REGULATION

As the new year starts, this piece reviews some of the recent scandals in the financial services industries.

The new requirements focus on the identification and assessment of risks of money laundering and terrorist financing.

Chinese authorities have ramped up their efforts, clamping down on illegal crypto mining.

Credit Suisse failed to address nearly 50,000 alerts from FINRA for potential manipulative trading over a 4 year period.

The joint venture will provide financial and regulatory technology solutions in China.

"It's not easy to cut your share when competing with bigger brokers and with a larger marketing budget."

ETFs come with their own set of challenges and it is an area the industry will be keeping an ...

Individuals are strongly advised to avoid falling victim to scammers from a copycat group, trade-it.

The closure will take effect on December 15 with customers able to withdraw funds until January 31, 2020.

Forex Club has stopped accepting services for Russian users in what has become a trend in 2019.

Wire500 solutions enable you to detect more fraud and better segment high-risk accounts from trusted customers

The trading platform was not able to overcome the increasingly difficult regulatory environment.

"Brokers need to be aware of the constant changes in regulation and reporting"

The licence will allow the entity to operate brokerage, investment consulting businesses, among others.

AUSTRAC applied for civil penalty orders against the banking group following a series of lapses and oversights.

Jeremy Shor, a former trader at Premium Point Investments was sentenced to 40 months in prison.

The UK has seen many of its businesses leave the region in preparing for the worst.

UK-based clearinghouses are expected to receive an extension of an extra year to prepare for a no-deal Brexit/

"The brokers that will survive long-term in five years will be multi-asset and that's the direction the industry is ...

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