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Brokers

Exclusive: FCA Considering Forcing STP Brokers to Upgrade Their Licenses

  • The UK regulator is preparing steps to ensure brokers are well covered to provide negative balance protection
Tuesday, 06/03/2018 | 15:48 GMT by Victor Golovtchenko
Regulation

ASIC Seeks Public Consultation on Guidance of Dispute Resolution Authority

  • ASIC has issued a draft updated Regulatory Guide 139 to promote a smooth transition to AFCA oversight.
Monday, 05/03/2018 | 07:52 GMT by Finance Magnates Staff
Regulation

Danish FSA Issues Warning Against Two Unauthorized Brokers

  • The companies were providing financial services in Denmark without authorization.
Friday, 02/03/2018 | 14:34 GMT by Finance Magnates Staff
News

BoE’s Carney Sees Crypto Regulation Evolving on Country-by-Country Basis

  • “I would have greater expectation of a series of national steps rather than some big coordinated approach.”
Friday, 02/03/2018 | 12:21 GMT by Jeff Patterson
Brokers

Financial Commission Adds TorrentFX to Category-A Roster

  • All clients of member companies are protected by the Compensation Fund, ‎which acts as an insurance policy. ‎
Thursday, 01/03/2018 | 16:00 GMT by Aziz Abdel-Qader
Brokers

Analysis: The Curious Case of BMFN Exiting the Chinese Market

  • The broker is currently in the midst of selling its client books to a European company.
Thursday, 01/03/2018 | 13:05 GMT by Finance Magnates Staff
News

“Scores of Subpoenas”: the SEC Begins a Major Probe Into Crypto

  • The Wall Street Journal reported that the SEC is seeking massive amounts of information from blockchain firms.
Thursday, 01/03/2018 | 06:38 GMT by Rachel McIntosh
News

Could We See EU-Wide Cryptocurrency Regulation in the Future?

  • The EU is preparing to discuss cryptocurrency regulation at the G20 meeting in March.
Tuesday, 27/02/2018 | 12:54 GMT by Simon Golstein
Regulation

FCA Issues Warning over Unauthorized Firm Solidcfd.com

  • The company had been offering financial services without an FCA regulatory license.
Monday, 26/02/2018 | 12:43 GMT by Finance Magnates Staff
Thought Leaders

XTB, X Open Hub Awarded KDPW’s Prize for Best Quality Reporting in 2017

  • The award reflects XTB’s efforts to promote consistent and harmonized regulations at the European level
Thursday, 22/02/2018 | 12:03 GMT by Sponsored
Regulation

Central Bank of Ireland Warns of Unlicensed Firm, Global Ace Investment Ltd

  • The warning was issued in response to the company's unauthorized operations in Ireland.
Thursday, 22/02/2018 | 11:52 GMT by Finance Magnates Staff
News

Finnish Government to Hold Public Auctions for Confiscated Crypto

  • The Finnish government has released a new set of guidelines on how to handle seized cryptocurrency.
Thursday, 22/02/2018 | 07:58 GMT by Rachel McIntosh
Regulation

BCSC Advises Caution in Investing with Cryp Trade

  • Cryp Trade has been targeting British Columbia residents through advertisements, despite not being licensed by the BCSC.
Thursday, 22/02/2018 | 07:58 GMT by Finance Magnates Staff
News

UK's Treasury Select Committee Launches Inquiry Into Crypto

  • The inquiry will examine the benefits and risks that crypto poses to individuals and the financial system.
Thursday, 22/02/2018 | 06:51 GMT by Rachel McIntosh
Brokers

Exclusive: Australian FX Brokers Raise Alarm about New Regulations

  • Potential abuse from clients through the new complaints system could cost brokers dearly.
Thursday, 22/02/2018 | 06:38 GMT by Victor Golovtchenko
Regulation

Israel Securities Authority Approves CFD Trading on TA-35 Index

  • The decision could lead to higher trading volume for the Tel Aviv Stock Exchange.
Wednesday, 21/02/2018 | 15:48 GMT by Finance Magnates Staff
Regulation

FCA Requests Input on Technological Innovations for Regulatory Reporting

  • The call for input is being launched in order to improve and simplify the FCA regulatory reports compliance process.
Tuesday, 20/02/2018 | 15:27 GMT by Finance Magnates Staff
News

German Financial Regulator Publishes Note on ICOs

  • This will provide some clarity on the largely unregulated fundraising instruments.
Tuesday, 20/02/2018 | 13:32 GMT by Arnab Shome
Brokers

CySEC Imposes Fine on iFOREX Due to Several Violations

  • The Cypriot regulator continues to clamp down on non-compliant companies.
Tuesday, 20/02/2018 | 13:25 GMT by Finance Magnates Staff
Brokers

Exclusive: Alpari and FXTM's Andrey Dashin Prefers Organic Growth to M&A

  • The founder of two of the biggest brokerages in Europe shares his thoughts on the industry in 2018.
Tuesday, 20/02/2018 | 11:15 GMT by Victor Golovtchenko
Regulation

CySEC Adopts ESMA Guidelines on Management Body of Market Operators

  • The Cyprus regulators aligns with ESMA regulations over the appointment of new management body members.
Friday, 16/02/2018 | 13:17 GMT by Finance Magnates Staff
Regulation

Post MiFID II: Is the Storm Finally Over?

  • While the majority of firms complied in the most areas, there are still some aspects that need to be addressed
Friday, 16/02/2018 | 11:48 GMT by Tim Williams
News

Coincheck Slapped With Lawsuit Over Withdrawals Freeze – Are More to Come?

  • Coincheck has found itself in a legal battle with investors after freezing withdrawals
Thursday, 15/02/2018 | 09:32 GMT by Jeff Patterson
Brokers

Japanese Binary Options Volumes Record Hike in January

  • Starting the year off on the right foot, the Binary Options industry shows signs of life in Japan.
Thursday, 15/02/2018 | 07:52 GMT by Finance Magnates Staff
News

Citibank Cracks Down on Crypto Purchases in India via Debit, Credit Cards

  • Will other banks follow suit or will users rely on alternative methods to use cryptos?
Wednesday, 14/02/2018 | 14:28 GMT by Jeff Patterson
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