Part One: Must-Know Trends in Regulation for New Decade Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
The Confusion of Client Categorization Needs to Be Addressed In an exclusive op-ed, Remonda Z. Kirketerp-Møller tackles why the confusion of client categorization needs to be addressed. ...
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Trading Education – a Disguised Conflict of Interest that Needs Regulation? Surely someone who addresses an audience of retail clients and encourages them to pay money should be a regulated ...
Why Brokers Need to ‘Keep Calm and Carry On’ Is now the time for brokers to panic or is there light at the end of the tunnel?
Exclusive: MiFID II Off to a Messy Start, Multiple Regulators Unprepared Despite being delayed for a year, the regulatory framework is still catching major institutions unprepared.
Pepperstone Moves European Clients to FCA-Regulated Subsidiary The move explains why Pepperstone closed its FCA-regulated subsidiary earlier this year.
AMF Lifting 24Option Ban, Facilitating Services Offering in France The ban on 24Option in France will be lifted as early as July 3, 2017.
CySEC Execution of MiFID Good Practices Deficient, Determines ESMA ESMA's follow-up MiFID report shows that Cyprus is one of the NCAs that did not address all of its ...
Shares of Major European FX Prime Brokers on the Rise after Macron Win The risk-on mood this morning is buoying not only French, but also European banks.
Regardless of Article 50, London Remains at the Heart of the FX Industry The start of Brexit is a popular topic, but its vast trading infrastructure could make London immune to a ...
Cappitech Partners with Colt PrizmNet for Secure Data Reporting An additional layer of security in EMIR and MiFID reporting.
Dutch Regulator Exposes Vulnerabilities of ‘Big Brother’ MiFID Surveillance Soros is said to have lost over $1 billion.
Risk Focus Signs Up to UnaVista’s Partner Programme The partnership will enable the firm to deliver the independent controls demanded by ESMA’s MiFIR regulations.
anyoption Partners with GBG for Identity Verification and KYC Automation The agreement provides anyoption clients with KYC automation and a shorter onboarding process.
Bourse Direct Signs Up for Euronext’s Best of Book to Improve Best Execution Retail investors trading with Bourse Direct can now gain all the benefits of Euronext’s trading platform.
LSE: UnaVista Launches MIFIR Transaction Reporting Ahead of Schedule Clients are now able to begin testing against the latest MiFIR RTS.
Michael Greenberg’s Special Analysis of Brexit Prospects The UK leaving the EU will have a deeper impact on the FX industry than the SNB crisis had.
The Rise of RegTech Across Capital Markets Capital markets technology companies have narrowed their focus and increased their market share by specialising in niche sub segments.
Broker and Asset Manager Matador Prime Gets MiFID License in Bulgaria Could the small Balkan state become a new hub for locating foreign exchange and CFDs brokers?