Spain’s CMNV to Craft Policy Directives Towards High-Risk Products
- The CMNV has outlined its new policy directives in 2017, having now extended its scope of compliance.
Spain’s Comisión Nacional Del Mercado de Valores (CMNV) has outlined a series of objectives for 2017, also defining four strategic areas of focus for the next two years, helping foster the group’s regulatory supervision,
The CMNV is Spain’s paramount regulatory authority – the announcement of its new policy objectives represent the group’s bid to help police its domestic markets in a more transparent and overarching way, in essence making it more competitive in the global marketplace.
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Focus on High-Risk Products
This also includes a focus on high-risk products, i.e. foreign Exchange Exchange An exchange is known as a marketplace that supports the trading of derivatives, commodities, securities, and other financial instruments.Generally, an exchange is accessible through a digital platform or sometimes at a tangible address where investors organize to perform trading. Among the chief responsibilities of an exchange would be to uphold honest and fair-trading practices. These are instrumental in making sure that the distribution of supported security rates on that exchange are effectiv An exchange is known as a marketplace that supports the trading of derivatives, commodities, securities, and other financial instruments.Generally, an exchange is accessible through a digital platform or sometimes at a tangible address where investors organize to perform trading. Among the chief responsibilities of an exchange would be to uphold honest and fair-trading practices. These are instrumental in making sure that the distribution of supported security rates on that exchange are effectiv Read this Term, contracts-for-difference (CFDs), and binary options. The regulator’s two pillars of focus will emphasize supervision and promotion of market transparency as well as bolstering the attractiveness and competitiveness of Spanish securities markets.
One way to accomplish this is to help strengthen financial education and support to investors, two areas that are grounds for improvement. More specifically, the CMNV will help support the publication of technical guides and criteria for market participants.
Furthermore, the CMNV will upgrade its oversight of financial intermediaries, exploring multiple initiatives that ensure more adequate Compliance Compliance In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a Read this Term within the existing rules of conduct for the purposes of investors protection.
The entire policy mandate outlined by the CMNV can be read in full by accessing the following link.
Spain’s Comisión Nacional Del Mercado de Valores (CMNV) has outlined a series of objectives for 2017, also defining four strategic areas of focus for the next two years, helping foster the group’s regulatory supervision,
The CMNV is Spain’s paramount regulatory authority – the announcement of its new policy objectives represent the group’s bid to help police its domestic markets in a more transparent and overarching way, in essence making it more competitive in the global marketplace.
[gptAdvertisement]
Focus on High-Risk Products
This also includes a focus on high-risk products, i.e. foreign Exchange Exchange An exchange is known as a marketplace that supports the trading of derivatives, commodities, securities, and other financial instruments.Generally, an exchange is accessible through a digital platform or sometimes at a tangible address where investors organize to perform trading. Among the chief responsibilities of an exchange would be to uphold honest and fair-trading practices. These are instrumental in making sure that the distribution of supported security rates on that exchange are effectiv An exchange is known as a marketplace that supports the trading of derivatives, commodities, securities, and other financial instruments.Generally, an exchange is accessible through a digital platform or sometimes at a tangible address where investors organize to perform trading. Among the chief responsibilities of an exchange would be to uphold honest and fair-trading practices. These are instrumental in making sure that the distribution of supported security rates on that exchange are effectiv Read this Term, contracts-for-difference (CFDs), and binary options. The regulator’s two pillars of focus will emphasize supervision and promotion of market transparency as well as bolstering the attractiveness and competitiveness of Spanish securities markets.
One way to accomplish this is to help strengthen financial education and support to investors, two areas that are grounds for improvement. More specifically, the CMNV will help support the publication of technical guides and criteria for market participants.
Furthermore, the CMNV will upgrade its oversight of financial intermediaries, exploring multiple initiatives that ensure more adequate Compliance Compliance In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a In finance, banking, investing, and insurance compliance refers to following the rules or orders set down by the government regulatory authority, either as providing a service or processing a transaction. Compliance concerning finance would also be a state of being following established guidelines or specifications. This designation can also encompass efforts to ensure that organizations are abiding by both industry regulations and government legislation. Understanding ComplianceCompliance is a Read this Term within the existing rules of conduct for the purposes of investors protection.
The entire policy mandate outlined by the CMNV can be read in full by accessing the following link.