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Retail FX

News Nuggets | 1 August: Meta to Launch 'Personas' AI Bots; Conotoxia Shows New Feature

  • Also, Paul Turner Joins Capex; HSBC doubles its net profit.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Tuesday, 01/08/2023 | 09:27 GMT by Finance Magnates Staff
Retail FX

FMA Stops Firm Promising 350% Returns on FX and Crypto in 60 Weeks

  • The High Court rejected Validus' appeal.
  • The company can no longer offer its 'educational packages’.
Wednesday, 05/07/2023 | 07:17 GMT by Damian Chmiel
Retail FX

New Zealand’s FMA Orders Tiger Brokers to Pay $900k for AML/CFT Breaches

  • The Australian court has fined Tiger Brokers for breaching the AML and CFT law.
  • The case concerns violations between 2019 and 2020.
Thursday, 29/06/2023 | 07:38 GMT by Damian Chmiel
Op-ed
Op-ed
FinTech
Op-ed
Op-ed

With New Rules in Place, Vanuatu Wants to Become the Next Cyprus

  • A core group of 60 brokers remain after licensing rules were strengthened.
  • Industry insiders cite Cyprus as an inspiration for Vanuatu’s future.
Thursday, 22/06/2023 | 13:00 GMT by Nicolas Ritoux
Retail FX

News Nuggets | 28 March: FMA Flags CFDs Broker; AI in Portfolio Management

  • Also, CMC Markets, Binance, and CobaltFX.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Tuesday, 28/03/2023 | 06:53 GMT by Finance Magnates Staff
Executives

Binance's VP Joins New Zealand's FMA as Executive Director

  • Trinder worked for the most prominent financial institutions and organizations in the world.
  • After 11 months in Binance, he is moving to New Zealand to support FMA's strategic work.
Monday, 13/03/2023 | 09:41 GMT by Damian Chmiel
Retail FX

New Zealand’s FMA Reports 17% Increase in Investment Scams in 2022

  • FMA disclosed the rising number in its 2022 Annual Report for the year ended June 2022.
  • The regulator recently accused Tiger Brokers' local subsidiary of AML/CTF violations.
Tuesday, 24/01/2023 | 16:02 GMT by Solomon Oladipupo
Retail FX

FMA Takes Tiger Brokers to Court for AML/CFT Breaches

  • The enforcement action came after a formal warning in March 2020.
  • The regulator is seeking a pecuniary penalty of NZ$900,000.
Wednesday, 21/12/2022 | 07:30 GMT by Arnab Shome
Retail FX

FMA Warns against Crypto Fraudsters and Impersonators

  • Bay Exchange was providing crypto services without proper authorization.
  • Krypto Security was trying to impersonate the FMA's officials and extort consumer funds.
Monday, 12/12/2022 | 09:24 GMT by Damian Chmiel
Retail FX

FMA Warns against Fraudster Impersonating the Regulator

  • Scammer tries tricking consumers and investors into pretending to be a regulatory clerk.
  • The FMA warned of impostors four times in October 2022.
Tuesday, 25/10/2022 | 08:58 GMT by Damian Chmiel
Retail FX

New Zealand Regulator Censures Western Union for License Breaches

  • The company failed to maintain net tangible asset requirements at certain times.
  • However, it maintained the ability to replenish the required NTA levels.
Tuesday, 19/07/2022 | 06:29 GMT by Arnab Shome
Regulation

New Zealand’s FMA Lifts License Suspension on AxiCorp (Axi)

  • The broker’s license was suspended in June 2019.
Thursday, 09/12/2021 | 08:07 GMT by Arnab Shome
Regulation

Austria’s FMA Cancels Registration of Crypto ATM Provider BTM Services

  • Now, the company cannot provide crypto-fiat transactions
Monday, 29/11/2021 | 12:51 GMT by Arnab Shome
Regulation

Austria’s FMA Revokes Crypto License of ATIRA, Flags StormGain

  • Crypto firms in the country need to register themselves for local operations.
Thursday, 11/11/2021 | 12:41 GMT by Arnab Shome
Brokers

New Zealand FMA Censures Jarden Securities for DI License Breaches

  • The breaches were made by OML before Jarden bought the company.
Thursday, 14/10/2021 | 06:19 GMT by Arnab Shome
Regulation

New Zealand’s FMA Issues Guidance on Financial Product Ads

  • The rules focused on the accuracy of the claims of financial services firms.
Wednesday, 13/10/2021 | 08:47 GMT by Arnab Shome
Brokers

New Zealand’s FMA Censures Firma NZ for Multiple Violations

  • “Firma’s breaches are highly concerning,” FMA Director of Supervision said.
Monday, 11/10/2021 | 07:04 GMT by Arnab Shome
Brokers

CLSA Premium NZ to Pay NZ$770K in Fine for AML Breaches

  • The broker and the regulator were fighting in court for months to settle for the penalty amount.
Monday, 13/09/2021 | 07:52 GMT by Arnab Shome
Thought Leaders

FMA Vanuatu Eyes Brighter Future for the Nation’s Financial Industry

  • The regulatory authority is empowering licensees operating in Vanuatu, promoting awareness and transparency.
Thursday, 14/01/2021 | 05:00 GMT by Sponsored
News

New Zealand Issues Cryptocurrency Warning

  • The Financial Markets Authority (FMA) warned citizens about high volatility and extreme risks in the cryptocurrency market.
Tuesday, 12/01/2021 | 13:11 GMT by Bilal Jafar
Regulation

FMA Finds Significant Weaknesses in Derivative Issuers Client Assessments

  • The NZ regulator has published a report on its supervision activities taken place over the past 18 months.
Thursday, 24/09/2020 | 05:30 GMT by Celeste Skinner
Regulation

FMA Imposes Additional Conditions on CLSA Premium’s NZ Licence

  • CLSAP NZ can’t make an offer to or receive further funds from retail investors in relation to derivatives.
Tuesday, 22/09/2020 | 05:18 GMT by Celeste Skinner
Regulation

Pegasus Markets Found Guilty of Charges Brought by New Zealand’s FMA

  • The company and its NZ-based director, Michael Reps, have been found guilty of all criminal charges.
Friday, 11/09/2020 | 06:37 GMT by Celeste Skinner
Regulation

FMA Warns of Fraudsters Impersonating Regulator in COVID-19 Scam

  • Scammers are impersonating the regulator, trying to exploit people affected by COVID-19.
Tuesday, 08/09/2020 | 06:43 GMT by Celeste Skinner
Executive Moves

NZ’s FMA Names Paul Gregory as Director of Investment Management

  • Gregory will take on the newly created role in early November.
Thursday, 27/08/2020 | 05:02 GMT by Celeste Skinner
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