s
d
a
y
,
2
4
/
1
0
/
2
0
1
3
|
1
7
:
5
3
G
M
T
by
Adil Siddiqui
Brokers
CySEC Requests its Investment Firms to Provide Details Regarding Consolidated Structure
2013-10-24T13:51:18.000+02:00
The Cyprus Securities and Exchange Commission has informed Cyprus Investment Firms to complete a form by November 15 2013 as part of the regulators effort to supervise on a consolidated basis, aiding transparency.
T
h
u
r
s
d
a
y
,
2
4
/
1
0
/
2
0
1
3
|
1
1
:
5
1
G
M
T
by
Steven Hatzakis
ADVERTISEMENT
Payments
New report shows the challenges that Bitcoin has on law enforcement
2013-10-24T02:00:00.000+02:00
T
h
u
r
s
d
a
y
,
2
4
/
1
0
/
2
0
1
3
|
0
0
:
0
0
G
M
T
by
FMAdmin Someone
Payments
New Bill may finally make nationwide US online gaming a reality
2013-10-23T02:00:00.000+02:00
W
e
d
n
e
s
d
a
y
,
2
3
/
1
0
/
2
0
1
3
|
0
0
:
0
0
G
M
T
by
FMAdmin Someone
Payments
Indian retail giant to take on local Ecommerce market.
2013-10-23T02:00:00.000+02:00
W
e
d
n
e
s
d
a
y
,
2
3
/
1
0
/
2
0
1
3
|
0
0
:
0
0
G
M
T
by
FMAdmin Someone
Regulation
NFA Putting the Squeeze On AlphaMetrix, Forced to Pay $600,000 By November 1st
2013-10-22T11:16:42.000+02:00
Following last week’s report that the NFA was removing AlphaMetrix360 as its third party vendor, the regulator has now notified its parent company, AlphaMetrix Group LLC that it has until November 1st to repay $600,000
T
u
e
s
d
a
y
,
2
2
/
1
0
/
2
0
1
3
|
0
9
:
1
6
G
M
T
by
Ron Finberg
ADVERTISEMENT
Payments
PCI European Security Standards Council to meet in Nice
2013-10-22T02:00:00.000+02:00
T
u
e
s
d
a
y
,
2
2
/
1
0
/
2
0
1
3
|
0
0
:
0
0
G
M
T
by
FMAdmin Someone
Regulation
Russia FX Regulatory Reform Continues as CBR Takes Over New Role as Financial Markets' Watchdog
2013-10-21T21:23:47.000+02:00
This Wednesday the state DUMA is expected to review key Forex legislation which will affect subsequent regulatory implementation carried out by the Central Bank of Russia which recently assumed further authority.
M
o
n
d
a
y
,
2
1
/
1
0
/
2
0
1
3
|
1
9
:
2
3
G
M
T
by
Steven Hatzakis
Regulation
Brokers Blame Australian Regulator for Unfairly Slamming Down Their Business
2013-10-18T16:02:44.000+02:00
Australia’s main financial watchdog, the Australian Securities and Investments Commission, issued a notification warning investors of the nature of foreign exchange trading. The notification comes after a regulated broker went into liquidation.
F
r
i
d
a
y
,
1
8
/
1
0
/
2
0
1
3
|
1
4
:
0
2
G
M
T
by
Adil Siddiqui
Brokers
CFTC Provides Relief to SEF applicants GTX SEF LLC and LatAm LLC Until November 19th
2013-10-18T13:23:45.000+02:00
Relief extended by CFTC to recent swap execution facility applicants who requested to buy time via no-action letters, in wake of October deadline and overlapping government shutdown which delayed processing.
F
r
i
d
a
y
,
1
8
/
1
0
/
2
0
1
3
|
1
1
:
2
3
G
M
T
by
Steven Hatzakis
ADVERTISEMENT
Brokers
Executive Interview: Ran Strauss, CEO of Leverate Explains Technology Provision In FX
2013-10-18T08:47:58.000+02:00
The evolution of technology within the FX industry has gained momentum over recent times, as demand for an expanding range of products increases. Ran Strauss, CEO of Leverate, details how to maintain a competitive edge.
F
r
i
d
a
y
,
1
8
/
1
0
/
2
0
1
3
|
0
6
:
4
7
G
M
T
by
Andrew Saks McLeod
Next
Previous
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}