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Regulation
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News
MAS Inks Cross-Border Fintech Agreement with French Authorities
2017-03-27T13:03:02.000+02:00
MAS has entered into an agreement with France's ACPR and the AMF.
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Brokers
Exclusive: CySEC Chair Invites Senior Broker Execs to a Meeting
2017-03-23T13:04:22.000+02:00
A meeting between senior executives, compliance officers and CySEC is to take place in April.
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Regulation
Spain’s CMNV Reveals New Guidance on Disclosures of FX and Binary Options Risks
2017-03-22T00:18:12.000+02:00
CNMV gives forex, CFDs and binary options brokers one month to operate with the new rules.
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Regulation
Deutsche Bank Gearing Up for Settlement with US Regulators Over FX Conduct
2017-03-21T13:03:07.000+02:00
A fine from the Federal Reserve and NY's Department of Financial Services could be imminent.
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Regulation
US Department of Justice Closes Probe into Deutsche Bank's FX Activities
2017-03-20T18:48:07.000+02:00
A US DoJ investigation has been closed, yielding no fine for Deutsche Bank after a probe into its FX activities.
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Technology
Exclusive: SpotOption Cuts Staff in Israel, Shifts Focus Abroad
2017-03-20T17:59:26.000+02:00
SpotOption is restructuring its business as incoming action from the Knesset reshapes the industry in Israel.
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Technology
Match-Trade Technologies Deploys MiFID II, ESMA Compliant Service
2017-03-20T16:03:59.000+02:00
Match-Trade Technologies has introduced a new solution for brokers as the regulatory playing field takes shape.
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Brokers
Exclusive: Spanish Regulator Mandates Big Changes for Forex and CFDs Brokers
2017-03-17T20:46:33.000+02:00
Companies offering products with leverage higher than 1:10 have to comply with special conditions.
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Regulation
Breaking: CySEC Clarifies Bonus Limitations to Brokers
2017-03-16T16:19:54.000+02:00
Every trick in the book of misleading incentives such as tournaments, free trades and risk-free trading are now gone.
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Blogs
4 Reasons to Automate Your Brokerage Conversion Process
2017-03-15T15:54:59.000+02:00
The benefits of automating your brokerage’s conversion processes allows for regular contact with prospective clients.
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P2P Lending
Blender Procures Electronic Money Institution License in EU
2017-03-14T18:01:00.000+02:00
Blender’s new license allows the company to operate as a fully functional financial institute in the EU.
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Regulation
The FBI is Organizing an International Fight Against Binary Options Fraud
2017-03-14T13:42:52.000+02:00
The FBI says that binary options fraud is a growing problem and that it has it in its crosshairs.
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Execution
Asset Managers to Siphon $300m from Research Budgets Ahead of Regulations
2017-03-14T12:16:31.000+02:00
With MiFID II on the horizon, the investment research industry could be facing lower research budgets.
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Regulation
Analysis: a Year into Russian Forex Regulation, Bank of Russia’s Filter is Low
2017-03-10T20:32:21.000+02:00
After months of preparation, seven regulated subsidiaries will start operating in May.
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Execution
Thomson Reuters Partners with Tradeweb to Deploy New MiFID II Solution
2017-03-09T11:44:29.000+02:00
The newly launched new solution will help market participants meet MiFID II obligations.
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Regulation
Spain’s CMNV to Craft Policy Directives Towards High-Risk Products
2017-03-08T19:01:06.000+02:00
The CMNV has outlined its new policy directives in 2017, having now extended its scope of compliance.
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Exchanges
UK's Competition Appeal Tribunal Upholds ICE's Mandatory Sale of Trayport
2017-03-07T09:50:09.000+02:00
A Competition Appeal Tribunal echoed the concerns of a CMA investigation, which will force ICE to offload Trayport.
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Brokers
Polish Regulator Issues Warning Against Unauthorised Broker FxOnUs
2017-03-03T21:09:32.000+02:00
The watchdog states in its announcement that the suspicious company is not licensed or authorized.
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Blogs
Consolidate Audit Trail – Timeliness of Reporting
2017-03-02T17:01:13.000+02:00
Ahead of Consolidated Audit Trail implementation, the subject of timeliness for reporting remains a topic of conversation.
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Regulation
Fines Cost Major Banks $320 b Since 2008 Financial Crisis
2017-03-02T12:34:34.000+02:00
The industry's biggest banks have been fined a collective $320b for regulatory failings, according to BCG data.
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Brokers
Pepperstone's Trading Operations in the UK Temporarily Suspended
2017-02-28T12:47:49.000+02:00
Pepperstone has informed clients in the UK that trading activities are temporarily suspended.
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Blogs
How New FCA Regulations are Going to Affect Retail Brokers
2017-02-27T16:21:57.000+02:00
The outlook of many brokerage managers is that the new regulations will have a consolidating effect.
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Thought Leaders
Binary Brokers Rush to Add FX Platforms
2017-02-22T14:07:03.000+02:00
Is FX a natural transition for binary options brokers given less obstacles to regulation and licensing?
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Executive Moves
National Futures Association Re-Elects Michael Dawley as its Chairman
2017-02-22T13:49:44.000+02:00
Dawley has re-elected as the group's chairman, along with a cadre of other public directors.
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Brokers
FXCM Inc to Be Renamed 'Global Brokerage Inc' Following US Upheaval
2017-02-21T15:10:21.000+02:00
FXCM Inc. is being renamed to Global Brokerage Inc, and also getting a new trading ticker symbol of GLBR.
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Next
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