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Institutional FX

ESMA Lauds National Regulators for Improving Oversight Roles

  • The regulators reviewed are from Cyprus, Greece, Iceland, the Netherlands, and Slovenia.
  • The report follows a peer review conducted in 2017.
Thursday, 13/07/2023 | 11:55 GMT by Jared Kirui
Institutional FX

ESMA Unveils Measures to Curb Securities Lending to Retail Investors

  • The new rules aim to protect traders in the securities markets.
  • The guidelines prevent the use of clients' financial instruments without their consent.
Wednesday, 12/07/2023 | 19:33 GMT by Jared Kirui
Retail FX

FCA Unveils Consolidated Tape to Lower Trading Costs in the UK Financial Market

  • The consolidated tape should provide low-cost and clear trading data.
  • The new measure will be implemented for bonds and later for equities.
Wednesday, 05/07/2023 | 09:37 GMT by Damian Chmiel
Regulation

Regtech Innovations: Transforming Compliance in the Digital Age

  • The pros and cons of Regtech
Wednesday, 28/06/2023 | 14:12 GMT by FM Contributors
Education Center

The Efficacy and Effectiveness of Fintech Sandboxes

  • The pros and cons of sandboxes.
Monday, 26/06/2023 | 23:00 GMT by FM Contributors
CryptoCurrency

CoinEX to Exit New York, Pay $1.7M in Settlement

  • Attorney General Letitia James has accused the exchange of failing to register.
  • CoinEX is to refund investors and cease operations in New York.
Friday, 16/06/2023 | 15:03 GMT by Jared Kirui
CryptoCurrency

Bankrupt Bittrex to Begin Customer Payouts despite US Objections

  • The withdrawal process will start on Thursday, 15 June.
  • However, US says Bittrex should pay penalties and settlements first.
Wednesday, 14/06/2023 | 10:12 GMT by Damian Chmiel
Regulation

Regulatory Changes in CFD Trading: What Traders Need to Know

  • Why regulation matters?
Wednesday, 17/05/2023 | 15:56 GMT by FM Contributors
Institutional FX

Goldman Sachs Fined $3M for Mismarking 60M Short Sale Orders

  • The mismarking was caused by a coding error.
  • The global bank agreed to the fine without admitting or denying FINRA findings.
Wednesday, 05/04/2023 | 12:43 GMT by Solomon Oladipupo
Retail FX

The FCA Wants Greater Investor Protection. This is Their Plan

  • The FCA has entered the second year of its three-year strategy.
  • It accelerates its work in four main areas, focusing on further investment and increased resources.
Wednesday, 05/04/2023 | 11:16 GMT by Damian Chmiel
Op-ed
Op-ed
FinTech
Op-ed
Op-ed

The Fall of Credit Suisse Gives Wings to PSD2

  • The directive that regulates the field of electronic money institutions is the cornerstone of open banking licensing.
  • The collapse of Credit Suisse has similar indicators in the US to Silvergate and Silicon Valley Bank.
Tuesday, 04/04/2023 | 08:26 GMT by Ella Rosenberg
Institutional FX

European Regulator Slammed 225 Securities Issuers in 2022

  • Issuers' biggest failing relates to accounting for financial instruments, ESMA says.
  • The regulator examined 640 IFRS-compliant financial statements in 2022.
Wednesday, 29/03/2023 | 14:04 GMT by Solomon Oladipupo
Retail FX

ESMA Criticizes Fractional Shares, Says They Mislead Investors

  • ESMA warns about fractional shares misrepresentation.
  • The supervisor urges firms to implement additional measures for investor protection.
Tuesday, 28/03/2023 | 11:32 GMT by Damian Chmiel
CryptoCurrency

Hong Kong to Start Regulating Crypto in June 2023, 80 Companies Want to Join

  • More than 80 companies are waiting in line to join Hong Kong's web3 ecosystem.
  • The region is preparing to launch VA regulations in June 2023.
Monday, 20/03/2023 | 09:25 GMT by Damian Chmiel
FinTech

FCA Scolds Payment Firms over 'Lack of Controls'

  • The regulator said some firms are posing "unacceptable risks" to customers.
  • The FCA has also seen evidence of "elevated fraud rates" among some firms.
Friday, 17/03/2023 | 20:43 GMT by Solomon Oladipupo
FinTech

Nigeria Becomes Africa’s Open Banking Regulation Pioneer

  • The Central Bank of Nigeria's interest in open banking dates back to 2018.
  • The new guidelines will be supported by the Nigeria Data Protection Regulation.
Friday, 10/03/2023 | 18:18 GMT by Solomon Oladipupo
FinTech

Amidst Industry Rejig, UK Regulator Approves First Long-Term Asset Fund

  • The development dates back to finalization of rules for the new fund in October 2021.
  • The FCA worked with BoE and HM Treasury to break a barrier against long-term asset investment.
Thursday, 09/03/2023 | 13:23 GMT by Solomon Oladipupo
CryptoCurrency

Tel Aviv Stock Exchange Proposes Allowing Crypto Trading

  • TASE aims to regulate crypto trading for the first time in its history.
  • Previously, the exchange announced a pilot program to issue blockchain-based gov bonds.
Monday, 27/02/2023 | 13:01 GMT by Damian Chmiel
CryptoCurrency

Canada Gives 30-Day Registration Ultimatum to Crypto Exchanges

  • Exchanges unable to comply need to offload Canadian users.
  • None of the platforms can offer or take deposits in stablecoins.
Thursday, 23/02/2023 | 08:02 GMT by Arnab Shome
Retail FX

25% of Investors Who Avoid Scams Inspired by Sherlock Holmes

  • "Armchair detective investors" successfully identify potential financial threats, FCA states.
  • The number of scam reports grew by 193% during the last five years.
Tuesday, 21/02/2023 | 12:33 GMT by Damian Chmiel
Retail FX

FCA Consults on Asset Management Regulation Update

  • The FCA continues its three-year strategy of enhancing the local financial industry.
  • The UK's AM market is the second biggest in the world after the United States.
Monday, 20/02/2023 | 10:05 GMT by Damian Chmiel
Institutional FX

Europe’s Money Market Fund Assets Stood at €1.44tn in 2021, Says ESMA

  • Low volatility NAV accounted for almost half (46%) of the assets.
  • Over 90% of money market fund investors are professional investors.
Wednesday, 08/02/2023 | 16:16 GMT by Solomon Oladipupo
Payments

Do Cross-Border Payments Represent a Regulatory Blindspot?

  • A glance into a complex and dynamic process.
Tuesday, 07/02/2023 | 16:18 GMT by Finance Magnates Staff
Payments

Is the Online Gaming Industry an AML Nightmare?

  • What can AML practices do to curb illicit transfers in the online gaming industry?
Wednesday, 25/01/2023 | 09:59 GMT by Pedro Ferreira
Retail FX

New Zealand’s FMA Reports 17% Increase in Investment Scams in 2022

  • FMA disclosed the rising number in its 2022 Annual Report for the year ended June 2022.
  • The regulator recently accused Tiger Brokers' local subsidiary of AML/CTF violations.
Tuesday, 24/01/2023 | 16:02 GMT by Solomon Oladipupo
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