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FinTech

8 AML Guidelines Every Compliance Team Should Be Using

  • There are some AML rules which should be universal to nearly every compliance team.
Monday, 23/01/2023 | 09:28 GMT by Pedro Ferreira
FinTech

Perpetual KYC in Fintechs: Is It Worth It?

  • Perpetual KYC pushes fintechs to systematically keep reviewing accounts and transactions.
Thursday, 19/01/2023 | 16:44 GMT by Pedro Ferreira
Retail FX

French Regulator Unfolds Action Plan and Supervisory Themes for 2023

  • The action plan covers investor education and supervisory cooperation, among others.
  • The regulator's supervisory themes focus on various categories of market participants.
Monday, 09/01/2023 | 21:18 GMT by Solomon Oladipupo
Brokers

Top Forex Brokers in Australia

  • How do you choose the best forex brokers in Australia?
Thursday, 05/01/2023 | 13:25 GMT by Finance Magnates Staff
Retail FX

FCA Adds 1,000 Employees in 2022 as Scrutiny Increases

  • Since the beginning of 2022, the FCA has warned of 1,800 potential financial frauds.
  • The regulator is stepping up its protection efforts as part of a 3-year strategy.
Wednesday, 21/12/2022 | 12:21 GMT by Damian Chmiel
Analysis
Analysis
Regulation
Analysis
Analysis

Regulation 2022 Roundup: The Calm Before the Storm?

  • There were no significant regulatory reforms globally in 2022.
  • However, tightening the European passporting regime proved to be a major issue this year.
Tuesday, 20/12/2022 | 10:21 GMT by Arnab Shome
CryptoCurrency

FTX Seeks Permission to Sell 4 ‘Independent’ Subsidiaries

  • The subsidiaries are facing regulatory backlash after the collapse of the parent company.
  • More than 110 potential buyers are already lined up to buy these businesses.
Friday, 16/12/2022 | 09:09 GMT by Arnab Shome
CryptoCurrency

BaFin President Seeks Global Crypto Regulation

  • The President said a self-regulatory approach would not work for crypto.
  • BaFin is overseeing the crypto sector in Germany.
Thursday, 15/12/2022 | 11:58 GMT by Arnab Shome
CryptoCurrency

Crypto Ponzi Schemes Forcount and IcomTech Charged with Fraud

  • Both schemes targeted small communities.
  • They have promised to double the investment in six months.
Thursday, 15/12/2022 | 06:52 GMT by Arnab Shome
Retail FX

FCA Seeks 'New Regime' in Providing Retail Investor Information

  • The FCA aims to ensure investors' clearer and more helpful trading information.
  • In 2022, the regulator has taken a number of measures to limit potential investment risks.
Tuesday, 13/12/2022 | 10:51 GMT by Damian Chmiel
Retail FX

FCA Fights Rogue Financial Ads

  • The British regulator wants to end misleading, unfair and illegal financial marketing.
  • Rogue financial promotions in 2022 brought ten times more FCA interventions than 2021.
Tuesday, 06/12/2022 | 11:30 GMT by Damian Chmiel
Brokers

Best Forex Brokers in Canada

  • Are Canadian forex traders getting the best out of their brokers?
Tuesday, 06/12/2022 | 11:02 GMT by Finance Magnates Staff
Institutional FX

CySEC Warns against Impersonating Officers, Fake Websites

  • The regulator detected five new rogue websites.
  • CySEC issued a similar warning in April.
Tuesday, 22/11/2022 | 19:48 GMT by Solomon Oladipupo
Thought Leaders

CAPEX.com Receives In-Principle Approval to Operate a Crypto Trading License in Abu Dhabi

  • Yet another license backs up the broker's impressive Middle Eastern growth.
Thursday, 17/11/2022 | 10:41 GMT by FM
Thought Leaders

ZuluTrade Growth Plan Does Not Include Unlicensed Brokers

  • ZuluTrade will focus on dealing with only licensed brokers as part of a new transition.
Friday, 04/11/2022 | 09:22 GMT by FM
Institutional FX

FINRA Fines RBC Capital Markets $360k for Supervisory Failure

  • The failure occurred between June 2018 and February 2020.
  • FINRA recently fined RBC Capital Markets $90k over anticipatory hedging violations.
Tuesday, 01/11/2022 | 16:55 GMT by Solomon Oladipupo
Retail FX

How Big Tech May Impact Financial Industry Competiton? FCA Wants to Know

  • The FCA is waiting for views on possible harm and benefits from Big Tech companies.
  • Responses can be provided by 15 January, 2023.
Tuesday, 25/10/2022 | 16:01 GMT by Damian Chmiel
FinTech

Regulation Roundup: Everything You Need to Know for 2023

  • Leading experts in regulation and reporting to provide insight into the big picture.
Tuesday, 25/10/2022 | 14:08 GMT by Finance Magnates Staff
Thought Leaders

MultiBank Group Announces Two Additional Licenses in UAE and Singapore

  • The new licenses help consolidate MultiBank's position as one of the most trusted brokers.
Wednesday, 19/10/2022 | 14:56 GMT by FM
Payments

KYC and Why it Matters

  • KYC requirements do far more than just verify identity.
Wednesday, 19/10/2022 | 08:48 GMT by Finance Magnates Staff
Op-ed
Op-ed
Technology
Op-ed
Op-ed

New Operational Resilience Regulations Loom amid Financial Sector’s Ongoing Outage Problem

  • Serious outages have plagued Financial sector institutions over the last few years.
  • FSIs are now entering a new regulatory landscape that demands preparation and change.
Wednesday, 19/10/2022 | 07:36 GMT by Ali Moinuddin
Retail FX

CySEC Fines General Capital Brokers €120k for Possible License Offense

  • The settlement covers possible lapses between November 2020 and October 2021.
  • CySEC reached a €100k agreement with ICC Intercertus Capital in August.
Friday, 14/10/2022 | 16:05 GMT by Solomon Oladipupo
Thought Leaders

GLEEC Obtains Licenses to Provide Crypto Services in 8 Countries

  • The licenses it has secured will enable GLEEC to provide a range of new crypto services.
Thursday, 13/10/2022 | 13:37 GMT by FM
Retail FX

US Watchdog CFTC Slams $720k Fine on 2 Chinese Firms for Wash Trading

  • The companies were charged with position limit violations and reporting failures.
  • The violations occurred between April 22 and May 1, 2020.
Friday, 23/09/2022 | 19:38 GMT by Solomon Oladipupo
Thought Leaders

The Standard DAO is Pioneering Stablecoins as the Calls for Regulation Grow Louder

  • What can innovators in the space do to avoid external regulation?
Friday, 16/09/2022 | 12:55 GMT by FM
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