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Executive Moves

Former FCA Regulator Becomes New Binance Director of Regulatory Policy

  • Steven McWhirter has over 20 years of experience in financial services and regulation.
  • He worked for over 9 years with the UK FCA.
Thursday, 21/04/2022 | 21:22 GMT by Felipe Erazo
Thought Leaders

Understanding Crypto Rules on Social Media and How to Win Business Organically

  • As the crypto landscape gains traction, we now have more explicit rules to adhere to.
Tuesday, 12/04/2022 | 09:14 GMT by Contentworks Agency
Retail FX

Italy’s Consob Blocks Five New Financial Websites

  • Among the websites blacked out are Bitaliana and Preqster Ltd.
  • Since July 2019, 674 websites have been blocked.
Thursday, 07/04/2022 | 21:11 GMT by Felipe Erazo
Regulation

National Bank of Georgia Plans to Regulate Cryptocurrencies

  • The draft law will include provisions for registering virtual asset service providers.
  • Providers should also meet AML standards.
Wednesday, 06/04/2022 | 01:12 GMT by Felipe Erazo
Retail FX

BaFin Launches Investigation against UpbitFx Exchange

  • The website is not authorized or regulated by BaFin.
  • The company had allegedly cloned parts from another BaFin-regulated firm's website.
Tuesday, 05/04/2022 | 01:41 GMT by Felipe Erazo
Retail FX

NFA Orders Introducing Broker Marex to Pay a $250,000 Fine

  • The decision is based on a complaint by the BCC and an offer by Marex.
  • The company allegedly allowed unregistered individuals to act as associated persons.
Wednesday, 30/03/2022 | 19:48 GMT by Felipe Erazo
Retail FX

Financial Commission Approves Agra Markets Application

  • The Financial Commission's services are used by a variety of brokerages and ISPs.
  • Agra Markets' approved status began on March 29.
Tuesday, 29/03/2022 | 17:21 GMT by Felipe Erazo
Retail FX

Italy’s Consob Blacklists Six Financial Websites

  • The number of websites that were blacklisted has risen to 663 since July 2019.
  • Recently, Consob blocked five financial-related websites.
Friday, 25/03/2022 | 17:34 GMT by Felipe Erazo
News

CySEC Calls for Views on Establishing a Regulatory Sandbox

  • Stakeholders are invited to submit their interest in participating via email.
  • This project aims to 'build on the success' of CySEC’s Innovation Hub.
Wednesday, 16/03/2022 | 17:37 GMT by Felipe Erazo
Retail FX

CySEC Comments on Recent Peer Review Made by ESMA

  • CySEC welcomes the peer review of NCA's supervision of cross-border activities.
  • ESMA made two recommendations to CySEC under Article 16.
Friday, 11/03/2022 | 21:17 GMT by Felipe Erazo
Regulation

Regs to Riches: Using Regulatory Reporting to Improve Your Business Processes and Revenue

  • Utilising Best Execution monitoring can help identify transactions that indicate scalpers.
  • It’s becoming increasingly difficult for traditional brokers to maintain a competitive advantage.
Monday, 28/02/2022 | 13:29 GMT by Sophie Gerber
Thought Leaders

Kwakol Markets Secures Coveted ASIC License

  • Kwakol Markets has registered offices in the US, Hong Kong, Nigeria, and Australia.
Monday, 28/02/2022 | 08:45 GMT by Kwakol Markets
Institutional FX

CySEC Finally Withdraws CIF License of Maxigrid Ltd

  • Maxigrid Ltd is caught culpable for its misconduct.
  • The market regulator reached the decision after thorough investigations.
Friday, 25/02/2022 | 07:07 GMT by Nicholas Otieno
Retail FX

TradeZero Gets Approval to Launch Its Retail Equity and Options Trading in Canada

  • The Bahamian brokerage firm has obtained approval to launch its trading in Canada.
  • The broker plans to offer access to U.S. equity products to Canada’s retail investors.
Wednesday, 23/02/2022 | 07:57 GMT by Nicholas Otieno
Thought Leaders

FYNXT Announces New Integration with Shufti Pro

  • The new partnership will help brokers perform KYC/AML compliant ID checks.
Tuesday, 22/02/2022 | 14:19 GMT by FYNXT
Retail FX

CySEC Blacklists Four More Forex and Investment Websites

  • The Cypriot SEC has banned sites used for forex, CFD and crypto trading.
  • Investment regulation continues to be a hot topic for the small country.
Tuesday, 15/02/2022 | 07:30 GMT by Nicholas Otieno
Thought Leaders

Talking Online Trading, Crypto, Blockchain, and Football Sponsorships

  • Sportquake’s Matt House provides a unique marketplace update that touches on key issues.
Monday, 14/02/2022 | 14:55 GMT by SportQuake
Analysis

The Days of Regulatory Arbitrage Are Numbered. Will Brokers Be Forced to Shut Down?

  • The overlooked problem in financial trading – cross-border regulation and enforcement.
  • A look at what the Dutch and French regulators are trying to achieve.
Sunday, 13/02/2022 | 11:19 GMT by Remonda Kirketerp-Møller
Institutional FX

US SEC Announces Proposals to Tackle Risks in Clearance and Settlements

  • The SEC made proposals on reducing risks in clearance and settlements.
  • The commission proposes the need to shorten the standard settlements cycle.
Thursday, 10/02/2022 | 09:32 GMT by Nicholas Otieno
Retail FX

CONSOB Updates Communication on Complex Financial Products

  • Consob updated good practices for financial intermediaries
  • Consob identified complex financial products
Sunday, 06/02/2022 | 10:06 GMT by Nicholas Otieno
FinTech

Blockchain Test Proves Its Potential in the DFSA’s Regulatory Sandbox

  • DFSA partnered with a Danish B2B software firm and conducted a blockchain test.
  • The test showed Blockchain’s potential, though new risks emerge.
Friday, 04/02/2022 | 16:00 GMT by Nicholas Otieno
Thought Leaders

Decentralized KYC Protocol a Gamechanger for DeFi Institutional Market

  • DeFi has grown since the first decentralized governance token was launched in Summer 2020.
Tuesday, 18/01/2022 | 12:30 GMT by Defi
FinTech

Italian Financial Regulator Bans Five Websites Offering Financial Services

  • Consob orders a blacklist of five additional internet service providers.
  • The online platforms offer illegal financial services in Italy.
Monday, 17/01/2022 | 15:35 GMT by Nicholas Otieno
Thought Leaders

Crypto and Regulation: Challenging but Inevitable

  • The idea that crypto belongs or deserves to be outside of regulation is naive and outdated
Tuesday, 14/12/2021 | 14:53 GMT by FM
Regulation

India’s Minister Says There Are No Plans to Recognize Bitcoin as Currency

  • Sitharaman confirmed that the government does not collect data on crypto transactions.
Monday, 29/11/2021 | 15:37 GMT by Felipe Erazo
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