ONTARIO

Ontario OSC Fines Caldwell $2 Million for Best Execution Lapses

Toronto-based firm executed most of its trades through an affiliated investment dealer, Caldwell Securities.

New Extra-Simple Cryptocurrency Exchange for Canadians Launched in Toronto

CoinSmart was "built by and for Canadians".

Ontario Securities Commission Warns Against Admiral Global

OSC has updated its blacklist of companies that are illegally conducting financial services targeting provincial residents.

Ontario Securities Commission Adds B4Binary to its Warning List

Canadian investors have been advised by the OSC to refrain from dealings with B4Binary.

Ontario Securities Commission Bans RBOptions ‘Without Exceptions’

RBOptions is a Canadian broker with a history of raising the hackles of financial regulators.

Ontario Securities Commission Adds Trade24 to its Warning List

Canadian investors have been advised by OSC to refrain from dealings with Trade24.

OSC Warns of ‘High’ Returns in Forex, Binary Options and Marijuana

The Ontario Securities Commission marked ‘hot’ investment trends in a report titled “Beware of the latest thing”. On the ...

Belgian Regulator Warns against Binary Options, OSC against Optionrally

The Belgian FSMA is warning potential investors in the product about the risks associated with trading binary options contracts, ...

Binary Options Crackdown BCSC Warns of RBOptions, 24Options, GOoptions and TradeRush

After its August warning of binary options providers, urging residents in its province of the risks, the latest warning ...

North Of The Border: Ontario Securities Commission Sets Out Trade Reporting Rules

The Ontario Securities Commission has announced a scope rule relating to the means by which OTC derivatives firms must ...

Ex-SunGard Executive Janice Robson Appointed CEO of Embium

Canadian cloud-based automated trading technology company Embium yesterday announced the appointment of Ex-SunGard executive Janice Robson as Chief Executive ...

Complete Developments, Incomplete Integrity. Forex Ponzi Scheme Operators Prosecuted

Fraudsters Hit with $23 million Civil Restitution Penalty after CFTC uncovers forex Ponzi Scheme, further demonstrating the continued efforts ...

Dominion Investments Club – a Canadian Forez Ponzi scheme

The Ontario Securities Commission has fined two individuals $250,000 each, for operating an investment program through which they illegally ...

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