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Regulation
SFC Warns Investors Against One Two Trade Binary Options Provider
2016-08-29T11:17:54.000+02:00
Hong Kong's SFC has issued a warning against binary options broker One Two Trade and flagged a further suspicious website.
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Regulation
Hong Kong SFC Suspends Ku Yuen Leung over Suspicious Trades
2016-08-23T11:54:50.000+02:00
According to the independent regulator, Ku’s misconduct has undermined the integrity of the market.
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Regulation
Hong Kong’s SFC Warns Investors on Ephraim Global
2016-08-19T12:30:27.000+02:00
Ephraim Global has made the SFC's watch list as an unlicensed entity operating in the country.
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Execution
HKEX Subsidiary Launches Clearing Service for Cross Currency Swaps
2016-08-15T17:08:20.000+02:00
The new product is in line with strong growth and increasing volumes of RMB derivatives traded offshore.
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Regulation
Hong Kong SFC Warns Against HCF Financial Service
2016-07-28T11:40:03.000+02:00
Hong Kong’s watchdog expanded its warning list of unregulated entities to add a new brokerage firm.
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Regulation
Hong Kong SFC Bans Chan Hau Wing Over Unauthorized Trades
2016-07-13T13:30:08.000+02:00
Chan was banned for a couple of years by the financial watchdog in Hong Kong after correcting wrongly placed trades.
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Exchanges
EURO STOXX 50, DAX Secures iShares Licensing, Extending to Hong Kong
2016-06-29T16:09:59.000+02:00
The licensing looks to capture a growing market share of traders on the HKEx.
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Technology
CQG Colocates Hong Kong Server at HKEX after Migration from China Telecom
2016-06-29T11:24:09.000+02:00
CQG migrated its server from China Telecom in Hong Kong to HKEX's data center.
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Regulation
Securities and Futures Commission of HK Net Profit Rises 62% for 2015-16
2016-06-22T08:19:27.000+02:00
Hong Kong's SFC released its latest annual report today for its 2015-16 year.
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Brokers
ADS Securities Adds Two Additional Regulatory Licenses from Hong Kong SFC
2016-06-08T10:12:22.000+02:00
ADS Securities adds futures and securities to its existing FX license in Hong Kong.
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Regulation
Hong Kong’s SFC Fines SynerWealth Financial Ltd $2.7 Million
2016-05-31T12:51:19.000+02:00
The SFC penalises another financial services provider for failing to report deficiencies in its trading system.
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Regulation
SFC Fines Hong-Kong Based Guotai Junan Securities $1.3 million
2016-05-30T13:45:57.000+02:00
Hong Kong’s SFC imposes fine for failure to comply with its regulatory requirements regarding client identity.
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Execution
HKEX Gets Approval to Launch Four New Renminbi Currency Futures
2016-05-23T19:13:38.000+02:00
HKEX to launch 4 new RMB futures as China's currency becomes globalized.
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Regulation
FINRA and SFC Sign MoU Amid Decline for Banker's Expat Perks in Hong Kong
2016-05-20T11:58:29.000+02:00
FINRA and SFC agree on cross-border synergy amid other trends evident in Hong Kong.
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Executive Moves
Hong Kong SFC CEO Ashley Alder Appointed to Chair IOSCO Board
2016-05-13T17:45:44.000+02:00
Ashley Alder was recently vice chair of IOSCO's Board and is now its chairman.
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Executive Moves
HKEx Taps Former Goldman Strategist Kenneth Kok as its Head of Cash Trading
2016-05-03T12:36:22.000+02:00
Mr. Kok joins HKEx from Goldman Sachs, having worked at the lender for over seventeen years.
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Exchanges
HKEX To Launch Four New Renminbi Futures Contracts in Hong Kong
2016-04-19T15:50:06.000+02:00
New renminbi contracts from HKEX on euro, yen, Australian and US dollars.
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Execution
Fidessa Extends Execution Capabilities to Hong Kong’s Huatai Financial
2016-04-11T11:55:28.000+02:00
Huatai will assimilate Fidessa’s centralized order management and execution system into its Asian trading platform.
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Regulation
Moody’s Forced to Pay $11M Over “Red Flags" Report
2016-04-05T14:16:03.000+02:00
SFAT has affirmed the SFC’s previous decision and fined Moody’s $11 million for painting a misleading picture of Chinese companies.
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Executive Moves
SFC Taps Thomas Atkinson as Executive Director of Enforcement
2016-03-23T14:13:42.000+02:00
The OSC's Thomas Atkinson will join the SFC as its Director of Enforcement.
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Regulation
Hong Kong's SFC Fines Unicorn Securities and its Ex-Officer $3.2 Million
2016-03-14T14:26:35.000+02:00
The local watchdog gives fraudulent company and its ex-employee a seven figure fine.
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Exchanges
Hong Kong's Key Bourse the HKEX Group 2015 Profit's Surge 54%
2016-03-02T13:39:40.000+02:00
The Hong Kong Exchanges and Clearing Group reports a robust 2015 while Q4 results slumped over the prior quarter, yet finished the year strong.
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Regulation
Hong Kong SFC Fines Yuanta Securities $4m over Undisclosed Spread Markups
2016-02-29T13:35:56.000+02:00
Pricing disclosures and best practices continue to come under scrutiny, across asset classes traded by both retail and institutional.
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Technology
TechFinancials Eyes B2B in Asia-Pacific with New Hong Kong Office
2016-02-29T10:06:05.000+02:00
Recent initiatives by the developer in the region preceded the new office, that will be run by Kevin Hau to help drive B2B related sales.
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Regulation
Hong Kong SFC Bans Trader over Directing Clients Account without POA
2016-02-24T11:49:01.000+02:00
The Securities and Futures Commission bans Jia Zhen for 10 months over trading with a client's account without first obtaining proper consent.
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