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Investigation
Democratizing Investing: A Revolution in the Making?
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Crypto for the Unbanked: Can Digital Currencies Solve Financial
Education Center
Wealthtech and the Democratization of Investing
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AIToolGuru.com Simplifies Access to Cutting-Edge AI Tools
Thought Leadership
Democratizing Investing: A Revolution in the Making?
Education Center
Crypto for the Unbanked: Can Digital Currencies Solve Financial
Education Center
Wealthtech and the Democratization of Investing
Education Center
AIToolGuru.com Simplifies Access to Cutting-Edge AI Tools
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Institutional FX
SVB Financial Executives' Share Sales under Scrutiny in Ongoing SEC and DoJ Probes
DoJ and SEC join Fed in examining the SVB's crisis.
Investigations include reviewing SVB Financial executives' shares sales before the collapse.
Wednesday, 15/03/2023 | 09:43 GMT
by
Damian Chmiel
CryptoCurrency
Bulgaria Launches Probe of Crypto Lender Nexo, Raids Offices
The probe relates to the alleged AML failure and violation of sanctions against Russia.
Nexo accused regulators of adopting a "kick first, ask questions later" method.
Thursday, 12/01/2023 | 13:08 GMT
by
Solomon Oladipupo
Regulation
BaFin to Investigate blockchains.de
The trading platform is not supervised by BaFin.
Blockchains.de business address is located in London, UK, as of press time.
Wednesday, 11/05/2022 | 20:30 GMT
by
Felipe Erazo
Executive Moves
Binance Hires Nils Andersen Röed to Expand Its Investigations and Audit Team
Andersen Röed previously worked at Europol as a specialist on the Dark Web team.
Friday, 17/09/2021 | 06:16 GMT
by
Bilal Jafar
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Payments
Finablr Selects Skadden to Investigate Potential Wrongdoings
Skadden has been named as lead counsel to investigate historic potential malfeasance within the Group.
Wednesday, 22/07/2020 | 08:44 GMT
by
Celeste Skinner
News
Justice Department Charges Payment Processor of Bitfinex
Two individuals have been charged with shadow banking services to crypto exchanges, Bitfinex among them
Wednesday, 01/05/2019 | 15:11 GMT
by
Victor Golovtchenko
News
John McAfee Among Defendants Named in Pump and Dump Lawsuit
John McAfee and a firm where he once worked are being sued by investors over an SEC investigation into that firm's ex-CEO.
Wednesday, 03/10/2018 | 11:47 GMT
by
Simon Golstein
Regulation
Next Headache for Aussie Brokers? Consumer Watchdog Looks into FX Services
The ACCC will examine why major companies in the country are able to consistently charge high prices for currency conversion.
Tuesday, 02/10/2018 | 07:18 GMT
by
Celeste Skinner
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News
FCA Investigates 24 Unregulated Cryptocurrency Businesses
The FCA controls cryptocurrency derivatives, but cryptocurrencies themselves are outside UK law.
Sunday, 27/05/2018 | 09:47 GMT
by
Simon Golstein
News
US Justice Department Begins Criminal Investigation of Bitcoin Manipulation
The authority is reportedly working with the Commodity Futures Trading Commission.
Thursday, 24/05/2018 | 11:57 GMT
by
Simon Golstein
Regulation
US DoJ Officially Charges Former Yukom CEO Lee Elbaz for Wire Fraud
The Israeli national was charged with three counts of wire fraud, and one count of conspiracy to commit wire fraud.
Monday, 26/03/2018 | 10:21 GMT
by
Finance Magnates Staff
Executive Moves
Deutsche Börse CEO Carsten Kengeter Resigns Amid Insider-Trading Probes
Kengeter bought shares worth €4.8 million just over two months before the merger talks with LSE were publicly announced.
Thursday, 26/10/2017 | 17:00 GMT
by
Aziz Abdel-Qader
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News
American Lawyers Try to Organize ICO Investors to Sue Tezos
The lawyers say that they have launched an investigation on behalf of investors in the Tezos ICO.
Monday, 23/10/2017 | 11:02 GMT
by
Avi Mizrahi
Regulation
Deutsche Börse Reaches €10.5m Settlement, Ending CEO Probe
The group has reached a €10.5m settlement with prosecutors over insider trading charges against Carsten Kengeter.
Thursday, 14/09/2017 | 08:36 GMT
by
Jeff Patterson
Prime Brokerage
Credit Suisse Facing Tax Probe Across Five Countries
A lingering tax probe into Credit Suisse's operations could weigh upon its recovery plan in 2017.
Monday, 03/04/2017 | 12:46 GMT
by
Jeff Patterson
Regulation
US Department of Justice Closes Probe into Deutsche Bank's FX Activities
A US DoJ investigation has been closed, yielding no fine for Deutsche Bank after a probe into its FX activities.
Monday, 20/03/2017 | 16:48 GMT
by
Jeff Patterson
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Prime Brokerage
Deutsche Börse’s Carsten Kengeter Shoots Down Insider Trading Charges
The Deutsche Börse Chief Executive strongly denies any allegations of insider trading amidst an investigation.
Thursday, 16/02/2017 | 10:26 GMT
by
Jeff Patterson
Regulation
ADR scandal rumbles on for Big 4 depositary banks
WSJ confirms SEC has handed subpoenas to BNY Mellon, Deutsche Bank, Citigroup and JP Morgan.
Tuesday, 08/11/2016 | 14:10 GMT
by
Anna Reitman
Regulation
10 Bankers Face Court Over Euribor Rate Rigging
After the huge Libor-related settlements and fines, regulators are focusing on Euribor-rigging allegations
Friday, 13/11/2015 | 17:48 GMT
by
Irina Slav
Regulation
The FX Rigging Scandal a Year After - Lesson Learned?
FX clients have lost their trust in the banks and investors are worried about the overall impact of fines crossing over $10 billion.
Monday, 07/09/2015 | 10:19 GMT
by
Avi Mizrahi
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Regulation
FMA Drawing on New Powers to Go after Firms Out of Court
A report published by the New Zealand financial watchdog highlights its approach to enforcement and investigations activities.
Friday, 28/08/2015 | 07:02 GMT
by
Andy Traveller
Analysis
How Did IronFX Clients' Withdrawal Issues Trigger a CySEC Investigation?
"The violations are related to the bonus promotions offered by IronFX, similar to a number of promotions offered by competitors," the broker claims
Friday, 07/08/2015 | 09:55 GMT
by
Victor Golovtchenko
Regulation
Breaking: CySEC Announces That IronFX Is Under Investigation
Cyprus headquartered brokerage IronFX led by its CEO Markos Kashiouris is under scrutiny of the local regulator after withdrawal issues
Thursday, 06/08/2015 | 14:43 GMT
by
Victor Golovtchenko
Regulation
SEC Goes After Pimco Over Valuation of Mortgage-Backed Securities
Following a SEC investigation, Pimco is under fire on suspicion that it artificially boosted the performance of one of its ETF products.
Tuesday, 04/08/2015 | 17:05 GMT
by
Andy Traveller
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Regulation
City of London Police Investigating Bankrupt Broker, FX World
In an interesting twist, the of head of trading at FXWMA was the trader suspended from Rabobank over the FX manipulation scandal last year.
Wednesday, 15/07/2015 | 14:49 GMT
by
Avi Mizrahi
Next
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